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THE
2026年8月17日
91-20
数千年之久
会员以及 17岁及以下的 洛杉矶郡青少年 始终免费
LACMA.ORG / 323 857 6010
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LACMA
2026年8月17日
4 活动指南
7 城市谈资
本杰明·华莱士-威尔斯论 AI 政治;汉娜·艾因宾德;监视亚特兰大的监视系统;欢迎来到皇后区;丹·霍伊尔回归。
特派报道
亚历山德拉·施瓦茨 12 故事的终结 关于在人们临终时提供照顾的助产士。
碎碎念
安东尼·莱恩 19 吃掉莲花!
美丽新世界部门
吉尔·莱波尔 20 机器人还是人 证明你是人类需要什么?
人物志
玛格丽特·塔尔博特 26 约翰·罗伯茨的幻想 这位首席大法官仍将他的法院视为中立之地。
特约记者
约书亚·亚法 40 新古拉格 俄罗斯让囚犯消失的地方。
小说
艾玛·克莱恩 50 “枯萎”
评论家
书籍
大卫·登比 57 汉娜·阿伦特的美国教育。 伊恩·布鲁马 63 使美国再次伟大 (MAGA) 与欧洲的瓦解。 65 简评
艺术界
扎卡里·法恩 68 波普.L 引人入胜的讽刺作。
诗歌
亨利·科尔 32 “仙人掌” 加鲁斯·阿卜杜勒马莱基安 52 “马”
封面
爱德华·斯蒂德 “午夜绽放”
插画 查理·汉金,哈丽特·伯贝克,丹·米斯迪亚,伊迪丝·齐默曼,法利·卡茨,约翰尼·迪纳波利,亚舍·佩尔曼,威廉·海费利,爱德华·斯蒂德,罗兹·查斯特,奥利维亚·佩奇尼,杰森·亚当·卡岑斯坦,隆尼·米尔萨普,索菲亚·沃伦,克里斯托弗·韦扬特,斯蒂芬·劳森,塞斯·弗莱什曼 专栏 迈克尔·帕金
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吉尔·莱波尔(《机器人还是人》,第 20 页)是一名职员作家,自 2005 年起为本杂志撰稿。她的新书《人工国家的兴衰》将于本月出版。
约书亚·亚法(《新古拉格》,第 40 页)是一名特约撰稿人,著有《两火之间:普京俄罗斯的真相、野心与妥协》。
艾玛·克莱恩(小说,第 50 页)著有《客人》和《女孩们》等书。她的新小说《Switzy》预计将于 9 月出版。
加鲁斯·阿卜杜勒马莱基安(诗歌,第 52 页)是一位来自德黑兰的获奖诗人。他的著作《倚靠这深夜》于 2020 年以英文出版。
爱德华·斯蒂德(封面)自 2013 年起为《纽约客》提供漫画。他的新书《欢乐时光》将于 10 月出版。
大卫·登比(书籍,第 57 页)是一名职员作家,著有《卓越的犹太人:伯恩斯坦、布鲁克斯、弗里丹、梅勒》。
玛格丽特·塔尔博特(《约翰·罗伯茨的幻想》,第 26 页)自 2004 年起担任职员作家。她与大卫·塔尔博特合著有《在燃烧之梦的光芒下》。
亚历山德拉·施瓦茨(《故事的终结》,第 12 页)于 2013 年加入本杂志,并于 2016 年成为职员作家。她是《纽约客》文化播客《特约评论家》的共同主持人。
内森·海勒(城市谈资,第 11 页)是一名职员作家,自 2011 年起为本杂志撰稿。
伊恩·布鲁马(书籍,第 63 页)是巴德学院的教授,著有《生存:柏林,1939-1945》等书。
亨利·科尔(诗歌,第 32 页)是一位诗人兼散文家。他的诗集包括《另一种爱》。
埃里克·阿加德(谜题与游戏部门)是交叉字谜协作目录的共同创始人,该目录为来自代表性不足群体的有志谜题制作者提供资源。

GPS 与迷失的失传艺术 作者:莎伊拉·洛夫 (Shayla Love)
请在《纽约客》应用程序上阅读这篇仅限数字版的报道,那里是获取最新一期内容以及更多新闻、评论、批评和幽默的最佳平台。
杰克逊·吉布斯 (JACKSON GIBBS)
起初有“词”,而这个“词”错了。在梅拉妮·瑟恩斯特罗姆 (Melanie Thernstrom) 为私人妇科医生萨莉·格林沃尔德 (Sally Greenwald) 撰写的人物简介中——该文赞美了女性寡头高潮的快感及其昂贵的维护成本——我惊讶地发现我们竟然还没有取得多少进展(见《亿万富翁的阴道俱乐部》,7月6日及13日刊)。在这里,少数几本仍具影响力的出版物之一再次通过重复,在标题和正文中通过误称女性生殖解剖结构,强化了对其的轻视。
阴道仅仅是组成外阴及其内部相关器官的众多活动部件之一——包括阴阜、大阴唇和小阴唇、阴蒂、子宫颈、子宫、输卵管、卵巢、众多腺体、无数神经,以及,没错,相邻的阴道。如果我们所有人,包括社交媒体影响者和其他文化领袖,合谋将阴茎称为会阴,结果会怎样?或者称其为前列腺?哎呀!地标错了,但区域是对的。那么,“阴道”这个几十年来流行的称呼(在文中出现了十次,其中四次错误,且其中三次是由那位医生本人引入的),是如何演变成代表整个部位的?而且,更有趣的是,为什么会这样?
我们女性何时才能停止在“弗洛伊德父亲”谴责我们性核心的行为中扮演孝顺的协作角色——我所指的是那个可怜的、多次丢失又被找回的阴蒂——并拒绝否认我们自己的核心地带?我们对男性有此期待,因为他们的生物学特性决定了他们主要关注阴道这个基本无感的管道,但我们何时才能停止在父权制中的共谋,停止回避自身? 托妮·本特利 (Toni Bentley) 加利福尼亚州,洛杉矶
尼基尔·克里希南 (Nikhil Krishnan) 对索菲亚·史密斯·加勒 (Sophia Smith Galer) 的《如何杀死一种语言》的评论,犯了与该书相同的错误,即将其将语言的“死亡”视为字面意思,而这种死亡与大熊猫的死亡不同,完全是隐喻性的(见“书籍”栏目,7月27日刊)。一种语言的死亡就像方块舞的消亡,或者用铅笔和纸做代数的消亡,将隐喻误认为现实是导致思维混乱的最可靠途径之一。
正如克里希南在文章开头强调的那样,语言首先且最重要地是一种沟通手段。只要有效的沟通依然存在,哀悼一种语言不再被使用的冲动只能是由其他因素驱动的——怀旧,或者,可能是某个群体失去了轻易界定自身身份的能力。克里希南正确地指出,积极地压制语言应当被谴责,但压制与过时完全是两回事。任何理智的人都不会禁止说或学习任何语言,但如果一种语言唯一的用途就是进一步的教学或翻译,那么肯定没有任何理智的人应该强迫人们去使用它。
尽管大多数人并不精通《圣经》最初编写时的任何一种语言,但它仍被广泛阅读和热爱。《奥德赛》是年度大作之一,尽管故事首次出现时的语言早已死亡。希伯来语在以色列的复兴,与其说是为了保护语言,不如说是为了选择一种通用语,一种不会让某个犹太人群体优于另一个群体的语言。如果史密斯·加勒想说埃米利亚语,没有人会阻拦她。但将“似乎很少有人想说这种语言”这一事实称为“杀死”它,那么,这才是通过误用而“杀死”语言。
库尔特·蒂德莫尔 (Kurt Tidmore) 爱尔兰,卡里加林
路易斯·梅南德在探讨安德烈·塞拉诺的《尿基督》时认为,这张照片在二十世纪八十年代引发美国基督徒的愤怒,是至今仍在肆虐的文化战争的开端(见 7 月 20 日“书籍”栏目)。当时我年纪尚小,未能参与早期的辩论,但今天,作为一名基督教牧师,我想说服我的信友们,这种愤慨忽略了我们信仰核心象征中某种根本性的东西。事实上,对我而言,塞拉诺的图像堪比一件圣像,值得真诚地沉思。
十字架代表了最残忍、最极端的嘲讽与羞辱,因此,如果有人认为将某物浸在尿液中是亵渎,那么对十字架受难像这样做实际上是多此一举。十字架对基督徒认为的神之化身所造成的伤害要严重得多,然而耶稣的追随者相信,正是他的被钉十字架,才是开启上帝恩典启示的关键。在《新约》中,保罗将“被钉十字架的救主”这一观念称为“一种丑闻”。
但几个世纪以来随处可见的展示,使十字架的形象变得平庸化。因此,塞拉诺的作品将神圣与亵渎以一种奇异且神圣的方式混合在一起,找回了保罗那次丑闻般的宣告最初所具有的部分冲击力。塞拉诺似乎希望保持模糊的创作意图并不重要。如果认为神圣在接触到亵渎时就会崩塌,那么这种对神圣的理解是贫乏的,不足以体现配得上“上帝”这个词的超越性。
基督教的一个基础洞见是,神圣具有使亵渎之物圣洁化的力量。其社会影响至关重要:耶稣具体地将自己与“这些最卑微的人”认同,将那些被社会视为可以被尿在身上或冲走的人的人格尊严提升到了神圣的高度。这,而非自以为是的展示,才应该是基督徒的动力。内森尼尔·马尔伯格牧师,宾夕法尼亚州费城
信件请通过电子邮件发送至 themail@newyorker.com,并附上作者姓名、地址和白天联系电话。信件可能会为了篇幅和清晰度而进行编辑,并可在任何媒介上发表。由于信件数量过多,我们无法回复每一封信,对此我们深表遗憾。
《纽约客》,2026 年 8 月 17 日
3
2026 年 8 月 12 日 – 18 日

本周我们关注、聆听和参与的活动。
自 2021 年以来,英国歌手奥利维亚·迪恩(图中)经历了多次病毒式传播的突破——包括一段在伦敦爵士咖啡馆(Jazz Café)演出的片段在社交网络上爆火——与此同时,她也在沿着行业惯有的阶梯攀升:签约维珍 E.M.I.,参加深夜节目,在格拉斯顿伯里音乐节演出。今年,这种病毒式流行终于转化为无处不在的影响力,凭借专辑《爱的艺术》(The Art of Loving)中的热门单曲《我需要的男人》(Man I Need),她在获得格莱美最佳新人奖的道路上成为了轰动人物。这张 LP 是她的第二张专辑,展现了这位明星在温暖的复古流行 R&B 风格中的成长。在麦迪逊广场花园(8 月 14-15 日和 17-18 日),迪恩将与同样拥有成熟灵魂和永恒嗓音的歌手 Baby Rose 共同演出。——谢尔顿·皮尔斯

外百老汇 / “我必须承认,30岁中风不在我的五年计划里……也不在我的十年计划或五十年计划里,”在由亚历克斯·廷伯斯(Alex Timbers)执导的新单人音乐喜剧《凯特·科恩:粗线条》(Cat Cohen: Broad Strokes)中,这部剧的同名主演面无表情地说道。这次由心脏漏洞引起的中风,仅仅是驱动整场演出的庞大疑病症目录中的一项。这位“在年级里算年轻”的讲述者身着一件闪亮的淡紫色紧身胸衣,配以蓬松的塔夫绸袖子,像一位文艺复兴时期的公爵夫人,在各个话题之间快速跳跃:12岁时第一次伴有视觉先兆的偏头痛,一次颠覆了欧洲夏季旅行的“不幸之击”,以及一连串的临床医生。科恩(Cohen)由大卫·达本(David Dabbon)共同创作的歌曲,听起来往往像是对模仿的模仿,但她的肢体喜剧表现出色。——罗达·冯(Rhoda Feng)(露西尔·洛特尔剧院;展至9月25日。)
舞蹈 / 在第四十五届电池舞蹈节(Battery Dance Festival)中,它依然保持着其标志性的优点:地理位置(户外,以日落时的纽约港为背景)和多样性(由当地和国际舞团组成的随机组合)。这就像一场社区独奏会,来自世界各地的嘉宾出席,自由女神像在场主持。所有节目均免费,多样化的内容包括来自巴西、罗马尼亚、西班牙和台湾作品的美国首演,且按照传统,有一个夜晚专门用于印度舞蹈。主办方电池舞蹈(Battery Dance)舞团今年迎来50周年,将呈现由西德拉·贝尔(Sidra Bell)和前纽约市芭蕾舞团明星乔克·索托(Jock Soto)创作的新作品。——布莱恩·塞伯特(Brian Seibert)(罗伯特·F·瓦格纳二世公园;8月10-16日。)
外百老汇 / 本尼迪克特·隆贝(Benedict Lombe)的双人浪漫剧《移位者》(Shifters)开始于——如果一部对时间顺序如此欢快地漠不关心的剧能被说成在某处开始的话——德雷(Dre,丹尼尔·埃兹拉饰演)深爱的祖母的守灵仪式,在那里,他被德斯(Des,海瑟·阿吉蓬饰演)的出现打了个措手不及,德斯是一位多年前从他生活中消失的密友。随后,隆贝像洗塔罗牌一样打乱了时间线:16岁时,两人发现对方是哲学课上仅有的两名黑人学生;一段时间后,德斯疯狂地寻找一幅她创作的失踪画作;在30多岁时,守灵仪式之后,他们在翻找奶奶遗物的过程中,审视着他们未能共同构建的生活。并非每一次哲学上的迂回都能产生共鸣,但阿吉蓬和埃兹拉以一对花样滑冰运动员般流畅的默契,应对了剧中急转弯般的剧情。——R.F.(樱桃巷剧院;展至9月13日。)
舞蹈 / 近年来,东威廉斯堡一家美容用品店上方的一个小阁楼已成为舞蹈实验的热点。这个孵化器被称为 Pageant,是一个由年轻编舞师和艺术家运行的社区空间,他们在这里呈现粗粝且具有冒险精神的作品。作为80年代 SoHo 阁楼或东村剧院的当代等同物,它现在吸引了现代艺术博物馆(MoMA)的认可,该馆将举办一场由许多 Pageant 艺术家参与的短篇作品全天马拉松。这是一个以浓缩形式了解该场景的机会,且无需跋涉前往东威廉斯堡。——B.S.(MoMA 的克拉维斯工作室;8月21日和30日。)
电影 / 马特·约翰逊(Matt Johnson)的《托尼》(Tony)是一部迷人且浅显的成长小说,讲述了在1975年的夏天,那个以标题中的绰号自称、鲁莽且稚嫩的大学生安东尼·波登(Anthony Bourdain,多米尼克·塞萨饰演)如何找到了他的烹饪天职。这个戏剧性的配方包含等量的文学野心、冒险精神和胆量,再加上一点药物滥用,在青春期情欲的高温下烹制,情欲驱使托尼前往普罗温斯镇追求一名叫南希(Nancy,艾米莉亚·琼斯饰演)的同学。不幸的遭遇和不端行为让他被困在一位富有同情心的厨师兼餐厅老板(安东尼奥·班德拉斯饰演)的门廊上,后者的厨房里充满了波动的人格,而其深邃的智慧则赋予了一种成年人的责任感。如果说这部电影像是一个顺理成章的故事,它也动人地暗示了在每一个看似注定的命运中,都存在着偶然的变幻。——理查德·布罗迪(Richard Brody)(限量上映;在广泛
发行于 8 月 21 日。)
爵士乐 / 爵士世代倡议(The Jazz Generations Initiative)是一个致力于通过强调爵士乐如何受其面对面社区影响,从而弥合世代与学科分歧的组织。其纽约分会通过组织各种活动,在全市范围内“让爵士乐动起来”;与此同时,鼓手兼作曲家萨凡纳·哈里斯(Savannah Harris)作为 J.G.I. 连续体奖学金(Continuum Fellowship)的一员,策划了一场演出,参演者包括实验灵魂乐艺术家 KeiyaA、萨克斯手兼乐队领队伊曼纽尔·威尔金斯(Immanuel Wilkins)以及贝斯手兼 DJ Onnigi。这些音乐家的创作感悟各异,但正如 J.G.I. 的宗旨所明确理解的那样,他们处于同一个艺术光谱之中,且目标一致。——谢尔顿·皮尔斯(Public Records;8 月 12 日。)
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JMENTENATIONAL / GETTY
--。
作家希拉·赫蒂(Sheila Heti)推荐三本书。
简·鲍尔斯(Jane Bowles)的《两位严肃的女士》(Two Serious Ladies)。这本书如此具有原创性,完全遵循自己的规则和逻辑,而且非常幽默。鲍尔斯和田纳西·威廉姆斯关系非常好。他称她为“现代美国文学中最重要的小说作家”,尽管我在二十出头第一次读她的作品时并不知情,否则我会感到惊讶:她似乎不属于任何环境,没有生活在像城市这样具体的地方,也没有生活在像时间这样平凡的事物中。我敢肯定,如果我从未读过这本书,我的写作风格会完全不同。
我热爱埃米尔·左拉(Émile Zola)写于1883年的《购物天堂》(The Ladies' Paradise / Au Bonheur des Dames)。关于营销、广告、大商店对小商店的贪婪吞噬,以及一名来自外省试图在巴黎谋生的女店员的艰辛生活,这本书写得极其精彩。我热爱书中关于商店商品的各种绝妙细节:诱人的雨伞、蕾丝、亚麻和手套展柜。以及左拉如何将他的资本主义远见者奥克塔夫·穆雷(Octave Mouret)煽动女性顾客对新颖美物之欲望的所有创造性手段,巧妙地融入故事之中。
我在地铁站读维格迪斯·乔思(Vigdis Hjorth)的《但愿》(If Only),然后在地铁上读,接着在机场读,然后在跨洋的飞机上读,然后在落地后的出租车里读,最后在酒店里读。我无法将移动和旅行的感觉与这本书带给我的感受分开:那种与完全错误的人陷入灾难性爱恋的眩晕感,被他冷落,又被他重新接纳,在爱中受苦,以及书中描绘的这段关系的所有曲折波折。
订阅我们的新书通讯“我们在读什么”(What We're Reading)以及“活动指南”(Goings On),直接发送至您的收件箱。
麦道格尔街 79 号 (79 MacDougal St.)
Somssi 的每一寸空间都充满魅力:蕾丝窗帘,被重新利用为壁灯的复古烘焙模具,以及款式各异的木质桌椅。这种魅力如果落在不够谨慎的人手中,很容易沦为款待业的庸俗之作——只有温暖,没有实质。但如果将 Somssi 的吸引力仅仅视为肤浅的美感,那就错了。该餐厅的执行合伙人 Ahris Kim 曾多年担任 Na:Eun Hospitality 的运营总监,后者是超高端韩式灵感品鉴吧 Atomix 的背后的集团。在 Somssi,Kim 与 Na:Eun 的策划人 Ellia Park 和 Junghyun (J.P.) Park 合作,将该集团的高标准注入到她这个看似随意的概念之中。餐厅的名字发音为“somm-shi”,在韩语中意为“历经时间磨练的技艺”,在那里用餐让我想起棒球老手们常说的“轻松力量”(easy power):一种熟练到几乎看起来像是在放松的实力展现。
这份小酒馆风格的菜单中,很少有看起来特别新颖的东西,但每道菜都提供了一种反转、一种快感,或是一个拨云见日的清晰时刻。例如,一道生鱼片开胃菜中的扇贝切片被压制出参差的边缘,从而吸饱了带有马库路酸橙香气的冰镇大黄汤。这份菜单的韩式色彩并不像餐厅的名字和背景让你预期的那样明显。韩-
韩式点缀零星出现——经典波隆那肉酱面中加入的芥菜金泡菜;一种让人想起杂菜(japchae)的浓烈胡椒酱,为 Picanha 牛排增添了法式胡椒风味——但其他影响也同样存在。一份巨大的双羊排,抹上了甜美且芳香的香料混合物,灵感来自中式孜然羊肉。我非常喜欢一块嫩烤的卷心菜,上面覆盖着浓郁白胡椒味的蛋蟹酱:它是蛋包饭(egg foo young),但被丝滑化、浓郁化了(而且现在,遗憾的是,已不在菜单上)。
一个名字俏皮的“土豆,土豆,土豆与鱼子酱”似乎积累了大量关注,这是一个像圆盘一样的可乐饼,包裹在炸土豆丝中,顶部冠以一圈墨色的鱼籽。但我发现这道菜过于繁琐,在一家其他方面似乎不需要这种笨拙标志的餐厅里,它像是一个过度包装的奢侈品包。它出现在 Somssi 之外会更合理——我的意思是字面意义上的外面,在那段麦道格尔街上,挤满了受 TikTok 引导、追随清单、追求名气的乌合之众。餐厅的成功一直像是一种诅咒,但如今,每家平庸的甜点店都有人排队,每个预约都难以获得。Somssi 最棒的一点就是它让人感觉远离这一切,尽管它在 Resy 上的订位速度也非常快。Kim 每晚都在店里巡视,用一句问候、一个微笑或友好地帮客人捡起掉落的餐巾来接触每一桌客人。她的这种“轻松力量”与门外的所有炒作一样令人兴奋。(菜品价格 $13–$42。)
—Helen Rosner
照片由 NADINE ZHAN 为《纽约客》拍摄(上),插画由 GREG CLARKE 绘制(下)
5
Cole Escola
Chris Fleming
King Princess
节日 (THE NEW YORKER FESTIVAL)
10月23-25日,纽约市
Wynton Marsalis
Atsuko Okatsuka
我们很高兴地宣布今年《纽约客》节(New Yorker Festival)部分活动的初步预告。我们的 3 日至尊通行证现已开售,部分单项活动的门票数量有限,亦在售中。
订阅用户在结账时使用专属折扣码 TNYSUBS,即可享受单项活动早鸟票和普通入场票 20% 的优惠。欲购买门票并了解更多信息,请访问 newyorker.com / festival。

帕克·波西 (Parker Posey)
扫描以购买门票。
洛娜·辛普森 (Lorna Simpson)
格洛丽亚·斯泰纳姆 (Gloria Steinem)
官方赞助商
玛格丽特·凯西基金会 (Marguerite Casey Foundation)
Cole Escola 摄影:Daniel Rampulla;Chris Fleming 摄影:Julia Johnson;King Princess 摄影:Conor Cunningham;Wynton Marsalis 摄影:Piper Ferguson;Atsuko Okatsuka 摄影:Lee Jameson;Parker Posey 摄影:Ruven Afanador;Lorna Simpson 摄影:Grace Ahlbom;Gloria Steinem 摄影:Gia McKenna
今年夏天,随着意识形态分歧严重的民主党初选开始退潮,而具有政治关键意义的中期选举日益临近,候选人和选民的注意力都被城镇郊区新建设的巨大且嗡嗡作响的建筑所吸引。阿卜杜勒·埃尔-赛义德(Abdul El-Sayed)是一位流行病学家,曾任公共卫生官员,他在一次巧妙的造反式竞选中脱颖而出,成为了密歇根州民主党美国参议院提名人。他提出了一个在上周帮助决定其所在州以及堪萨斯州初选结果的主题。他说:“人们真的他妈的讨厌数据中心。”
这种共识在目前的政治环境下十分罕见。根据盖洛普(Gallup)的调查,约 70% 的美国人(包括 63% 的共和党人)反对在他们所在的地区建设支撑 AI 热潮的超大规模中心,但全美已经建设了 4000 多个此类中心,且计划再建约 4000 个。政治人物们——先是左翼,随后是中间派和右翼——在过去的几个月里匆忙地与这些中心撇清关系。伯尼·桑德斯(Bernie Sanders)和亚历山德里娅·奥卡西奥-科尔特斯(Alexandria Ocasio-Cortez)在 3 月提出联邦政府应暂停建设新数据中心,而务实的州长凯西·霍楚尔(Kathy Hochul)则在 7 月在纽约州颁布了首个全州范围的禁令。反对 AI 的口号本身听起来有点像 ChatGPT 写的。弗朗西斯卡·洪(Francesca Hong)是一位民主社会主义者,也是本周二威斯康星州州长初选的领先候选人,她的一个结案广告宣布:“现在是时候按下 Ctrl-Alt-Delete 键,来制止这场 AI 数据中心危机了。”尽管如此,当某件事如此不受欢迎时,直白的话语确实能奏效。
佛罗里达州的共和党州长罗恩·德桑蒂斯(Ron DeSantis)总是对政治机会保持高度警觉,他在 5 月为其州内的新数据中心设定了条件。但近几周的意外在于,那些不久前还将 AI 项目吹捧为新繁荣时代基石的商业保守派在这一问题上发生了反转。就在 8 个月前,州长格雷格·阿博特(Greg Abbott)在与谷歌首席执行官桑达尔·皮查伊(Sundar Pichai)举行的新闻发布会上吹嘘道:“德克萨斯州将成为谷歌在全球范围内的 AI 数据中心核心。”然而,上周阿博特突然宣布,所有此类项目都将暂停,直到对其成本和潜在收益进行“审计”为止。即使是最激进、最支持技术的共和党人也开始表现出防御姿态。维韦克·拉马斯瓦米(Vivek Ramaswamy)曾是总统候选人及 DOGE 共同主席,现为共和党俄亥俄州州长提名人,他坚称:“尽管我的对手声称,但我并非‘支持数据中心’。”
部分问题在于这些设施规模过于庞大,且一旦建设完成,往往不能提供太多就业岗位。微软宣布在威斯康星州普莱森特山(Mount Pleasant)建立新站点时,列举了“46.6 英里的深基础桩,2650 万 磅的结构钢,120 英里的中压地下电缆和 72.6 英里的机械管道”。科技记者贾斯敏·孙(Jasmine Sun)在提到同一州内为 OpenAI 和甲骨文(Oracle)建设的一个中心时指出:“反对者会计算以高速公路车速开车经过其中一个中心需要多长时间(波特华盛顿站点需要 1 分 42 秒)。”此类设施所需的资源——电力供应和冷却用水——有时会使当地系统承压:在北弗吉尼亚州最近发生两次与数据中心相关的电力激增后,一名来自忧虑科学家联盟(Union of Concerned Scientists)的专家表示,电力公司接到了“关于灯光闪烁以及冰箱发出奇怪噪音的投诉”。抗议活动蔓延开来,根据 Data Center Watch 的数据,仅在 2026 年的前三个月,至少有 75 个数据中心项目被叫停,其总成本约为 1300 亿加元。
但今年夏天,一些政治家察觉到了更深层的不安,并开始提出更基础的问题:人工智能基础设施究竟会让普通民众受益,还是仅让技术背后的亿万富翁获利?以及,为什么必须通过大规模抗议才能迫使公众关注这些问题。正如埃尔-赛义德(El-Sayed)

7
照片插图:CRISTIANA COUCERO;照片来源:GETTY
在密歇根州塞林(Saline)的一家数据中心竞选活动中所说,“除非且直到我们保护当地社区免受腐败金钱和政治权力的侵害,否则我们将继续看到这类项目在当地社区违背意愿的情况下被强加给他们。”
数据中心之所以不仅是一个地方性问题,而是一个国家性问题,是因为它们可能让民主党人揭露唐纳德·特朗普(Donald Trump)民粹主义政治与其拥抱未来主义科技亿万富翁之间的虚伪。总统 2016 年的竞选聚焦于铁锈地带经济衰退的主题,而他的 2024 年竞选则出现了埃隆·马斯克(Elon Musk),马斯克带来了一批硅谷盟友——其中一人大卫·萨克斯(David Sacks)成为了总统的人工智能和加密货币主管——以及一个被改造的未来的承诺。然而,随着人工智能热潮和数据中心建设势头渐增,科技行业关于大规模就业流失的言论变得日益反乌托邦。5 月,微软人工智能首席执行官穆斯塔法·苏莱曼(Mustafa Suleyman)表示,该技术将在十二到十八个月内能够自动化大多数白领工作。即便这是一种夸大或企业炒作——到目前为止几乎没有就业流失的证据,且苏莱曼随后撤回了他的言论——但显而易见的是,公众可能需要某种保证,证明经济仍然需要人类。
但马斯克和萨克斯在华盛顿的露面次数减少了,尽管人工智能在过去一年半里一直是主要的商业和社会话题,但总统几乎没有提及。白宫在人工智能辩论中最令人难忘的一次尝试,仍然是梅拉尼娅·特朗普(Melania Trump)在 3 月举行的一场极其诡异的新闻发布会。会上,她与一个名为 Figure 03, 的白色外壳、看起来有点像帝国风暴兵的机器人并肩走上台,机器人用机械女声表示,它很荣幸能参与到教育革命中。对于特朗普政府而言,人工智能引发的反弹既是政治麻烦的根源,也是其第二任期缺乏方向的体现,因为总统协助释放了一个他似乎并不理解的未来。
暂停令本身对于人工智能的进步可能并没有特别深远的影响——许多数据中心已经建成,其他中心可以在更友好的司法管辖区甚至海外建设。5 月,Anthropic 首席执行官达里奥·阿莫代(Dario Amodei)对政治挑战不屑一顾。他说:“我们将发现意识形态无法在这项技术的本质面前生存。它无法在现实面前生存。”他补充道,他所谈论的事情“将成为跨党派且普遍的,因为每个人都会意识到其必要性”。但在密歇根州及其他地方的竞选活动中,发生的情况恰恰相反。
——本杰明·华莱士-威尔斯(Benjamin Wallace-Wells)

如果电影是可以信赖的,那么寄宿夏令营通常提供两种场景之一:是以新友谊形式呈现的个人觉醒,或者是心理性欲杀手制造的血腥谋杀。终于,有一部电影将两者结合在了一起——那就是简·舍恩布伦(Jane Schoenbrun)的《迷雾营地的青少年性与死》(Teenage Sex and Death at Camp Miasma)。在电影中,汉娜·艾因宾德(Hannah Einbinder,以《黑客》而出名)饰演一名被指派重启经典恐怖系列电影的导演,而吉莉安·安德森(Gillian Anderson,以《X档案》而出名)则饰演一名隐居的女演员,她曾扮演该系列原版中的“最终女孩”。两人在艾因宾德被一个名叫“小死神”(Little Death)的持矛杀手在营地中追杀之前,谈论了彼此的感受并发生了关系。
前几天,艾因宾德顺道去了位于东村的一家全年营业的服装超级商店“万圣节冒险”(Halloween Adventure),并浏览了许多选择墙之一:“70’s Blacklight Shirt”、“Metallic Foil Print Tiger Disco Shirt”、“Disco Shirt—Purple Circles”,所有这些衣服在包装上都由同一个男人担任模特。
“谈谈这个美丽的亚文化吧——塑料袋装服装模特产业,”艾因宾德沉思道,“在选角办公室的候诊室里,每个人都像是在说:‘操,杰里来了。记得杰里吗?那个演《Flower Power Disco Shirt》的?这个角色肯定被他抢走了。我没机会了。’”三十一岁的艾因宾德穿着一套剪裁得体的灰色西装,戴着有色眼镜。有一年的万圣节,她和喜剧演员桑迪·霍尼格(Sandy Honig)都打扮成了电影《韦恩的世界》里的韦恩——“因为我们两个都觉得自己的认同感更接近韦恩而不是加斯。”她说,她们达成了一个协议,未来所有的服装都将“严格来自迈克·迈尔斯(Mike Myers)的宇宙——所以明年我们会扮演女性机器人,以此类推”。
她欣赏那些山寨的《奥斯汀·鲍尔斯》服装,比如“60’s Mr. Mojo”,然后漫步到杀手小丑区域(与端正的小丑分开),在那里她试图回想起青少年时期的万圣节。“为了进入我的童年记忆,我得稍微努力一下——给我一秒钟,”她说,手指轻敲脸颊和手臂。她解释道,“我只是在做一点 E.M.D.R. 来让自己回溯。”(E.M.D.R. 即眼动脱敏与再处理疗法,一种心理治疗创伤的手段。)
“我成长过程中,我的父母是戒瘾状态,”她说,“而且通常情况下,当人们不再接触毒品或酒精时,他们必须找点有趣的事情做——在很多情况下就是糖。所以他们对我万圣节的糖果表现出像瘾君子一样的行为。他们会说:‘好了,孩子们,今晚你们可以吃 7 颗,然后我们明天再讨论吃多少……’而我的糖果在早上就会”

汉娜·艾因宾德
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插画:JOÃO FAZENDA
“消失不见。”艾因宾德的母亲拉雷恩·纽曼(Laraine Newman)是《周六夜现场》(Saturday Night Live)的创始成员之一;纽曼曾为 1978 年的一期《高时》(High Times)杂志扮演吸血鬼,该杂志将她描述为一名“消瘦、神情恍惚的性感符号”。
在《迷雾》中,艾因宾德和安德森在铺满糖果包装纸的壁炉边地毯上发生了关系,这些包装纸并非后期添加。“是的,那全部是实拍——实拍的性爱,实拍的糖果,没有替身,”艾因宾德说。事实证明,她和舍恩布伦都是“彻头彻尾的糖分爱好者”。艾因宾德尤其偏好酸味。“我最近去了一家 7-Eleven,那里有新款的 BUBS,这是一种瑞典糖果。它们像钻石一样,”她虔诚地说道,“它们是综合水果味(tutti-frutti),这在美式口味中并不常见。它处于一种泡泡糖风格的、以柑橘味为主的领域。”
她将注意力转向一套“坑洞居民”(Pit Dweller)服装(均码,最高适用 6 英尺,200 磅),这基本上是一套皮肤装,带有凸起的肋骨、血淋淋的长手指,以及一张长着獠牙的大口作为脸部。它挂在一套经典的骷髅服装旁边。“所以,这其实很令人兴奋,因为你可以看到其影响,”艾因宾德即兴发挥道。“坑洞居民”之所以能出现,完全是因为有了“成人骷髅服装”,而我们可以清楚地看到,后者是对第一次世界大战的一种回应。
她思考了喜剧与恐怖片之间的联系:“我认为身体里有一种相似的东西,即紧张感的积聚,随后是一种释放。”她将一顶皇冠歪歪地戴在头上,并描述了她在电影结尾与安德森共同经历的“小死”(petite mort),那场戏涉及大量从被剪掉的管子中喷出嘴外的假血。对于旁观者来说,拍摄这一幕似乎很有趣。“没人破功,”她说,“我当时就在想,‘噢,绝对不行。咱们一次拍成,他妈的一把过。’”
《瘴气》(Miasma)在不列颠哥伦比亚省的两个营地拍摄;在洛杉矶长大的艾因宾德曾去过康涅狄格州纽米尔福德的巴克斯岩夏季营地。“那里就像是,没有分组,没有时间表,有玻璃吹制、金属车间、织机,”她回忆道,“还有编织,以及动物农场小丑剧场,”这听起来很可怕,但显然并非如此。那里发生过什么诡异的事情吗?她思考了一下。“我被蜱虫叮了。”
—艾玛·艾伦

前几天,奥斯汀·克拉尔(Austin Kral)和埃德·沃格尔(Ed Vogel)站在亚特兰大市中心的一个公园里,准备带领人们进行一场他们在传单上宣传的“间谍猎寻”。沃格尔表示,这里的“间谍”是指警察、政府以及“企业供应商生态系统”所使用的监控摄像头。他戴着一顶黑色棒球帽,穿着一件印有“沉默 = 死亡”字样的 T 恤。据《亚特兰大宪法报》(Atlanta Journal-Constitution)报道,亚特兰大人均拥有的监控摄像头数量在除中国以外的任何地方都是最多的——超过六万个。纽约市的人均数量较少,但沃格尔说,“他们确实有一种用于监测老鼠的蓝牙技术玩意儿。”
克拉尔戴着眼镜,穿着运动短裤,两名年轻人都戴着口罩,但并不是为了掩盖身份。“对于大多数面部识别系统来说,你的眉骨其实就足够了,”克拉尔说。病毒。
克拉尔和沃格尔是“南方反对监控系统与基础设施”(Southerners Against Surveillance Systems and Infrastructure,简称 SASSI)的成员。这是一个活动网络,反对其所谓的“不断扩张的监控装置”,认为该装置提供的是一种“从未实现的‘公共安全’幻象”。SASSI 的反对手段包括开展研究以及在全国范围内领导间谍猎寻活动。
第一个到达的参与者是佐治亚州立大学的一名大一学生,他戴着牙套,说他计划学习哲学。他叫吉恩(Gene)。“我是来参加猎寻的,”吉恩说,“以及讨论一般的社会主义政治。”接着是一位名叫凯莉(Carrie)的纹身地理学教授,以及她四岁的女儿。
“你觉得警察怎么样?”凯莉问孩子,孩子吐了吐舌头。
是时候参观这座全景监狱了。克拉尔和沃格尔掏出手机。沃格尔的手机里只有两个应用:Signal 和一个多因素身份验证应用。克拉尔的应用更多,其中包括一个名为 DeFlock 的应用,允许用户定位并记录监控技术,例如 Flock Safety 的安全摄像头。Flock 的首席执行官最近就其将日益壮大的 DeFlock 运动称为“恐怖组织”一事道歉。
“他把那句话收回了一点,”沃格尔说。他和克拉尔讨论了其他与 相关的头条新闻。
“我今天早上读到一条!”克拉尔说。一名被指控使用 非法追踪他人的警员,调查了一名出于同样目的使用 的前警员。

“现在用它!用皮带!”
他们笑了。
在亚特兰大市中心,猎寻者不需要 DeFlock 地图,因为这里的摄像头数量似乎比鸽子还多。“我们实际上正在编写一本关于监控摄像头的‘观鸟式’指南,”克拉尔说,“一名插画师已经加入了。”绕过一个街区,他指向 P.T.Z.(云台、倾斜、缩放摄像头)、A.L.P.R.(自动车牌识别仪)以及看起来像 ShotSpotters(声学传感器)的设备。
“在亚特兰大,一件有趣的事情就是绘制一张你实际上不在摄像头视野范围内的地点地图,”沃格尔沉思道。
克拉尔停下来观察一个 P.T.Z. 摄像头,说道:“它们通常在面对电线杆的方向有一个盲区。”他走进了那个盲区。
吉恩指向一个停车场,他曾在那里看到一只“机器人狗”在巡逻,寻找逗留者。他说,他还见过另一只,“看起来很颓丧,侧躺在地上,电脑部件破碎”,“有点可怜”。
在下一个十字路口,沃格尔估计至少有七个摄像头捕捉到了他们,“包括我们头顶上的警察直升机”。他们经过一个警察分局,入口处安装了配套的 P.T.Z. 摄像头。(“多此一举,”克拉尔说。)一名穿着乔恩·奥索夫(Jon Ossoff)T 恤的无家可归者自我介绍叫罗纳德(Ronald),并询问这组人在做什么。沃格尔解释了情况。
“到处都是摄像头,”罗纳德说,“我们被监控着。”
“你是否感受到过这带来的后果?”沃格尔问。
“你去市中心看看,”罗纳德说,“机器人会拍你屁股的照片。”
克拉尔给了他一些钱,小组继续前行,经过两名穿着连帽衫的学生。“你觉得头顶上有这样一个摄像头会让你感到更安全吗?”沃格尔指着头顶上的 A.L.P.R. 问道。
“它会拍下每一辆清晰经过的汽车,”沃格尔继续说道,“所有这些数据都会被上传到一个数据库,全国数千名警察都可以查询。移民海关执法局(ICE)也能获取。”
“如果 ICE 在使用它,那就没安全可言,”另一名学生说。
他们来到停在停车场的一辆监控拖车前。一根装有多个摄像头的杆子从车上伸出。“我们要让它开口说话吗?”克拉尔问道,他注意到有些设备配备了“实时监控”功能。
“快,打个招呼!”沃格尔恳求这台机器,而机器只是沉默地闪烁着灯光。
他们在树荫下停下来喝水。“树,”沃格尔说,“它们能保护你的安全。”
——查尔斯·贝西亚
Some municipal slogans are better than others. Fall River, Massachusetts (that's Faw Rivah, to some), induces anxiety with the words "We'll try" emblazoned on its police vehicles. "The city of brotherly love" sounds copacetic until you attend a Flyers or an Eagles game. "Trenton makes, the world takes"—not bad, if deflating. What happens in Vegas is, of course, so memorable that we can't discuss it.
有些城市的口号比其他的更出色。马萨诸塞州的福尔里弗(有些人把它读作 Faw Rivah)在其警车上醒目地印着“我们会尝试”几个字,这不禁让人感到焦虑。“兄弟之爱之城”听起来很和谐,直到你去观看一场飞翼队或老鹰队的比赛。“特伦顿制造,世界接收”——虽然令人沮丧,但还不算太糟。至于在拉斯维加斯发生的事,当然,太令人难忘,以至于我们无法讨论。
已婚艺术家伊芙·比德尔(Eve Biddle)和约书亚·弗兰克尔(Joshua Frankel)在 2007 年决定在公寓附近画一幅壁画时,并没有打算为皇后区发起一场新的品牌推广活动。他们当时住在博登大道(Borden Avenue),靠近长岛高速公路(Long Island Expressway),注意到一个急需涂鸦的地下通道。“然后我们想,如果我们把它当作涂鸦来画,会有人把它改掉吗?”弗兰克尔最近回忆道。结果,他们获得了在杰克逊高地(Jackson Heights)一所中学外的手球场作画的许可。他们画了一辆脱轨的地铁,并配上了一句话:“皇后区就是未来”——这暗示了该区的人口多样性,或许也暗示了其举办前瞻性世界博览会的传统。随后,这对夫妇搬到了布鲁克林,那里正享受着一个更时髦的现在。
但还是有人改动了这幅壁画。2014 年,索尼即将推出一部新的《蜘蛛侠》电影,于是聘请了另一位艺术家,将皇后区最著名的超级英雄以及一座放错位置的自由女神像添加到画面中。公众对企业挪用公共艺术的抗议,让人们重新关注到这幅壁画及其传递的乐观主义。蜘蛛侠最终在雨中脱落。比德尔和弗兰克尔搬到了上州,但他们销售印有原始设计的 T 恤,为火灾受害者筹款,并促使壁画在 2022 年得到修复。接下来是市长马姆达尼(Mayor Mamdani)的当选,他是第一位领导这座城市的皇后区居民,因此需要新的高速公路标志来替换所有提及埃里克·亚当斯(Eric Adams)的地方。
“皇后区就是未来!”区长多诺万·理查兹(Donovan Richards)前几天说道。他在嘈杂且交织的陈旧城市基础设施——中城隧道、普拉斯基桥、长岛高速公路附近迎接这两位艺术家。“这确实是不可回避的事实。”
“你准备好乱穿马路了吗?”弗兰克尔问。
在卡车和出租车零星的鸣笛声中,他们穿过几个车道,开始登上进入长岛高速公路的匝道。“作为区长,我们可以选择口号,”理查兹解释道,并提到前布鲁克林区长马蒂·马科维茨(Marty Markowitz)曾在腰带公园路(Belt Parkway)的“离开布鲁克林”标志上加上了“Fuhged-daboudit”(别管它了)。“当时引起了一点争议,”理查兹继续说道,暗示人们对种族刻板印象的抱怨。“所以,他还得加上‘Oy vey’(哎呀)。”至于理查兹本人,他曾考虑将长期使用但过于死板的皇后区标语“世界之区”替换为他最喜欢的一句 Nas 的歌词:“皇后区赚大钱”(Queens get the money)。无论从现实政治的角度,还是考虑到理查兹开始像竞选演说一样列举的项目来看,这似乎都很合适:威利茨点(Willets Point)的经济适用房、两家赌场、机场的翻新。“但交通局(D.O.T.)认为这太有种族色彩了,”理查兹谈到这句歌词时说,“他们没明说,但他们用不说话的方式表达了。”
这位政治家和艺术家们现在正站在一个倾斜的草坪中央分隔带上,面对着一块“欢迎来到皇后区”的标志。这是散布在该区公园路和高速公路上的十几块标志之一,是前未来主义者罗伯特·摩西(Robert Moses)留下的遗产。更多的鸣笛声响起。“我在想,高速公路上这些绿白相间的标志,是极少数人们能够选择其中部分文字的地方之一,”弗兰克尔说。他指的是通过选票选出的名字:佐兰·夸梅·马姆达尼(Zohran Kwame Mamdani)和多诺万·理查兹(Donovan Richards, Jr.)——一名穆斯林社会主义者和一名黑人区长。在名字上方,用斜体写着来自他们壁画的新格言:“皇后区就是未来!”他们轮流拍了自拍。
但这真的属实吗?在过去十年剧烈变动——移民政策的收紧、民族主义的复兴,以及大都会队(Mets)的连败——之中,一名旁观者不禁如此自问。
10
“我的意思是,我们的总统来自皇后区,这很遗憾,”里查兹(Richards)在提到唐纳德·特朗普(Donald Trump)时说道,随后补充道,“他来自皇后区一个在导向上非常倾向于长岛的区域。”
他们开始走下坡道,面对着曼哈顿的天际线,那里矗立着一座座愈发高耸的大厦,使得帝国大厦(Empire State Building)看起来像是个随手而为的点缀。里查兹提到了一本他一直在阅读的历史书。皇后区曾是早期彩色电视演示的所在地:领先于时代。建立以色列的投票曾在现在的皇后区博物馆(Queens Museum)举行,该馆位于法拉盛草原冠冕公园(Flushing Meadows Corona Park)。(当前的局势让人无法预测这件事在未来的几十年里会被如何看待。)“而且,据说华特·迪士尼(Walt Disney)最初考虑过将那个公园建成第一个迪士尼世界,”里查兹说,“但天气——他需要全年温暖的天气。”
所谓的异常气温在天气预报中若隐若现。在未来,这种情况是不排除会发生的。
——本·麦格拉思(Ben McGrath)

丹·霍伊尔(Dan Hoyle)是一位演绎各种不可思议角色的演员。他的首场个人秀是对美国海外工业的研究,要求他扮演河内的血汗工厂工人以及基多的抗议者。在演绎尼日利亚石油政治时,他既是激进分子也是反叛者。在一个场景中表演所有角色已经很难了,而住在奥克兰的霍伊尔则通过只扮演真实存在的人让这件事变得更难;他的方法是采访陌生人并在舞台上引导他们,他将这种实践称为“新闻剧场”。“我觉得我的工作是让人们重新与人们建立联系,”前几天他在谈到即将于 8 月 16 日回归 Joe's Pub 的最新个人秀《各种各样》(Takes All Kinds)时说道。“我在一面大镜子前工作,当我看到一个不像我的人时,那就是一个开始。”
霍伊尔成长于一个表演世家。他的父亲杰夫·霍伊尔(Geoff Hoyle)是一位著名的丑角。杰夫曾与比尔·欧文(Bill Irwin)一起担任皮克尔家庭马戏团(Pickle Family Circus)的主创,并且在百老汇剧作《狮子王》中首创了扎祖(Zazu)这个角色。在旧金山的家中,全家人用一种他们称之为“朗语”(Lang)的倒置方言交流(《狮子王》变成了“谎言之王”),他们通过公园长椅来研究世界。“我爸爸会说,‘现在,看看那个人是怎么走路的——这是习惯性的选择还是受伤了?’”霍伊尔说。“当时的旧金山是一个生活成本更低、更多元化的城市,那里有一种开放的态度,就像在问,‘你的故事是什么?’”当他进入西北大学就读时,他会乘火车前往芝加哥,与遇到的任何人聊天。在学校里,他了解到这被称为“表演民族志”。
2008 年,霍伊尔走遍全国,与红区(共和党支持区)的人们交谈。“我听到的那些东西后来变成了‘茶党’,然后变成了特朗普,”他说。他将这些内容编成了演出。在《各种各样》中,现年 46 岁的霍伊尔寻找那些身处美国“紫色地带”(摇摆区)、并非天生活动家但却偶然参与到和解与变革努力中的人们。他将自己转化为一名在佛罗里达州为同性恋女儿向学校董事会游说的 Phish 乐队狂热粉丝,以及一对支持 MAGA 的拉丁裔理发师。“我在倾听那些能让表面认知变得复杂的故事,”他解释道。“我的朋友总是说,‘如果你想接近一个人,就站在他们身边。’这是一个玩笑——但也是真理。”
在最近的一个周二,霍伊尔在南布朗克斯,寻找可以站在身边的人。他在 167 街的 Citi Bike 自行车架旁发起了一场对话。他给一个被称为 Pop(贾哈尔·西蒙斯,Jahar Simmons)的男人发了短信;他们在霍伊尔住在附近时相识。霍伊尔从未在演出中扮演过 Pop。他转圈寻找,随后手机震动了。“我没看到你,”他说,眯起眼睛。“噢,你在那儿。” ,一个三十多岁的男人,穿着白色 T 恤,头顶盘着一头辫子,与两名男子一起坐在韦伯斯特住宅区(Webster Houses)项目的入口处,其中一人身材瘦长,穿着 Helmut Lang 的运动装,另一人身材像摔跤手,戴着墨镜。“儿子,D,怎么回事?” 说。“你不能作为一个白人在贫民区里迷路。”
霍伊尔告诉 的朋友们,他演绎真实人物的故事。
“问问他,我拿到故事了吗,” 说。
“拿到故事了吗?”那个高个子男人问。
“他妈的还没!” 吼道。
每当霍伊尔去湾区时都会拜访他。第一次他和朋友去看霍伊尔的演出时,他感到格格不入。(“我们身上闻起来像有一磅大麻,像一包那样,”他说。)然后霍伊尔在舞台上向他公开致意,气氛随之改变。“所有人都走过来问我:‘你是来自布朗克斯的?那里是什么样的?’”他摆出一副严肃的样子:“每天走在尸体上。人们被枪击。”
他的朋友们笑了。Pop 白天在高中工作,晚上在医院工作,周末则用来组织街区派对。那个戴墨镜的家伙卡利·霍普金斯(Carlee Hopkins)是一名青少年拘留中心辅导员;另一名男子罗·史密斯(Ro Smith)从事转售工作。今年春天,他以每顶 46 美元的价格买光了 Foot Locker 和 Dick's Sporting Goods 所有的尼克斯队帽子,等到尼克斯队人气达到顶峰且商店断货时,他以每顶 150 美元的价格将帽子卖出。史密斯问霍伊尔他的表演是否在 YouTube 上。
“问题是,这真的需要现场体验,”霍伊尔说。
“这混蛋在模仿各种声音,”Pop 解释道,“还在变换面部——”
“Pop,你准备好参加我的演出吗?”霍伊尔问,“我们可以让你担任开场。”
“给我个机会!”Pop 说,“让我上场,教练——让我上场。”
——内森·海勒(Nathan Heller)
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特派报道(DISPATCHES)
帮助我们离世的临终关怀陪伴师。
作者:亚历山德拉·施瓦茨(ALEXANDRA SCHWARTZ)
在会见客户之前,临终关怀陪伴师(end-of-life doula)弗吉尼亚·张(Virginia Chang)会进行一项她称之为“成为空容器”的仪式。她闭上眼睛,双脚踏实地面,双臂垂在身体两侧,掌心向上。她用鼻子深呼吸。为了静心,她开始轻声诵读梵文曼陀罗,例如 lokāh samastāh sukhino bhavantu——愿世间所有众生都能获得幸福与自由。然后她开始活动,将双手推离身体,举过头顶,再次放下,做出一个臣服的姿势。因为她是在纽约市的街道上做这些动作,所以没有人关注
她。快递员推着手推车从她身边挤过;孩子们骑着滑板车闪躲穿行;狗在她的脚踝附近嗅了嗅便走开了。张是一位六十出头、身材纤细的女性,灰白的头发剪成了长直波波头。即使在酷暑中,她也喜欢穿着漆红色的木鞋、弹力黑裤,围一条绿松石色或珊瑚粉色的薄围巾。她认为,要对临终者有所帮助,她必须首先抛开那些构成“她的琐事”的嘈杂杂念和忧虑,而她的仪式正是帮她实现这一点。
在五月一个明媚的下午,张将双手合在
额前,微微鞠躬,睁开眼睛。然后她看了看手表。她正站在东五十二街的一栋公寓楼前,她的客户埃莉诺·伦纳德(Eleanor Lennard)自六十年代起就一直住在这里。埃莉诺一百零一岁了。她丧偶已有二十多年。她几乎所有的朋友都去世了。由于黄斑变性,她失去了大部分视力,因此无法再参加她的业余摄影俱乐部会议,但她的头脑依然敏锐。她的女儿最近设法让她进入了临终关怀病房——考虑到极高龄本身并不被视为终末期诊断,这并非易事——并且她有家庭健康护理员提供全天候照顾。但埃莉诺感到孤独,被抛弃了。她想要交谈,讨论艺术、文学和新闻。当临终关怀机构得知此事后,派来了张。
许多陪伴师喜欢说,“doula”这个词源自希腊语,意为“服务于人的女性”。(从技术上讲,这个词的意思是“奴隶”,但在英语语境中的用法赋予了它更温婉的色彩。)临终关怀陪伴师——或者有些人更倾向于称之为“死亡陪伴师(death doulas)”——对这一使命有许多不同的解读。他们可能会帮助客户阐明对医疗方案的偏好,或者在专横的医生和焦虑的家属之间为客户的意愿发声。他们可能会提供瑞典式死亡清理(Swedish death cleaning)或裹尸服务,或者进行葬礼准备和悲伤支持。这个角色是非医疗性的;其核心是陪伴一个人走向未知。
张从一月份起每周与埃莉诺见面一次,并且期待每一次会面。然而,在正午她打电话确认访问时,一名护理员报告说埃莉诺意识模糊且焦虑不安。她试图独自起床,不得不被约束。公寓内部,遮光帘拉着。走廊上装饰着家庭肖像照:微笑的孩子们;一对夫妇在私密的幸福时刻彼此依偎,女人留着深色的短发。两名护理员将埃莉诺从卧室扶到书房的一把扶手椅上。她
临终关怀陪伴师弗吉尼亚·张与她的客户埃莉诺,在纽约。
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摄影:劳伦·兰开斯特(LAUREN LANCASTER)
穿着一件粉色纱裙;她的头发现在变成了灰色,依然剪得很短。在她身后的空调上放着一面折叠好的美国国旗,这种国旗通常在退伍军人配偶的葬礼上赠送。
“是你最喜欢的女孩来了,”一名护理员轻快地说,“女士,抱歉。”
“跟她比起来,我们都还是女孩,”张说。
“那是弗吉尼亚吗?”埃莉诺问。 “是弗吉尼亚。”张大声且缓慢地说道,“你知道你不能拒绝我!”
“如果你仔细想想,其实也是一样,”埃莉诺说。
张跪在埃莉诺的脚边。她用双手握住这位老妇人的左手,轻轻抚摸着埃莉诺的手指,坚定地仰视着她的脸。
“在信仰这件事上,我从来不属于那些虔诚的人,”埃莉诺说,仿佛她正讨论着这个话题,“我的意思是,我理解他们的主张,因为那些教义就在那里。但对我来说,宗教就像是一种运动。”
“有意思。埃莉诺,你最近是不是更倾向于寻求上帝的指引了?”
“没有。”
张笑了。“好吧。”
“我想说的是,他不是某些人想象中的那个上帝,但他是我的上帝。”
“那么,告诉我你的上帝为你做了什么。”
“坦白说,现在他只会让我生气。”
“为什么?”
“因为残暴,”埃莉诺说,“世界现在处于一个丑陋的领域。还有我对待孩子的方式,那并不好。”她的谈话开始变得漫无边际。她试图寻找一个词,但没找到,于是无奈地笑了。“你为什么在周日这么早过来?”
“现在是周五三点,是我一直过来的时间。”
“现在是周五?太好了!我还以为我丢了一整天。这一切发生得太突然了。我之前还好好的。我可以用助行器走动,然后突然之间我就变成了另一个人。”当助手告诉她为了防止跌倒不能起床时,她曾愤怒不已。“他们忙着假设我出了什么大问题。我知道我不是个温顺的人。我要我的权利。”
“你始终忠于自我,”张说,“而这才是最重要的。”
根据助手的描述,张原以为埃莉诺会简短且孤僻,但她却渴望交谈。她的心中盘踞着阴暗的事物。她愤怒地谈论一个残酷且爱操纵的人,仅称其为“他”,直到张问:“埃莉诺,你还在看新闻吗?”她怀疑埃莉诺可能已经开始了最后的衰退,但她将这个想法藏在心里。她计划下周早些时候再回来。如果期间有任何变化,助手们知道该打电话通知她。
“童年是一个没有人死亡的王国,”埃德娜·圣文森特·米莱曾这样写道。按照这个定义,张的童年一直持续到青春期,并深入到她的成年时期。她的亲戚没有一个人去世。她的同龄人也没有一个人去世。她确实失去过一只宠物——一只沙鼠——那很令人难过,但远谈不上悲剧。“我真的认为自己是一个在美国生活的一般、平凡的人,也就是说,我从未思考过死亡和凋零,”她最近告诉我。
随后,在 2016 年 9 月,当她五十二岁时,张的父亲去世了。同年一月,她的婆婆也去世了,三个月后,她的母亲也随之而去。这一连串的丧亲之痛将张与她所认知的现实切断了。她母亲的离世相对平稳——她患有认知障碍,衰退迅速——但另外两起则是残酷的折磨。张的婆婆患有多种疾病,在昏迷期间被实施了一项侵入性紧急手术,尽管张的丈夫试图拒绝,但她最终在恢复期死亡。张的父亲在辅助生活设施中心脏病发作;虽然他被立即宣布死亡,但一组急救人员(E.M.T.s)仍进行了心肺复苏和除颤,而张在电话里恳求他们停止。“不要看床单下面,”一名护士告诉她,指的是她父亲被摧残的身体。
张的家庭对医疗实践并不陌生;她的母亲和姐姐是医生,婆婆是护士。张一直将自己视为一个独立、精明的纽约人。然而,她从未体验过如此深重的无力感或沮丧感。“在生命的尽头被如此地忽视——我认为这是对我们社会的一种悲哀陈述,”她说,“死亡就是这样吗?这就是我们必须接受的吗?我真的不知道。”
大约十年前,一位名叫亨利·费尔斯科-韦斯(Henry Fersko-Weiss)的临终关怀社工也曾产生过同样的疑问。临终关怀为末期患者提供了一个替代方案,让他们无需面对医院那种混乱且充满临床气息的环境;其重点在于尊严和舒适,而非治愈性治疗。即便如此,在费尔斯科-韦斯工作的纽约市那家大型临终关怀机构中,他目睹了太多在他看来并不理想、甚至可以说是糟糕的死亡。一个想要在家中死去的人可能会被匆忙送往医院。一名家庭成员可能会坚持要求挚爱之人继续“战斗”,将否认伪装成鼓励。一位精疲力竭的配偶可能会去打个盹,结果因为不知道如何识别死亡的迹象而错过了伴侣的最后一次呼吸。
费尔斯科-韦斯认为,这些问题的一个根源在于无法坦诚地沟通死亡和临终意味着什么。“我们对死亡的集体恐惧如此强烈,我们的防御机制如此稳固,以至于当一个人收到末期诊断时,他或她完全没有准备,且经常躲在一个脆弱的希望气泡之中,”他后来写道。
费尔斯科-韦斯有一个最近成为分娩陪产员(birth doula)的朋友,这个概念引起了他的兴趣。陪产员这一角色出现在 20 世纪 70 年代的美国,是对分娩过度医疗化这一担忧的反应。陪产员试图通过向女性普及分娩知识,并在这一变革性事件之前、期间和之后提供身体和情感支持,从而赋予女性力量。
死亡也是一种“分娩”。费尔斯科-韦斯认为,分娩计划可以转化为死亡计划。一个人想在哪里死去?他希望谁在场?应该播放什么样的音乐?临终陪产员不再是在产房或育婴室提供协助,而是在人们最后的时光里陪伴在侧,提供
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舒适感与陪伴,并帮助家庭获得平静。
费尔斯科-韦斯开始制定一套自己的陪产员培训计划。作为一名虔诚的禅宗佛教徒,他借鉴了灵性研究以及心理治疗。他尤其受到世纪中叶发展心理学家埃里克·埃里克森(Erik Erikson)的影响,后者认为生命由八个发展阶段组成,每个阶段都以一个核心的心理社会冲突为特征。埃里克森将最后一个阶段称为“自我整合与绝望”。当人们在生命尽头回顾自己的经历和关系时,他们要么能获得一种宝贵的成就感和连贯感——即整合——要么陷入苦涩之中,执着于失败和未实现的梦想。基于这一概念,老年学家罗伯特·巴特勒(Robert Butler)创建了“生命回顾”策略,引导一个人检查过去,希望能产生更快乐的结果。费尔斯科-韦斯在 2003 年培训了他的第一批陪产员——共 17 人,全部是他所在临终关怀机构的志愿者——并将生命回顾纳入了他的方法论中。2015 年,他共同创立了国际临终陪产员协会(INELDA),旨在全国及海外提供培训。
在父母去世后,张感到迷茫。她经常去东村的巴克蒂中心(Bhakti Center)冥想,试图逃避悲伤。2017 年 6 月的一天,她在那里看到一张传单,广告上写着一场由费尔斯科-韦斯主讲的名为“为什么死亡很重要”的讲座。“老实说,除了亨利谈到临终陪产员之外,我对那场讲座没有任何记忆,”她说,“我只是在想,为什么当时没有这样一个陪在我身边的人?”
张邀请费尔斯科-韦斯一起喝咖啡,两人由此建立了友谊。2018年初,她参加了一次 INELDA 的培训:那是几天时间里人们讨论如何改善死亡和临终体验的课程。随后,她在佛蒙特大学注册了一个临终陪产员(end-of-life-doula)项目:那是八周时间里人们讨论如何改善死亡和临终体验的课程。尽管如此,她仍不确定自己是否想成为一名陪产员。“你被灌输了所有这些信-
息,但你觉得,‘这仅仅是信息而已’,”她说。
张拥有斯坦福大学有机化学博士学位,职业生涯始于新药设计,随后在布朗克斯区佩勒姆湾垃圾填埋场的清理工作中担任化学污染专家。她在三十多岁时停止工作以抚养孩子。现在她成了空巢老人,有了闲暇时间。她决定设计一项实验。她将在纽约的一家临终关怀机构 V.N.S. Health 志愿服务一年,并将陪产员的方法论应用于那里的患者,以观察她所习得的技能是否真正有效。她练习积极倾听——一种旨在促进开放与连接的深层且富有同情心的关注——以及“无条件积极关注”,这是由心理学家卡尔·罗杰斯开发的一种技术,要求对他人表现出完全的接纳。她进行镜像模仿;她给予认可;她研究如何提出探索性的、非评判性的问题,以及如何在不加入个人见解的情况下倾听回答。如果她忍不住想打断,她会提醒自己 WAIT,这是她在培训中学到的一个缩写,代表“我为什么在说话?”(Why am I talking?)。
“你猜怎么着?”张说,“它有效。”她在 2019 年开设了自己的私人诊所 Till the Last。(她继续在 V.N.S. 担任志愿者。)在张看来,她的角色“不是告诉你你可以拥有一个美好的死亡——而不是试图让它变得美丽、神圣或庄重”。她更倾向于将其视为一种重新定义。“你在创造一种环境,让一个人告诉你那些他们从未对其他人说过的事情,”她解释道,“一旦建立了这种信任,未来你可以与他们探讨任何话题。你可以引导他们面对困难的情绪。你可以进行艰难的
对话。你可以带他们去畅想未来的地方。”死亡可能是生命的终结,但临终过程仍然是生活的一部分。
如今,正如《Town & Country》最近的一篇头条新闻所宣布的那样,看起来似乎“突然之间每个人都成了死亡陪产员”。INELDA 估计,在过去十年中,它在全球范围内培训了超过一万名陪产员;而张目前任教的佛蒙特大学项目自 2017 年启动以来,已培训了五千多人。一些临终陪产员认为,他们的领域比分娩陪产员运动落后四十年,但另一些人则说落后二十年,或者仅十年。“如果人们知道这项服务,他们一定会接受——这是肯定的,”一名陪产员告诉我。
临终关怀陪护员(end-of-life doulas)将该领域的兴起归因于“银色海啸”——近五分之一的美国人年龄在65岁或以上——或是50岁以下人群中癌症发病率的明显激增,亦或是新冠疫情,当时人们清晰地意识到一次糟糕的死亡会是什么样子。但从更广泛的意义上来看,临终关怀陪护运动可以被视为社会重新审视死亡的最新篇章,而这一进程已经持续了五十多年。在1978年的著作《死亡的艺术》(The Craft of Dying)中,社会学家琳·H·洛夫兰(Lyn H. Lofland)提出,剧烈的文化和技术变革导致美国人——“尤其是富裕的中产阶级美国人”——在面对死亡时采取了新的态度和方法。得益于现代医学,人们能够活得更久,但这矛盾地意味着,由于治疗的延长,死亡过程也随之延长。死亡变得官僚化——从家庭中被移除并被贬至医院——且世俗化,被剥夺了仪式感和固定的意义。洛夫兰对她所谓的“快乐死亡运动”感兴趣,这是一个由旨在解决这些问题的人们组成的松散联盟。他们的一些解决方案看似古怪或边缘,但另一些则已变得普遍。临终关怀(Hospice)在七十年代本身就是一种反主流文化实践,仅限于全国少数几个城市。到2024年,超过半数参加医疗保险(Medicare)的美国人
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在去世时接受了临终关怀。
快乐死亡运动的一个目标是打破其成员认为的关于讨论死亡的禁忌。如今,人们越来越感觉到,接纳死亡可以成为健康的一部分。“我现在很多客户并非处于危机之中,也没有死亡威胁,”一名在佐治亚州农村工作的陪护员达内尔·拉蒙特·沃克(Darnell Lamont Walker)告诉我,“他们会说,‘你能帮我规划那一天——或者规划这辈子的剩余时光吗?’”弗吉尼亚·张(Virginia Chang)告诉我,由于她的工作,“我生活得更有意识。”最近,她被《傻瓜书》(For Dummies)指南的编辑邀请为该系列提供专业知识。在今年早些时候出版的《临终准备傻瓜书》(Preparing for End of Life for Dummies)中,她建议即使是身体健康的读者也要每天思考死亡,她将这种习惯称为服用“死亡维生素”。
五月,我前往洛杉矶会见吉尔·肖克(Jill Schock),她的执业艺名是“洛杉矶死亡陪护员”(Death Doula L.A.)。肖克四十岁,留着深色头发,戴着猫眼眼镜;她的手臂上布满了精致的纹身,其中一个是以她去世的猫鲁本(Reuben)为原型的,她将鲁本的骨灰制成一枚星芒形戒指戴在左手上。肖克住在该市的中国城,在一间由前艺术画廊改造而成的工作室里,这里致力于促进公众对悲伤和死亡的理解。我访问的那个晚上,她正在主持一堂“悲伤瑜伽”课,在Facebook上的广告将其描述为“一种温和的方式,让悲伤、忧郁、愤怒和其他强烈情绪在身体中流动,而不是让它们独自留在脑海中”。前一周,她与当地一家殡仪馆合作组织了一场“生态死亡展”,旨在推广替代性的尸体处理方法,例如人体堆肥和海葬,这些方法比传统的土葬(棺材通常不可生物降解)和火葬(高排放)更环保。
肖克的工作室明亮且温馨,铺着抛光混凝土地板,墙壁高度为双倍;一段楼梯通向一个小封闭阁楼——那是她的私人住所,她与蒙蒂(Monty)共住,蒙蒂是一只热情得近乎疯狂的腊肠梗混血犬。“大约每个月,我们会举办一次与死亡相关的主题展览,”

“这是我为读书会准备的书,这是我为了逃避读读书会书籍而读的书,而这是我的手机,过去半小时我一直在读它。”
她说。展出的作品是一组纺织品,出自一位名叫凯特·索布斯特雷(Kate Saubestre)的艺术家之手。一件粉色帆布材质的皮肤套装挂在衣架上,上面装饰着腊肠肠大小的乳晕和细密的阴阜绒毛,仿佛在等待主人回来重新穿上。房间中央,一件根据索布斯特雷的身体模塑而成的裹尸布放置在一个漂亮的黑色底座上,而这个底座实际上是一个带轮子的棺材——肖克将其称为“一件不错的实用家具”。
肖克在加利福尼亚州的圣克拉丽塔长大,父母都是教师。她最初是通过担任牧师进入死亡领域的,曾在范德堡大学神学院学习并在急诊室接受培训,尽管她对信仰的兴趣更多是哲学上的而非精神上的。“我是一个存在主义者,”她说,“克尔凯郭尔对我影响很大。”随后她在临终关怀机构工作,但讽刺的是,在请假照顾临终父亲期间,她失去了工作。当她了解到临终陪护员(end-of-life doulas)时,她说,“这一下子就对上了。我已经具备了从事这项工作的资格。”
肖克在2016年开设了自己的私人诊所。她说,起初“没人喜欢我的店名——‘死亡’,你懂的”。但她态度坚决。“每个人都倾向于使用委婉语,比如‘神圣的过渡’、‘跨越’,所有那些幻象之类的东西,”她说,“我只想与那些完全意识到自己即将死去的人合作。我不会通过使用不同的词汇来对他们不敬。”
第二天,我陪同肖克乘坐她的黑色福特 Edge 汽车——保险杠贴纸上写着“我的另一辆座驾是正在腐烂的血肉之躯”——去探望她的客户凯琳·巴尔扎里(Karyn Balzary),她六十六岁,正死于卵巢癌。凯琳躺在床上,靠在枕头上,在花卉图案的盖毯下显得非常消瘦。她的眼睛是深邃的蓝色。她身边放着一只填充的比尔比(bilby)玩偶,那是她的女儿莉莉(Lily)三岁起就拥有的。莉莉现在二十七岁了。
凯琳在2019年首次被诊断出患病,
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她尝试了从腹腔热灌注化疗到音疗的所有方法。她去年十二月停止了治疗。“我已经和所有需要告别的人道别了,除了加文(Gavin)”——她的丈夫——“和莉莉,”她告诉肖克。她的哥哥迈克尔(Michael)在随乐队巡演前来看望了她;她最好的朋友之一苏齐(Suzie)从凯琳出生的澳大利亚赶来,并将很快离开。“在情感上,我已经到了希望能够直接关灯(离世)的地步,”她说。
“很好,你已经完成了所有的告别,”肖克说。她询问凯琳,她认为人们应该了解关于死亡感受的什么。
“我认为我们所有人都必须接受的第一件事——而且这并不难——就是死亡确实存在,”凯琳说,“它并不恐怖。它只是很糟糕。糟糕透顶。”
在 HBO 医疗剧《The Pitt》的最新一季中,一名患有晚期肺癌的母亲罗克西(Roxie)被送入急诊室。陪同她的是丈夫保罗(Paul)和她的临终陪护员莉娜(Lena)。罗克西精疲力竭,承受着剧烈的疼痛。虽然她处于临终关怀状态,但保罗是她的主要照顾者,他渴望她能回家。但莉娜能看出罗克西不愿离开医院。在身体衰竭的过程中,她厌倦了强装坚强;她觉得保罗和两个年幼的儿子是在与她的幽灵生活在一起。保罗感到困惑且心碎。如果罗克西留在医院,他就必须接受她再也无法离开的事实。
“在我看来,家属与临终者同样重要,”弗吉尼亚·张(Virginia Chang)告诉我。据她估计,她已经协助了一百多人走完临终过程,而这个数字中包含了她客户的家属。埃莉诺(Eleanor)的女儿戴安·伦纳德(Diane Lennard)说,张在开车时经常会靠边停车来接听她的电话。“这一切对我来说太陌生了,”戴安说。像许多有年迈父母的人一样,她发现满足母亲的情感需求是一项挑战,更不用说身体上的需求了。“我会给弗吉尼亚打电话,问她:‘我该怎么办?’”她告诉我,“我该如何处理这种情况?我该说什么?”
最近,张告诉我,她曾代表一个希望让亲人出院回家临终的家庭,协助与医院的伦理委员会进行沟通。“除非家属完全同意,否则我绝不会做任何仅凭临终者意愿而决定的事情,”她说,“而且如果存在任何分歧——甚至不是分歧,而是一种情感上的复杂情况——在每个人都对此达成心理共识之前,我不会推进。”
这让我感到惊讶。我采访过的一些临终关怀陪护员(doulas)告诉我,他们认为自己的职责是捍卫客户的愿望,即使——或者说尤其是在面对家庭压力的情况下。在《皮特》(The Pitt)中,莉娜私下向罗克西(Roxie)保证,选择在何处死去由她自己决定,同时委婉地促使保罗(Paul)给罗克西留出自我决定的空间。我想知道,张是否遇到过难以达成共识的情况。
“我现在就接手了一个这样的案例,”她说。一位我称之为埃丝特(Esther)的客户,一名患有晚期帕金森病的八十五岁老人,过去几年一直与她的儿子、儿媳以及两个年幼的孙辈住在曼哈顿。这家人在四月份联系了张。张说:“她开口说的第一句话就是‘我想死。我符合 MAID 的条件吗?’”—即医疗辅助死亡(medical assistance in dying)。但刚刚在纽约州合法化的 MAID 要求非常严格,通常要求患者被诊断为生存期在六个月或以下;埃丝特不符合条件。
于是,张建议埃丝特让时间和疾病发挥它们不可避免的作用。与此同时,张将重点放在提高生活质量上。她与埃丝特的子女合作,帮助他们建立她所谓的“支撑性心态”。“情况曾变得非常紧张,”她说。照顾者也需要照顾好自己——“不要把每件事都当成紧急情况”。但张说,“我认为我为他们做的最重要的事情,是将埃丝特的临终体验重新定义为一种‘存在’而非‘作为’的体验。”埃丝特觉得自己没用了。她无法出门,甚至无法给孙辈们读书。张建议她认为自己的陪伴就足够了。仅仅是
“费这么大劲,就为了做一份墨鱼汁面。”
与家人待在同一个房间里就是有益的;孩子们可以给她读书,而不是相反。
随后,在埃丝特的胰腺上发现了一个肿块。她死亡的机会到来了。她拒绝了活检,并决定开始 VSED,即自愿停止进食和饮水,这是一种受法律保护的加速死亡过程的方法。在一次家庭会议上,埃丝特的两个孩子告诉张,他们的姐妹对此心存顾虑。母亲的死亡此前一直是个抽象的概念;而现在,它可能在在一两周内发生。张建议埃丝特暂时推迟 VSED,哪怕只有一小会儿,好让她的女儿有时间适应。
埃丝特的儿子很担心。张是在要求他的母亲承受更长时间的痛苦吗?“你可以那样看待,”张回忆起她当时对他说的,“但你的母亲是一个长期将家庭置于生命核心,并且深爱着每个成员的人。这是一个小小的善意,将为她的女儿省去很多痛苦和挣扎。”如果埃丝特推迟 VSED,她的女儿将有机会理解发生了什么,以及为什么会这样。当张询问埃丝特的意见时,她竖起了大拇指。
“这就是我们在临终体验中所失去的东西,对吧?”张说道。“这种家庭和社区的感觉。我们不再全部生活在一起。我们四处奔波。我们形成了非常个人主义的观点。也许在社会的某些方面,这没问题。但在面对死亡和临终体验时,它夺走了一些东西。”她继续说道,“如果这个女儿能让她母亲获得良好的临终体验,这将改变她对死亡和临终可能状态的整个看法,也会改变她对自己以及所有她所爱之人的期望。我可以让她成为‘积极死亡运动’中的一圈涟漪——让这一切对每个人都变得更好。”
最近,这些涟漪正变得越来越大。讽刺的是,在好莱坞这个永葆青春之地,临终陪产员(end-of-life-doula)培训变得像曾经研究卡巴拉(Kabbalah)那样新潮。一月份,在宣传电影《哈姆内特》(Hamnet)——一部围绕一个十六世纪儿童惨死故事的电影——期间,导演赵婷在接受采访时表示,她正在成为一名临终陪产员,以面对她对死亡的恐惧。几个月后,妮可·基德曼宣布,她母亲的去世也激励她接受陪产员培训。基德曼将她的兴趣定义为个人成长问题。“我寻求的是自我扩展,”她说。但这并没有阻止人们想象,在一位世界知名电影明星的照料下脱离凡胎会是什么样子。“如果我在临终之床,而她用俄国口音带着裸盖菇素对我出现,我完全赞成,”一名 Reddit 用户评论道。
临终陪产员领域没有监管——执业不需要认证——且大多数陪产员更倾向于这样。“我喜欢我们像是一群有点不羁的人,”一名常驻纽约的陪产员凯莉·布里格斯-海勒(Kelly Briggs-Hayler)告诉我。尽管如此,缺乏标准化可能会导致混乱,一些陪产员便自发地进行质量控制。每两个月,一名叫艾玛·阿克(Emma Acker)的陪产员会在布鲁克林格林波因特区一家自称“当代”的殡仪馆 Sparrow 为同行和学徒举办一次聚会。在最近的一个晚上,一个由二十把椅子组成的圆圈被布置在一个铺着浅色松木地板、挂着爱迪生灯泡吊灯的房间里。陪产员们在摆满葡萄酒、苏打水、冷盘肉类和青酱耳形面(orecchiette)的自助餐桌前浏览,闲聊直到阿克号召他们安静下来。
“哇,这么多人——太棒了!”她说。阿克有一头灰白色的螺旋卷发,尽管她在纽约生活了三十多年,但仍带着她新西兰家乡的口音。她在三年前发起这次聚会,旨在作为一个临时的专业网络。“这个空间确实是由我‘把关’的,找不到更好的词了,”她说。“我们只允许接受过临终陪产员培训的人参加。无论你处于什么阶段,都没关系。但你不能是来‘逛逛’看是否想做这个的。你已经做过了,现在是在寻找之后的出路。”
这些陪产员有白人、黑人、亚裔,有年轻人和中年人;其中一位是老人。除了两人之外,其余全部是女性。阿克邀请他们向小组介绍自己。罗宾(Robin)自 2022 年起一直担任临终陪产员和生态心理学家,并经营一个名为“死父母俱乐部”(Dead Parents Club)的团体。埃里卡(Erika)使用文字转语音软件表示,她从事基于艺术的悲伤支持。西蒙(Simone)在瑞典接受培训,刚刚接到了她的第一个客户。玛丽安(Marianne)是一家儿童医院的执业临床社会工作者,在那里照顾临终儿童。亚历克萨(Alexa)来自“科技行业的社会影响背景”,并撰写一个名为《哀悼之人》(Mourning People)的 Substack 博客。瑞安(Ryan)在丈夫死于胆管癌(一种罕见的胆管癌症)后进入了死亡领域,目前在西奈山医院的姑息治疗计划中担任志愿者陪产员。博什科(Boshko)坦承自己不是陪产员——房间里爆发出一阵哄笑——但他确实在全市的记忆护理机构提供灵气疗法(Reiki)。
苏拉是一位四十出头、金发女性,经营着一家名为“Peacing Out”的助产 / 临终关怀服务机构。“坦白说,我不擅长加入团体,”她说,“我不擅长社交媒体。所以我觉得自己在与这个世界的社区建立联系(或未能建立联系)的方式上有点糟糕,而我面临的最大问题之一就是,比如,我们究竟如何靠这个谋生?”她在被通信工作岗位裁员后转而全职从事助产 / 临终关怀工作,但收入情况并不理想。她继续说道:“虽然我对这个领域的扩大感到非常高兴,但我也觉得,比如,让我们开始讨论我们的劳动报酬吧。我不想做其他任何工作,但我也需要生存。”
“我喜欢这个话题,”阿克尔说。关于如何作为一名临终关怀陪伴员(end-of-life doula)谋生的问题可能比较敏感。一些陪伴员接到的预约多到无法处理,但他们是少数。其他人则基于该服务应面向所有人可及的信念,免费提供服务,或采用阶梯定价。吉尔·肖克提供三种套餐,价格从 $1,799 起至 $2,999 不等,此外还有一系列单点选项:葬礼支持与规划费用为 $225;帮助一名选择医疗辅助死亡(MAID)的客户费用为 $1,600。肖克并不单纯依靠客户工作生活——她通过教授一个
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虚拟陪伴员培训课程来补贴收入——但她很乐观。“很抱歉,但如果 Labubus 能卖出去,我们也能卖这项服务,”她告诉我。
阿克尔采用她所谓的“Toms 鞋模式”:她接纳付费客户,从而让她能够接纳那些负担不起其服务的客户。六月的一个下午,我随她一起去探望一名六十七岁的男性,我称他为李,他属于后者。阿克尔几年前在上西区的全天使教堂(All Angels' Church)结识了李,她每周在那里担任志愿者,负责咖啡摊。李以前总是帅气地骑着自行车冲过来拿一杯咖啡;他自己也曾在厨房做志愿者。但他的健康状况一直在恶化:慢性关节炎、行动不便,以及一次自行车事故。阿克尔在全天使教堂启动了一个项目,旨在帮助无家可归者和其他弱势群体获得医疗代理人,于是她成了李的代理人。“他非常有自尊心——他以前是那个帮助所有人的家伙,”她说。现在他住在上西区的一家养老院里。“他真的很想出去,”阿克尔说,但这种可能性很小。
李躺在医院病床上,与室友之间隔着一道黄色窗帘。他掉了好几颗牙,右手的手指僵硬且蜷曲。蓝色和橙色的“生日快乐”气球没气了,拖在地上。阿克尔带来了两杯大杯熟食店咖啡,李用吸管啜饮着。她坐在床角,询问他的近况。
“听着,艾玛,”李说。他的声音非常虚弱。“他们在这里不照顾我。我在家里会感觉好些。”
“你在家里会感觉好些,”阿克尔重复道。
“我一直在思考,”他说,指了指他的一边浓眉。
“思考是一件好事,”阿克尔说。他们笑了。
李具体在思考什么,被安装在角落里大声播放当日新闻的电视机给掩盖了,但大意很明确。探访结束后,阿克尔说:“他想让我帮他办理出院手续。”他极其强烈地恳求,但阿克尔不会这么做。李在布朗克斯区的那套 Section 8 廉租房在好几层楼之上,他无法行走。“因为你在场,我能从外部审视自己,我看到了这有多么绝望,”阿克尔告诉我。李还没有进入临终阶段,但也没有好转。他以前的生活已经结束了,而那也是一种死亡,一种他尚未与之和解的死亡。阿克尔继续说道:“与此同时,我知道至少有一个陪伴在侧的价值。我完全无法改变正在发生的事情。但我不会转身离去。”
埃莉诺没有恶化。事实上,她的情况有所好转。次周,当张回来时,埃莉诺已经恢复了清醒。在那些混乱的阴暗日子里,她在挣扎着起床时弄伤了自己。她的脚踝上缠着白色纱布,肘部和左膝有淤青。“这种老年生活是不公平的,”她说。她觉得自己像个“活死人”。
“埃莉诺,你太低估自己了,”张说。“对于一个一百零一岁的人来说,你相当了不起。”
“那只是个数字!”埃莉诺说,但她欣快地笑了。
“你觉得自己像多少岁?”
“两百——五十岁。”
张在包里翻找,拿出一本神经科学家大卫·伊格曼(David Eagleman)写的《大脑:你的故事》(The Brain: The Story of You),这是她在每次探访时一直大声朗读给对方听的书。“现在这是我们共同的特别时光,”埃莉诺说。在张建议她将大脑捐献给科学作为一项遗产项目——一项临终者可以为未来做出的贡献——之后,她对大脑产生了浓厚的兴趣。这类项目通常包括给孩子写信或缝制被子等活动,而不是器官捐献,但埃莉诺对这个想法感到兴奋。在她这个年龄段且没有痴呆症的大脑在研究界是抢手货。“我一直为此感谢她,因为我终于找到了一件能产生价值的事情可以去做,”埃莉诺说。
张开始阅读。她们已经读完了大脑在童年时期的发育情况。现在她们读到了青少年时期——由于前额叶皮层尚未发育完成而导致的极度社交尴尬和情感敏感。“下次我们将讨论成年期,”张说。“接下来的话题很有趣,比如记忆的不可靠性和大脑的老化。”
“我不知道这个科学话题是否能精准地聚焦在我希望寻找的答案上,因为那太神秘了,”埃莉诺说。“但我会尝试一下,因为这有助于我更深入地了解自己。”
“我很高兴你依然保持好奇心。”
“我经常在想为什么我会好奇。我一直对自己说——‘你为什么这么在意未来的政治问题?你根本不会参与其中。’”然而,埃莉诺想要寻找的答案是私人的。她在思考她的孩子们,他们现在都七十多岁了。她曾有过一段美满的婚姻,但为人母却很艰难。为什么她的孩子们没有成为她预想中的样子?为什么他们的价值观与她如此不同?“我寻找的答案可能太专业了,如果没有科学背景,我可能永远无法理解,”她说。
“但也许有一天,你的大脑会为答案做出贡献。”
“好。我有这个希望。是她给了我希望。”
“埃莉诺,我有件事要告诉你,”张说。“实际上我要离开三周。”她将去完成她的第二本关于面对死亡的书。
“噢,真的吗?好吧,我在这里服的是无期徒刑。三周不算什么。”
“所以我回来后,我们就把这本书读完。但是——我也明白情况可能会发生变化。能与你共事是我的荣幸。”
“我也很愉快。你给这段临终时光增添了一些之前没有的东西。这非常有用。非常有用。”
张俯身在埃莉诺坐的椅子旁拥抱了她。两人紧紧相拥了很久。随后,张轻轻地分开,在埃莉诺的脸颊上亲了一下。
“好吗?”
“好。”
“我一回来就打电话。好吗?三周。”她站起身准备离开。
“谢谢你一直陪在我身边。”
“好。没关系,埃莉诺,”张轻声说,然后离开了房间。♦
18
喧嚣与低语(SHOUTS & MURMURS)
安东尼·莱恩 著
自19世纪50年代创刊以来,《纽约时报》多次遭遇危机与争议。然而,很少有威胁像今年夏天——据报道始于7月下旬——吞噬这家传奇报纸的危机那样严重。据悉,编辑团队意识到,除非启动紧急程序,否则次日的《时报》版面中将不会出现一篇关于克里斯托弗·诺兰电影《奥德赛》的文章。
“这[脏话]到底是怎么[脏话]发生的?”一名高级管理层人士如此反应。“我们从[脏话]青铜时代起就有时间准备了,”该人士补充道,“没有任何借口。”没有现任或前任《时报》员工愿意公开讨论这次近乎灾难的事件,但几名工作人员在匿名条件下同意接受采访。
诺兰的电影于7月17日上映,但人们在一年多前就对此寄予厚望。从2025年7月起,一系列预告片揭露了电影的更多细节。《时报》在2026年2月发表的一篇文章标题为:“谁在乎马特·达蒙在《奥德赛》中的头盔是否符合历史原貌?”在企业家埃隆·马斯克批评诺兰起用露皮塔·尼永奥饰演特洛伊的海伦后,争论进一步升级。作为回应,《时报》刊登了丹尼尔·门德尔松的客座文章,他近期翻译了荷马的史诗。报社的一名消息人士评论道:“我不想这么说,但感谢上帝,有埃隆在。”
随着《奥德赛》上映日期的临近,报社相应地增加了报道量。“是的,我们做了那篇关于诺兰的大特写,讲述他多么焦虑之类的事情,”一名消息人士说,“而且在电影上映前三天,让马特(达蒙)和汤姆(荷兰)进到《时报》的厨房里做比萨——简直是天才之举。”
根据评论部门的一名消息人士透露,一旦电影进入影院,“就再也没有顾忌了。莎伦(瓦克斯曼,特约撰稿人)说文化战争之类的话题已经死了,这其实是重新煽风点火的聪明办法。米歇尔(戈德堡,专栏作家)再次抨击了马斯克,这向来很受欢迎。然后莫琳(道德,专栏作家)说这部电影不够性感或不够怪异,这当然让评论区陷入了疯狂。”此时,该消息人士被环球影业营销部门送来的一大篮水果打断,他迅速拒绝了这份礼物。
随后,危机爆发了。
用那位高级管理层人士的话说:“这完全是突如其来的。我们写了一篇关于吃[脏话]莲花有什么好处的文章。我们对罗伯(帕丁森,饰演安提诺俄斯)穿的那套黑色性感装扮赞不绝口。我们还采访了给马特(达蒙)做替身的那个女人。我们还做了一个关于把爆米花舀进[脏话]马肚子里的故事,就是那个塑料特洛伊木马。我们当时势头正盛。然后,突然之间,什么都没了。”
据报道,报社匆忙安排了一次上午会议。“我们需要一些能在半天内委约并提交的内容,”一名参加会议的消息人士证实道。“烹饪版的人建议提供如何复刻喀耳刻给奥德修斯部下提供的菜肴的技巧,但法务部门说把读者的家人变成猪是集体诉讼的导火索,所以这个方案被否决了。我正准备向旅游版提交一篇关于去冥界度假的文章,就像那种一生一次的体验,但就在这时,哈利路亚,威尔逊的电话打来了。”
消息人士指的是艾米莉·威尔逊(Emily Wilson),诺兰曾称赞她翻译的《奥德赛》,但她随后对他的电影写了一篇尖刻的评论。“这完全救了我们,”会议上的消息人士说。“现在我们只需要给其他翻译家打电话,看看他们怎么想。我已经在联系亚历山大·波普(Alexander Pope)了。此外,我们在8月3日刊登了一篇极好的文章,讲述人们在早晨带着婴儿去看《奥德赛》放映场。这意味着我们可以跟进一篇关于治疗师的文章,他们预计在,比如说,九年后会迎来一场大丰收。所有这些心理出问题的孩子都会问,为什么他们忍不住把父亲想象成想要吃掉他们的独眼巨人。”
更大的问题依然存在。报纸对诺兰电影的报道应该持续多久,以及更广泛世界的议题(包括中东战争)又该如何处理?“你是说那场永恒的战争?抱歉,那完全就是特洛伊战争的重演,”一名高级管理层消息人士说。“我知道半个欧洲基本上成了烧烤场,日元跌到了水沟里,林肯纪念堂的水池实际上成了厕所,但我们仍然不知道为什么本尼·萨夫迪(Benny Safdie)饰演的阿伽门农在被克吕泰斯特拉杀掉之前,几乎没有任何台词,以及这揭示了在荷马时代和我们这个时代,男性在表达情感方面的无能。或者类似的东西。总之,如果《时报》不解释,谁来解释?”该消息人士补充说,即便人们对荷马的兴趣在下降,报纸仍在为梅尔·吉布森(Mel Gibson)的最新电影《基督复活:第一部分》(The Resurrection of the Christ: Part One)的上映做准备,目前定于2027年5月。“告诉我这不算新闻。那[脏话]复活,”该消息人士说。“我不想这么说,但感谢上帝,幸好有梅尔。” ♦
LUCI GUTIERREZ
19
美丽新世界部门(BRAVE NEW WORLD DEPT.)
如何分辨你是否为人类。
吉尔·莱波尔 著
如今网络上的机器人比人类还多,而分辨谁是谁并非易事。
三个夏天前,OpenAI 的首席执行官萨姆·奥特曼(Sam Altman)在 X 上发布了一段 15 秒的视频。视频中,数十个人——大多很年轻,戴着口罩,穿着超级时髦的白底运动鞋——在某个城市的昏暗光线中排成长龙,周围只有交通信号灯在闪烁,那个城市看起来像是日本名古屋。“全球各地排队疯狂,”奥特曼写道,“现在每 8 秒就有一人通过验证。”在视频中,镜头移向队伍前端,一名女性跪在人行道上,仿佛在祈祷,凝视着一个闪亮的银色球体,球体大小约如排球,被支撑在一个大约边桌高度的支架上。它看起来像一个巨大的机器人独眼巨人的眼球。她凝视着它的孔径,一个虚空。你可能会好奇为什么。原因就在这里:她正向一台人工智能机器鞠躬,寻求一份证明她是人类的认证。
这个被称为“球体”(Orb)的眼球是由 Tools for Humanity 开发的。这是一家总部位于旧金山和慕尼黑的科技公司,由奥特曼在 2019 年与一名 25 岁的德国物理学家亚历克斯·布拉尼亚(Alex Blania)共同创立,布拉尼亚现任该公司首席执行官。当时,奥特曼刚刚卸任 Y Combinator 的总裁以领导 OpenAI;而布拉尼亚则从加州理工学院的研究生院辍学。(去年,布拉尼亚和奥特曼共同创立了另一家由 OpenAI 资助的初创公司 Merge Labs,该公司与埃隆·马斯克的 Neuralink 公司一样,旨在将你的大脑连接到计算机上。我想,这大概是另一种“人类工具”。)如果你接受了“球体”的扫描(现在你可以在四个大洲的站点进行扫描),你将获得一份名为“人类证明”(Proof of Humanity)的凭证——前提是,你不是机器人。
你是机器人吗?如果你不是,你对此会非常确定。尽管如此,至少在网上,你可能会发现很难分辨其他人是否是机器人。企业也发现这很困难,而且情况正变得越来越糟糕。如果你被迫猜测,概率会告诉你猜机器人,因为到目前为止,网络上的机器人比人类还多。为了解决这个问题,企业聘请机器人检测和机器人管理公司,这是网络安全领域的一个专业方向。他们的任务过去是拦截机器人,但随着代理式 AI(agentic A.I.)的兴起,情况发生了变化。现在的问题是如何让“好机器人”进来(比如你派去 Gap 帮你买新裤子的虚拟分身),并把“坏机器人”挡在外面(比如试图抓取每一个 Gap 客户数据的窃贼)。而我们其他人则必须成为自己的机器人检测员。有人向我建议,如果你在电话中或在在线聊天中与一名客服“人员”交流,且不确定对方是人类还是聊天机器人,一个好主意是问:“你今天穿什么颜色的鞋子?”因为聊天机器人没有脚。(目前还没有。)我曾经问过一名自称 Crystal S. 的客服代表,能否向我证明她是人类,她告诉我她住在德克萨斯州,有三个女儿和两只名叫 Benny 和 Smoltz 的法国斗牛犬。我忘了问她的鞋子。
这不是演习。但这确实是一件麻烦事,介于不便与噩梦之间,具体取决于你对这种闪闪发光的、代表“我们如今生活方式”的“球体”持有多少热情。这也是一场漫长的猫鼠游戏。我们曾经是猫,现在我们成了老鼠。
一份验证你人类身份的证书,在某些方面是某些古老身份识别技术的更新版本。那些技术并非用于区分人类与机器,而是用于将一群人与另一群人区分开来。这些技术包括纹身、切割和烙印——这些识别方法可以追溯到数千年前。在《启示录》(13:16–17)中,那头兽
20
插图:布拉蒂斯拉夫·米伦科维奇(BRATISLAV MILENKOVIC)
--。
要求每个人,“无论大小、贫富、自由或奴隶,都要在右手或额头上接受一个印记。”希腊人给他们的奴隶烙印;罗马人给他们的角斗士纹身。在二十世纪,纳粹要求犹太人佩戴徽章,随后又给他们纹身,“包括刚出生的婴儿”,正如普里莫·莱维曾写道的那样。这些技术至今仍被用于牲畜以及帮派成员。
声称自己是某个特定的人一直以来在某种程度上是一种表演,从你的行走方式、说话方式以及穿着的衣服可见一斑。(从词源学上讲,“person”这个词的意思是“演员的面具”;这个含义后来扩展到描述“剧中的角色”,最后简单地指代“人类”。)正如每个骗子所知,冒充也是一种表演。在十六世纪的法国,一个名叫阿尔诺·杜·蒂尔(Arnaud du Tilh)的骗子通过长相与马丁·盖尔(Martin Guerre)这个农民颇为相似且对细节记忆力良好,成功地将自己伪装成后者。在近代早期的英国,人们说只要你能忍住不放屁,你就能把自己伪装成国王。
人口越多,人们流动越频繁,伪装成他人就越容易。因此,身份证明文件出现了,首先是旅行证件。中世纪的商人与士兵通常被要求携带通行证(laissez-passers)。托克维尔后来观察到:“在没有护照的地方,改名是最容易的事。”身份证明,尤其是公民身份证明,在十九世纪开始需要书面验证,当时出生证明和护照等文件变得普遍;这些文件通常需要教会以及后来的国家代表的印章、戳记和签名。与金钱一样,这些文件也可以被伪造。签名可以被模仿;照片可以被篡改。指纹被证明更为可靠。
到十九世纪末,社会福利国家的兴起意味着英国、德国和法国开始为提供援助之目的而建立个人公民档案。个人识别号码在二十世纪三十年代和四十年代变得普遍。(与此同时,将人们赋予数字而非允许他们拥有名字的极权政权,至少自叶夫根尼·扎米亚京 1924 年的小说《我们》以来,一直是反乌托邦小说的标志。)纳粹德国推行一项名为 Erfassung 的政策,即对人口进行全面记录。“我们将每个国民的个人特征记录在一张小卡片上,”一家 IBM 德国子公司的负责人于 1934 年解释道。美国在 1936 年引入了九位数的社会安全号码,部分是为了解决所谓的“弗雷德·史密斯问题”(即有大量同名的人)。批评者指责富兰克林·D·罗斯福的联邦政府实行专制,共和党负责人警告说:“如果罗斯福政府重新掌权,我们将在这个国家看到两类公民:被编号的人和未被编号的人。”但许多美国人自豪地携带他们的社会安全卡,甚至将号码显示在珠宝上或纹在身上,认为这个号码正如历史学家萨拉·伊戈(Sarah Igo)所论证的那样,是“一种新型经济公民身份的象征”。
瑞典从 1947 年起为所有公民分配 personnummer(个人识别号);冰岛人在 20 世纪 50 年代初被分配了一个八位数字,当时该国每个人在国家登记册中都被赋予了一张打孔卡。到那个十年,政府开始将个人信息存储在计算机中,用于跟踪纳税情况和向退伍军人提供福利等目的。(在 20 世纪 60 年代,美国计划建立一个将所有此类信息合并在一起的国家数据中心,但因隐私问题而夭折。)从 20 世纪 80 年代开始,作为公民身份证明的身份识别形式变得要求更加严格。如今,大多数民族国家要求公民在国家数据库中注册并持有国家身份证明文件。支持这些文件的技术包括 R.F.I.D. 芯片和面部识别软件。马来西亚在 1998 年引入了生物识别护照。墨西哥在 2011 年开始发行包含虹膜扫描数据的国家身份证。2010 年,英国放弃了一项引入包含生物识别数据的国家身份证的计划。印度在 2009 年创建的 Aadhaar 系统使用虹膜扫描和指纹,并为所有居民分配一个
唯一的十二位数字。截至 2026 年,当任何欧盟以外的人进入几乎任何欧盟国家时,没有亲切的护照查验人员会说 bienvenue(欢迎)或 willkommen(欢迎);相反,一台机器会扫描你的护照、你的面孔和你的指尖,以验证你就是你。
然而,在网上,你可以是任何人。20 世纪 90 年代互联网向公众开放,带来了新的身份识别形式——包括用户名、密码、双重验证和 Touch ID——以及新型的欺诈,并且不可避免地带来了新形式的冒充,例如:假装自己是由血肉之躯组成,而实际上你只是几行块状的机器代码。
科幻作家在这一切发生之前很久就预见到了这一点。艾萨克·阿西莫夫 1946 年的一篇设定在未来的故事,讲述了一位名叫斯蒂芬·拜尔利(Stephen Byerley)的雄心勃勃的地区检察官,他被政治对手怀疑是个机器人。(几十年后,有些人对阿尔·戈尔也说了同样的话。)“从未见过他吃东西或喝水,”一名竞争对手说,“从未见过!”这不足以作为证据,但在阿西莫夫的未来世界里,还有另一种测试方法:伤害人类违反了机器人三定律之一,因此,如果能证明拜尔利无法伤害人类,那么他一定是个机器人。在一次竞选集会上,一名男子走向拜尔利说:“打我!你说你不是机器人,证明给我看。”拜尔利扇了那个蠢货一耳光,并赢得了选举。没有人考虑到这样一种可能性,即这一切并非由拜尔利的敌人策划,而是由拜尔利本人策划的,而那个蠢货其实是……一个机器人。在后来的一篇故事中,拜尔利的政治生涯飞黄腾达,到 2044 年,他基本上被选为“一切之总统”,而人类仍然没有意识到他们的领导人可能是一个机器人。幸运的是,这已不再重要,因为正如一位机器人心理学家所反思的,“到那时,无论如何,运行世界的已经是机器了。”
冷战时期的科幻小说沉迷于机器人伪装成人类的想法,就像共产主义者伪装成美国人一样,每个人都被怀疑是颠覆分子。在菲利普·K·迪克 1953 年的一篇名为《冒充者》(Impostor)的故事中,一名名为斯彭斯·奥尔汉姆(Spence Olham)的国防项目官员被杀并被一个机器人取代,
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这个机器人的体内有一个“U-炸弹”,但可怜的机器人认为自己就是真正的奥尔汉姆:
“我是奥尔汉姆。我知道。没有进行过转移。我还是以前那个我。”
他触摸自己,双手在身体上抚摸。“一定有某种方法能证明这一点……”
彼得斯和尼尔森都没有说话。“我是奥尔汉姆,”他再次说道,“我知道我是。但我无法证明。”
(证明,或者说反证,在他爆炸时出现了。)
大多数涉及测试的故事都是对十七世纪勒内·笛卡尔(René Descartes)哲学沉思(“我思故我在”)的变体。为了寻求关于自身存在的确定性,笛卡尔得出结论,思考这一行为本身就证明了他作为一个思考着的生命而存在。正如 Anthropic 公司的聊天机器人 Claude 会告诉你的那样,这种证明已不再充分,而且自从艾伦·图灵在 1950 年提出图灵测试以来就一直不再充分。这导致了新测试的出现。1968 年,在菲利普·K·迪克的小说《仿生人会梦见电子羊吗?》(后来被改编成电影《银翼杀手》)中,一个名叫里克·戴卡德(Rick Deckard,向笛卡尔致敬)的角色对疑似仿生人进行沃伊特-坎普夫共情测试(Voigt-Kampff Empathy Test)。该测试涉及测量受试者对虐待动物场景的反应:人类会立即做出反应,但仿生人则需要多花零点几秒才能意识到他们应该觉得这些故事令人不安。叙述者沉思道,该测试之所以有效,是因为“显然,共情仅存在于人类群体之中,而智能在某种程度上可以在包括蛛形纲在内的每个门和目中被找到”。
看来,二十世纪六十年代对人类的看法比萨姆·奥特曼(Sam Altman)所在的地球上现在盛行的看法更为乐观。如今,为了查明你是否是机器人,没有人会问你一张比格犬头部被夹在虎钳中并被强迫抽烟的照片是否让你感到不安。然而,他们可能会要求你看向一个 Orb(球体)。
在线的“我不是机器人”测试可以追溯到一种后来被称为 CAPTCHA(全自动区分计算机和人类的公开图灵测试)协议的最早形式,该协议最初由一名名为莫尼·纳奥尔(Moni Naor)的以色列密码学家在 1996 年构思,并由路易斯·冯·安(Luis von Ahn)在卡内基梅隆大学开发,冯·安在还是研究生时就开始从事这项工作。(冯·安还起了这个名字。)“我们如何防止计算机程序使用仅为人类设计而设计的系统?”卡内基梅隆大学的 CAPTCHA 项目想要知道。考虑到问题的规模,通过人工完成这项任务是不可能的。“一个更好的解决方案是利用计算机来对抗计算机:编写一个程序,通过网络上的简短交互,能够识别用户是否为人类。”
CAPTCHA 的开发是为了威慑和检测垃圾邮件、蠕虫和机器人,随后是为了防御虚假信息活动、选举干预和网络恐怖主义行为。大多数早期的 CAPTCHA 测试涉及计算机要求你通过解读一段模糊、褶皱或以其他方式难以辨认的文本来证明你不是机器人。这些测试很快开始产生令人惊讶的红利:它们允许谷歌众包其扫描全球印刷书籍集所需的光学字符识别工作(必须说,这并未获得出版商或作者的许可)。2007 年,已成为教授的冯·安推出了 recAPTCHA,口号是“停止垃圾邮件。阅读书籍。”谷歌在 2009 年收购了 recAPTCHA。
通过 recAPTCHA,每当人类解析一个模糊的波浪线或一个破碎的单词或短语时,该人类就在推动谷歌图书项目(Google Books Project)。同样的道理也适用于那些令人抓狂的视觉测试——寻找交通灯、人行横道、自行车,并教会计算机更好地观察。离开学术界并随后创立 Duolingo 的冯·安对证明人类身份的拼图阶段表示遗憾,他怀疑自己是否创造了一套大规模榨取人类注意力的装置,每次仅榨取几秒钟。但从另一个角度来看,如果你考虑到我们在教会机器如何取代我们方面是多么高效,那么所有这些拼图解答就并非浪费我们的时间。
无论如何,这些拼图已经过时了。盔甲上的第一道裂缝出现在(人类)罪犯开始组建 CAPTCHA 农场时。他们会雇佣数千名(真实)人员在比如菲律宾等地维持运营,如果一个机器人遇到了 CAPTCHA 测试,它就会调用一个
人类来破解它,然后:芝麻开门。
为了击败 CAPTCHA 农场和其他不法之徒,2012 年,塔默·哈桑(Tamer Hassan)和三位朋友在布鲁克林的一家名为 Singularity&Co. 的科幻书店后方闲逛时,创办了一家如今名为 HUMAN 的机器人检测公司。(Singularity 与其说是一家书店,不如说是一个档案慈善机构:利用一项名为“拯救科幻”(Save the SciFi)的 Kickstarter 众筹活动筹得的资金,他们会收购稀有的、绝版的二十世纪廉价科幻小说,将其扫描,然后按磅数出售原书。)哈桑当时刚结束在空军中在伊拉克的服役,负责驾驶直升机和 C-130 运输机。他告诉我,他创办 HUMAN 是因为他和联合创始人想要“颠覆网络犯罪的经济模式”。网络犯罪形式多样,规模不一,但实施起来并不需要大量资金。“你会遇到穿着睡衣的青少年黑客,”哈桑说,“你会遇到想在周末赚点酒钱的大学生,你还会遇到有组织的网络犯罪和恐怖组织。”执法部门的效果并不理想,而 CAPTCHA 同样在失效。
取代要求人类完成拼图的方法,是要求计算机更密切地监控互联网流量。从 2014 年开始,谷歌推出了一系列无需拼图的测试(这类测试后来被称为“隐形 recAPTCHA”)。你会看到一个可以点击以证明“我不是机器人”的方框——就好像有人会轻信你的话一样!——但这个方框本质上是一个圈套,因为当你将光标拖动过去点击它时,程序已经在通过评估你过去和现在的在线行为来判断你是否为机器人:你点击了哪里以及曾经点击过哪里,你停顿了多久,你收集了哪些 cookie,你的 IP 地址,你移动鼠标的方式,以及你滚动页面的方式。“在早期,你可以用基础算法识别出非真实的东西,”哈桑说,“如果有人翻页速度太快,你可以判定那是非人类。”人类是杂乱的,而机器人是整洁的。
这种方法在很长一段时间内都非常有效,因为以前的机器人更笨,而且成本更高。“大概十年前,构建一个真正优秀、高效的机器人是很昂贵的,”本杰明·巴里尔(Benjamin Barrier)告诉我。巴里尔共同创办了
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一家名为 DataDome 的国际机器人检测公司,于 2015 年在巴黎成立。(该公司现在在纽约和新加坡也设有办事处。)机器人变得更聪明且更便宜,随后你可以购买所谓的“套装机器人”(packaged bots),这类似于一种全方位服务的机器人供应商。巴里尔表示,如今“你每月花几百美元就能租到一个完美的机器人”,或者更有可能的是,租到一支机器人大军。这就像是厨房里有一只老鼠与地下室里鼠患横行之间的区别。
套装机器人是如今“AI 智能体”(A.I. agents)的前身,而这个名称仅仅是指那些没有从事非法、社会或商业上不可接受之事的机器人。有些人甚至把老鼠当宠物养!因此,对于像 HUMAN 和 DataDome 这样的公司来说,现在的问题在于弄清楚机器人的意图——这个机器人是害虫还是宠物?——这比单纯地将它们拒之门外要困难得多。这需要分析行为,建立一个所有已知恶意机器人的库,并使用 AI 模型和加密协议来区分恶意机器人和良性机器人。“在机器人是坏的而人类是好的那个时代,日子要简单得多,”巴里尔叹了口气说道。
DataDome 承诺帮助客户“重新掌控您的流量”。但机器人管理行业的隐喻与其说是倾向于空中交通管制,不如说更倾向于国防。HUMAN 同时具备军事和公共服务的意识。HUMAN 现任首席执行官斯图·索罗门(Stu Solomon)和哈桑一样,是空军学院的毕业生;他还是国民警卫队的一名准将。索罗门和哈桑对网络安全的兴趣源于他们致力于预防犯罪、伪造、欺诈和恐怖主义。(在加入 HUMAN 之前,索罗门曾是美国银行的网络安全高管。)如果这是一场战争,那么它已经结束了,而且人类输了。现在已经不可能防御互联网免受机器人的侵害。索罗门说:“现在我们需要将其视为一种共存。”
索罗门认为,现在网络上的机器人数量多于人类,这在一直以来都是不可避免的。哈桑表示赞同,并且他认为,在此时此刻,人类最好直接将互联网让给机器人——那些良性的机器人。“互联网本就是为了让机器之间相互对话而创建的,”他说。“它是一套让计算机相互交互和发送信息的协议系统。最终,它就会变成那样。它将成为一个由 AI 智能体组成的互联网,代表我们运行。可能使用的是我们不再能理解的协议和语言。”
他对此并不介意。我们依然拥有整个现实世界。不是吗?
Orb 并不是一个机器人检测设备。它是一个人类捕捉设备。萨姆·奥特曼(Sam Altman)和亚历克斯·布拉尼亚(Alex Blania)的公司 Tools for Humanity 在网络安全方面采取了与 HUMAN 和 DataDome 完全不同的方法。Tools for Humanity 感兴趣的是确保一种一次性的、可携带的人类身份证明,并向其他使用该证明的公司收费。Orb 在其他方面也有所不同。Orb 的起源并非在于预防犯罪、网络安全或国防,而是源于加密货币。
Tools for Humanity 在 2019 年打造的首款人类工具是一种名为 Worldcoin 的加密货币。事实上,这正是该公司成立的目的,因为整个计划最初被布拉尼亚(Blania)称为“比特币项目”,一个全民基本收入(UBI)的提案。最初的想法是将 Worldcoin 分发给地球上的每一个人,以对冲即将到来的 AI 驱动的“就业末日”中固有的一场革命。一旦开始分发资金,你就需要验证每个人的身份,以确保没有人重复领取,且机器人不会用它们肮脏的小机器人爪子在钱箱里翻找。在 2021 年的一次公开声明中,该公司将 Worldcoin 描述为一种“新型的、集体拥有的全球货币,将尽可能公平地分发给尽可能多的人”。接受扫描,通过验证,获得报酬。革命被化解。
此后,Orb 以及 Tools for Humanity 讲述的关于其目的的故事都发生了变化。早期的 Orb 版本看起来像一个微缩版的死星,像老虎机一样吐出实物硬币,大概是为了向那些可能不太理解区块链的人强调这种等价交换。在产品发布之前,实地测试涵盖了 thirty-four 个国家——其中许多是发展中国家——包括布宜诺斯艾利斯、里斯本、班加罗尔和内罗比等城市。Worldcoin 还通过将 送往苏丹、智利和加纳,为其 AI 驱动的 收集训练数据。《麻省理工科技评论》(MIT Technology Review)报道称,印度尼西亚古农古鲁(Gunungguru)的村民们排队数小时等待虹膜扫描,因为他们被提供从“免费现金(通常是当地货币以及 Worldcoin 代币)到 AirPods,以及对未来财富的承诺”等各种诱饵。(公司发言人在回复《评论》时表示, 操作员是“独立承包商,而非 Worldcoin 员工”,且这些赠品是这些工作人员的“孤立行为”。)当时,25 个代币是典型的报酬;而今天,这价值约 8 美元。该项目的野心像狗肚子上的蜱虫一样膨胀。当代币公开发行时,


“每个人都喜欢它闪闪发光的样子,但没人想谈论它是用来做什么的。”
在 2023 年 7 月——当时 OpenAI 正在大肆摆姿态谈论拯救民主,以讨好那个“我们正在拯救民主”的拜登政府,而且就在 OpenAI 董事会试图以鲁莽且不可信为由罢免奥特曼(Altman)的几个月之前——奥特曼和布拉尼亚在一份声明中表示:“如果成功,我们相信 Worldcoin 可以大幅增加经济机会,在保护隐私的同时,规模化地提供一种可靠的方案来区分线上的真人与 AI,赋能全球民主进程,并最终展示一条由 AI 资助全民基本收入(UBI)的潜在路径。”那个夏天的推广重点是亚洲的高收入国家,尤其是日本和韩国,在那里,在像奥特曼推特中提到的那种弹出式 站点排队的人们获得了 Worldcoin 报酬。随后,那只蜱虫破裂了。同年晚些时候,关于全民基本收入的讨论从 Worldcoin 的网站上消失了。不久,Tools for Humanity 将 Worldcoin 名称中的“coin”去掉,并且在很大程度上停止提及加密货币。
最新版本的 旨在看起来不那么阴森,更像是由苹果公司制造的东西,或者正如 Tools for Humanity 的首席产品官蒂亚戈·萨达(Tiago Sada)告诉我的那样,“像皮克斯电影里的东西”。比如,那个可爱的小鹅颈台灯,或者是《瓦力》(“WALL-E”)中那个洁白发亮、没有腿的机器人 EVE。但这几乎掩盖不了它对人类自由所隐含的更阴暗的意义。
OpenAI 和 Tools for Humanity 等公司引发的政治、法律和道德担忧中,最棘手的问题之一便是我想象中的“人工智能国家”的出现:营利性的国际公司在没有任何民主授权的情况下,行使曾经仅限于主权国家的权力。通过 Orb,Tools for Humanity 试图接管历史上由政府承担的身份识别功能。
World 希望全世界每个人都接受扫描。当你接受扫描时,你验证了你的 WorldID,并可以通过 World App 购买礼品卡和加密货币。这一举措的反响并不理想。包括阿根廷、巴西、哥伦比亚、德国、印度尼西亚、肯尼亚、菲律宾、葡萄牙、韩国、西班牙和泰国在内的大量主权国家,已对 Orb 展开调查、将其禁用,或对 Tools for Humanity 处以罚款,理由是违反隐私或消费者保护规定、伦理顾虑或监管担忧。
尽管如此,Orb 可能很快就会出现在你附近的咖啡馆、人行道或购物中心。“我们的网络中有大约 4000 万人达到了某种程度的验证,其中约一半,即 1800 万人,达到了最高级别的验证——Orb 验证,”Sada 告诉我。“但目前我们正全力关注美国。”在拜登政府期间,美国证券交易委员会(S.E.C.)并不倾向于支持人们通过扫描眼球来获取加密货币报酬。这种情况在唐纳德·特朗普重返办公室后发生了变化,自 2025 年春季以来,在这个“自由之地与勇敢之乡”境内,人们已经可以通过 Orb 获取“人类证明”(Proof of Humanity)。
在过去一年的公关攻势中,Tools for Humanity 和 World 的人员较少谈论全民基本收入或民主,而更多地谈论保护人类免受人工智能泛滥的世界侵害,尤其是以机器人、诈骗、恶意软件、深度伪造以及其他在互联网上四处出没的各类自动化骚扰形式出现的人工智能。来自墨西哥城的 Sada 在 13 岁时就开始制造机器人。他在伍斯特理工学院短暂就读本科期间结识了奥特曼:Y Combinator 为 Sada 发明的一款名为 Flinto 的应用提供了资金,该应用类似于拉丁美洲的 Venmo。他在 2021, 年加入 Tools for Humanity,当时他 24 岁。Sada 告诉我,奥特曼和 Blania 创立 Tools for Humanity 是因为他们担心有一天“互联网上的信任将开始被侵蚀”。
本质上,拥有约 2.5 亿美元风险投资资金的 World 提议建立一个替代性的互联网——或者至少是在现有互联网内部一个仅限人类进入的专属空间,类似于机场的一等候机室。其座右铭是“让互联网更人性化”。(请注意,这话出自最初为你带来机器人的那些人之口。)但是,要进入那个候机室,你需要接受 Orb 的扫描和验证。这一策略取得了一定的成功。WorldID 现在作为一种人类验证机制,已被集成到包括 Zoom、Tinder、Shopify 和 DocuSign 在内的应用程序中。Blania 去年告诉 Tools for Humanity 的员工,验证更多的人类是他生存的全部意义:“这就是我每天唯一关心的事情,也是你们每天唯一应该关心的事情,其他任何事情都不重要。”此后,鉴于质疑 Orb 的国家数量日益增加,该公司似乎陷入了困境。我在 5 月底与 Sada 进行了交谈。6 月初,在 OpenAI 提交上市申请文件的当天,估值为 25 亿美元 billion 的 Tools for Humanity 宣布,由于“公司战略”调整,将裁员。
这一切都没有平息那些炒作,或是那些修正主义的历史叙事。今年春天,在旧金山举行的一场庆祝 WorldID 新版本发布的 World 活动上(一名公司代表表示:“我们认为这是人类历史上一个非常特殊的时刻”),奥特曼完全没有提到 World 最初的计划——向那些被人工智能取代而失业的人发放资金。相反,他坚称他与布拉尼亚(Blania)在多年前就走上了这条道路,因为他们预见到先进的人工智能即将到来,并且他们希望在一个“人工智能生成的内容将比人类生成的内容更多”的世界中保护人性。在奥特曼看来,一个被机器人充斥的世界是一个美好的世界——只要它们听从我们的指令。他承认,目前只有一个小问题:“我确信你们中的许多人已经开始越来越多地产生这样的体验,就像在想:‘我是在与人工智能还是与人在互动?’”
这并不是一段有一天会被学童们背诵的演讲,不像亚伯拉罕·林肯曾决心“使这个国家在上帝的庇佑下,获得自由的新生——使这个由人民、为了人民、通过人民建立的政府,不从地球上消失”。不,这不是在葛底斯堡的林肯。这是在硅谷的奥特曼。“我们真的想确保这个世界继续关于 ,为了 ,而这些仍然是我们所有人关心的首要事情,”奥特曼说道。你感到安心了吗?♦
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人物专访(PROFILES)
首席大法官坚称他的法院没有偏见,即便该法院正持续剧烈地向右翼倾斜。
作者:玛格丽特·塔尔博特
当唐纳德·特朗普总统宣布计划于 4 月 1 日出席最高法院的口头辩论时,出现了一个问题:该把他安置在什么位置。法院的口头辩论有精确的议程,但其中没有任何一项规定总统在法庭中应该坐在哪里,因为此前从未有总统这样做过。传统——以及对司法独立的尊重——阻止了这种情况的发生。总统想要观看辩论的案件是“特朗普诉芭芭拉案”(Trump v. Barbara),这是该法院在本任期内审理的最具影响力的案件之一。特朗普曾试图通过一项行政命令,推翻对所有在美国本土出生婴儿的公民身份保证——这种关于美国人定义的观念已被载入第十四修正案,在 1898 年得到最高法院的维持,随后又由国会法令再次确认。
由于没有一位大法官邀请特朗普,他不能被安置在为大法官家属和其他嘉宾预留的区域。由于他厌恶媒体,很难想象他会坐在记者中间,而大多数记者都蜷缩在拥挤的壁龛里,坐在吱吱作响的弯木椅上。因为特朗普是该案件的当事人,法院官员认为不应让他坐在总统在大法官就职典礼上所占据的座位上——而那通常是总统唯一访问法院的时刻。最终,官员们将他安置在公众区域的第一排,他在那里怒视着大法官们,标志性的红领带垂在胸前,双手各放在一个膝盖上。
这感觉像是一种黑手党式的举动。几个月来,每当大法官们的裁决不符合他的意愿时,他就会谴责他们——尤其是他任命的三个人中的两位:尼尔·戈萨奇和艾米·康尼·巴雷特。2 月,在法院裁定特朗普不能援引国家紧急状态来实施大规模关税后,他告诉记者,加入 6-3 多数派的戈萨奇和巴雷特是“给他们的家庭带来了耻辱”。当天晚些时候在白宫的一次复活节午餐会上,特朗普明确表示,他将司法任命视为一种利益交换,并刻意模仿那些不愿屈服的大法官:“我不在乎是不是特朗普任命了我,我不在乎,对我来说没有任何区别——我投票反对他!”他补充道:“他们想展示自己的独立性,你知道吗?蠢人。”(白宫发布了这段演讲的视频,随后又将其删除。)
观看最高法院的口头辩论感觉就像在看一场戏——大法官们从红色天鹅绒窗帘后走出,在长凳上就座。最高法院历史学会的克莱尔·库什曼告诉我:“这不是娱乐,但它与娱乐非常接近。” 4 月 1 日,特朗普的出现制造了黑色幽默和令人尴尬且难以置信的邂逅。他带着一群随从来到法院:亿万富翁商务部长霍华德·卢特尼克;身材魁梧的白宫法律顾问大卫·沃林顿;以及顺从的司法部长帕姆·邦迪——而特朗普在第二天宣布解雇她,理由是不够顺从。(据报道,他在两人乘坐豪华轿车前往法院的途中告知了她这个消息。)在嘉宾区,显然是应一位自由派大法官的邀请,坐着特朗普的坚定批评者罗伯特·德尼罗。在总统身后几排的是约翰·伊斯特曼,一名以反对出生公民权而闻名的前律师;由于在 2020 年大选后试图让特朗普重返白宫的计划中扮演了角色,他已被加利福尼亚州吊销律师执照。在室外的广场上,名厨兼活动家何塞·安德烈斯穿着一件印有“移民喂养美国”字样的 T 恤,向抗议者发表讲话,抗议者们举着写有“这确实就在宪法中”和“生于此,属于此”的标语。
纽约大学的宪法学者彼得·谢恩告诉我:“我想知道特朗普是否意识到,他不会成为关注的中心。”
“首席大法官不会盯着他的眼睛看,也不会有电视摄像机对着他。这通常不是他的胃口。”最终,现场没有出现骚乱,甚至在政府律师完成陈述之后、美国公民自由联盟(A.C.L.U.)的对方律师尚未深入阐述之前,特朗普就走出了现场。大法官们似乎甚至在刻意避免看向总统。
尽管如此,对于法院而言,这依然是一个极其诡异时代中另一个极其诡异的时刻——尤其是对于七十一岁的首席大法官约翰·罗伯茨来说。在他任职的二十一年里,他像陷入了“土拨鼠之日”一样,不断地醒来面对同一个讽刺的局面:他是一个主张总统权力最大化的支持者,却被迫去应对一位极有可能滥用这种权力的总统。(罗伯茨是由乔治·W·布什任命的,他本能地礼貌,且具有一种自嘲的幽默感,他可能甚至不愿与特朗普打一场高尔夫球。)罗伯茨利用其温和的形象来捍卫法院的政治中立,而此时美国人越来越将其视为党派之争;根据皮尤研究中心最近的一项民调,超过半数的人对其持负面看法——这是一个接近历史低点的数值。尽管罗伯茨喜欢强调法院在根本上是非党派的,且经常达成一致——大法官们在大约 40% 的时间里意见一致,尽管通常是在次要问题上——但许多美国人认为,他在主持法院法理向右转的进程,涉及的问题包括平权行动、移民与庇护、堕胎、投票法、枪支权利以及政教分离。而且,除了关税案等少数几个高关注度的例外,他领导的最高法院推翻了下级法院的裁决,允许特朗普第二任期的许多议程得以推进。这种情况经常在没有解释的情况下发生,因为这些决定是通过紧急程序或“影子”议程发布的——即
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照片由 ERIN SCHAFF / GETTY 提供

如今的大法官们公开地不和。罗伯茨能说的只有:“我们并没有像你们想象的那样如此激烈地相互攻击。”
插图由 PAUL ROGERS 提供
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在没有经过完整简报、口头辩论或详细意见的情况下做出决定。在第二任特朗普政府提出的 35 项紧急行动请求中——涵盖从削减科学研究资金到允许将人员驱逐至与其毫无关联的“第三国”的所有事项——法院有 25 次部分或全部做出有利于政府的裁决,通常由三位自由派大法官索尼娅·索托马约尔、埃琳娜·卡根和凯坦吉·布朗·杰克逊持异议。在过去一个任期内提交完整简报并在法院进行辩论的 56 起案件中,有 13 项裁决在共和党和民主党任命的大法官之间出现了 6–3 的分歧,而上一个任期这一数字为 6。
在一些观察家看来,法院在几项重大意见中裁定特朗普政府败诉——事实证明,其中包括出生公民权案件——是对罗伯茨观点的令人安心的肯定,即法院在政治领域之外运作。特朗普的戏剧化行为加深了这种印象:他试图倾斜天平的笨拙尝试显然失败了。芝加哥大学法学教授威廉·鲍德在《时报》上写道,罗伯茨法院是他能“在第二任特朗普政府这个阶段想象到的‘最独立’的法院之一”。然而,该任期的结果绝大多数对总统有利,而且,虽然最终裁决当然至关重要,但法院最初选择受理哪些案件同样重要。
乔治敦大学的法学教授史蒂夫·弗拉德克(Steve Vladeck)指出了法院在处理“路易斯安那州诉卡莱案”(Louisiana v. Callais)时的做法,在该案中,保守派多数派削弱了《投票权法》的部分内容。弗拉德克指出,法院本可以将这起涉及路易斯安那州设立黑人多数选区的案件视为一个小规模争议,但相反,它要求相关当事人重新就该案进行辩论,将其作为一项关于在重新划分选区时考虑种族是否符合宪法的广泛测试。弗拉德克表示:“本任期的一个大主题是,法院在许多本可以表现得超脱政治的时刻,却选择介入其中。这是这个国家唯一一个有机会说‘我们拥有长期原则’的机构——而结果它却被卷入了政治时刻之中。”
罗伯茨偶尔会对总统公开抨击司法部门的行为给予礼貌的谴责。2018年,在特朗普将一名拒绝其一项庇护政策的地区法院法官斥为“奥巴马法官”后,罗伯茨宣布:“我们没有奥巴马法官或特朗普法官,没有布什法官或克林顿法官。我们拥有的是一群极其敬业的法官,他们正竭尽全力地为出现在他们面前的人提供平等的权利。”即便这些高尚且经过深思熟虑的言论也激怒了特朗普。在当年的复活节午餐会上,特朗普说:“某个人说,没有共和党法官,也没有民主党法官。而我说,当你这么说的时候,你就失去了所有的公信力。”
对于像罗伯茨这样的人来说,“制度主义者”这个标签就像《奥德赛》中的绰号一样紧随其身,或许唯一比特朗普谴责大法官更糟糕的事,就是当大法官们按照他的意愿行事时,他所表达的感激之情。2025年3月,在特朗普发表年度总统国情咨文时,罗伯茨在场;随后,特朗普拍了拍首席大法官的肩膀说:“再次感谢——我不会忘记的。”在许多人看来,这听起来像是对“特朗普诉美国案”(Trump v. United States)的认可,那是2024年一项极其宽泛的裁决,授予总统在执行公务行为中享有免于起诉的豁免权。更直接地说,该判决使特朗普免于因干预2020年选举而面临审判。罗伯茨为6-3的多数意见撰写了判决书。J. 迈克尔·卢蒂格(J. Michael Luttig)是一位退休联邦法官,也是一名保守派,他与罗伯茨多年来关系密切——他曾担任罗伯茨婚礼的伴郎——但此后对他变得极其批判。卢蒂格告诉我,他认为这项豁免权裁决是“美国历史上两三个最糟糕的案例之一,如果不是最糟糕的一个,因为其对宪法和权力分立造成了结构性破坏”。在 Truth Social 上,特朗普指责那些暗示他对罗伯茨的评论与豁免权裁决有关的“卑鄙‘记者’”。他说他只是在感谢罗伯茨在他第二次就职典礼上为其主持宣誓。任何了解罗伯茨的人都认为,他绝不会觉得这个举动除了尴尬之外还有其他感觉。
罗伯茨带着他那种乡村俱乐部式的淡定,看起来像是一个不合时宜的人——根据你的视角,这可能令人抓狂,也可能令人安心。即便是一个透过阅读眼镜审视律师的七旬老人,他依然散发出一种少年感。他的前额发线依然保持着自确认听证会以来那种谦逊的弧度。(一位长期为最高法院绘制速写图的艺术家告诉我,罗伯茨平淡的相貌和拘谨的举止使他很难被画出来。)在谈到人工智能(AI)时,罗伯茨称自己是个“恐龙”,而且他从未停止用手写判决书。他仍然喜欢吹嘘法院内部多么和谐,尽管最近他不得不缓和这些说法:在今年3月于莱斯大学的一次演讲中,他能做出的最好表述是

“我做这些事,是为了让你们这些人感觉不那么孤独。”
--。
他能勉强说出的是:“我们之间并没有你们想象的那么水火不容。”回到九十年代,民主党和共和党人都热衷于赞美(自由主义、女权主义者)金斯伯格大法官与(保守主义、原旨主义者)斯卡利亚大法官之间那段出人意料的友谊。如果如今的法院中还存在这样的友谊,目前还没有任何证据表明。
在口头辩论中,罗伯茨通常表现得从容不迫。他占据的发言时间比大多数大法官要少,而且看起来不像那些最激进和愤慨的人那样——保守派中的艾利托,以及自由派中的杰克逊。 (《国会山报》的一项分析发现,杰克逊在过去一个任期内的发言词数最高,超过 7.5 万词,而罗伯茨约为 2 万词,仅领先于克拉伦斯·托马斯,后者直到近年才开始在法庭上发言。)罗伯茨最严厉的插话——其实也并不那么严厉——通常出现在他提醒同事不要打断律师或其他大法官的时候。
尽管如此,在当今环境下担任罗伯茨的职务一定令人困惑。从某种意义上说,他长期以来所信仰的东西正在大量实现:行政国家的削弱、总统权力的扩大,以及对少数群体平权行动和投票权保护的撤回,他认为我们的社会已不再需要这些。(他在 2007 年写下了一句名言:“停止基于种族歧视的方法,就是停止基于种族的歧视。”)这些是他自曾在里根白宫工作以来就追求的目标。一系列保守派的胜利一定是他去年在布法罗面对观众时面无表情地表示没有退休计划的原因之一:“我要死在岗位上。”在这一点上,年轻时的罗伯茨与现在的他并不一致——在 1983 年给里根白宫法律顾问弗雷德·菲尔丁的一份备忘录中,罗伯茨指出,制宪者为包括最高法院在内的联邦法官采用终身制,是在“人们寿命没那么长的时候”,并补充道,“在当时,一名法官在二十五或三十年里与生活的正常潮流隔绝是罕见的,但现在正变得普遍。”当时 27 岁的罗伯茨建议联邦法官的任期限制在 15 年左右,以确保他们“不会完全脱离现实”。在布法罗,罗伯茨说他委托了两位朋友在认为“该离开时”告诉他,但他补充说自己感觉“相当健康”,并且“每天早晨起床去工作令人兴奋”。
不过,他的工作场所比以前更棘手了。虽然保守派阵营牢牢掌控着权力,但罗伯茨本人在日益分裂的法院中的影响力却达到了前所未有的低点。值得注意的是,首席大法官现在没有多少空间进行那种谨慎的操纵(包括缩小裁决范围),而他经常利用这种手段来建立共识,例如在 2012 年的一份意见书中,他将《平价医疗法案》的保险强制要求定性为单纯的税收,从而促成了妥协。2018 年,罗伯茨在明尼苏达大学对观众表示,可以通过保持裁决范围狭窄,并且仅决定“绝对必要决定之事”,来尝试“争取尽可能多的人支持”。但如今的法院经常沿着鲜明的意识形态界限分裂,自由派在异议书中往往听起来真正地感到沮丧。杰克逊在描述总统豁免权案件中的多数派决定时,将其比作“一场威胁要吞噬民主自治的五级火警”。卡根针对法院在路易斯安那州重新划分选区案件中 6–3 的裁决写了一篇激情的异议书。为了产生冲击力,卡根选择在法庭上大声朗读其意见书的段落,在罗伯茨和艾利托(罗伯茨选择由艾利托撰写该意见书)直视前方时,卡根像吟诵一样重复着“我持异议”。卡根谈到了“多数派现在已经完成的对《投票权法》的拆除”,而这部法律是“诞生于联邦士兵和民权游行者真实的鲜血之中”的。
在口头辩论期间,尤其是索托马约尔和杰克逊,很少在阐述她们认为法院裁决所涉及的生死攸关的利害关系时感到羞怯。在上一任期的一起案件中,涉及一项允许政府在未先听取申请主张的情况下,就在墨西哥边境拒绝寻求庇护者的政策,索托马约尔两次引用了“圣路易斯号”的故事——这是一艘载有来自纳粹德国的犹太难民的船只,美国在1939年拒绝允许其靠岸。“这些人中的大多数被遣返,或者不得不回到他们来自的地方,然后被杀害,”索托马约尔对支持该政策的律师说。“这就是我们在这里所做的——不是吗?”六月,当法院以 6–3 的投票结果支持该政策时,索托马约尔在法庭上宣读了她异议书的一部分。发表多数意见书的艾利托对此感到非常恼火,以至于提出了一番暴躁的抗议。“如果我知道会有异议书宣读,我的法庭陈述中还会有很多想要补充的内容,”他开始说道。(法院的一位发言人随后承认这是“艾利托大法官方面的误解”——事实上,他此前已被告知索托马约尔的计划。)2024年,索托马约尔在哈佛大学的一次演讲中告诉听众:“有些日子,我在案件公布后回到办公室,关上门大哭。”当卡根在另一场活动中被问及索托马约尔的坦白时,她说:“我自己不太爱哭……我更倾向于拍墙。”(在最近一次于七月的露面中,卡根语气较为缓和,说道:“这个法院是现任政府的傀儡吗?我认为绝对不是。”)
乔治城大学法学院教授弗拉德克表示,在巴雷特接替金斯伯格并彻底倾斜法院平衡之前的两年时间里,是罗伯茨达成妥协能力的巅峰期:“他永远不会比 2018 和 2020 年之间更有掌控力,因为那时他在所有事情上都是中位数。”讽刺的是,坚定的保守派多数派削弱了罗伯茨的权力。这一点在 2022 年变得尤为明显,当时罗伯茨试图在推翻宪法堕胎权的“多布斯诉杰克逊妇女健康组织案”中寻找一条中间道路。根据《时报》记者亚当·利普塔克和乔迪·坎托尔的报道,当大法官们就是否受理该案进行最终投票时,罗伯茨、巴雷特和三位自由派大法官投票决定拒绝受理。但法院仅需四位大法官同意即可受理案件,而罗伯茨曾希望其支持审慎回避策略的布雷特·卡瓦诺并未随之而行。罗伯茨最终写了一篇协同意见书,主张采取一种“更稳健的路线”,即法院维持密西西比州禁止十五周后堕胎的禁令,并废除堕胎在胎儿具有生存能力前合法这一长期规则,但停止彻底废除“罗诉韦德案”。他写道,他遵循的是“一个简单而基本的司法克制原则:如果无需决定更多内容即可处置案件,那么就必须不要决定更多内容。”
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但自由派对此不屑一顾,而保守派则希望立即终止堕胎。卢蒂格说:“在多布斯案之后,他成了那个所谓的‘没有祖国的人’。”
在第一任特朗普政府期间,罗伯茨作为决定性票数的持有者,有时使他能够采取一种教授般的口吻,对政府的法律策略提出批评性意见。在两份以 5-4 票判定政府行为无效的意见书中,他含蓄地建议政府本可以如何以不同的方式追求其目标。在其中一个案件中,政府希望在人口普查表上加入公民身份问题,声称这将有助于保护少数族裔的投票权。(反对者则称,其真实意图是恐吓移民,使其不敢填写表格,从而不被计入统计。)罗伯茨称政府的解释是“牵强的”,并暗示如果政府能更加坦率,本可以获得成功。在第二个案件中,罗伯茨拒绝了政府为废除 DACA 计划而给出的“事后合理化”解释;DACA 计划允许一些童年时期非法入境的移民免于被驱逐。哈佛法学院教授本杰明·艾德尔森(Benjamin Eidelson)告诉我,就罗伯茨而言,他是在试图让政府为其极具争议的议程承担更多责任。但也有可能罗伯茨找到了一种巧妙的方法来转移一些爆炸性案件;如果真是这样,那么这种杠杆作用已经消失了——现任政府过于大胆,不再掩饰。艾德尔森解释道:“当法院在特朗普第一任期内推翻重大政策时,是因为政府向公众隐瞒或掩盖了真实情况。在人口普查案和 DACA 案中,首席大法官的主题是‘如果你想这么做,可以,但你必须承担这个选择并支付政治代价。’而现在,政府只是把那些原本不便公开的话直接说出来了。”
必须拥有极其选择性的眼光,才能看不见大法官们之间日益公开的分歧。其中一些人一直在公开表达他们对法院以及彼此之间的不满,这种方式在罗伯茨任期的早期几乎不会出现——尽管这无疑令他不悦。“这是一个非常谨慎的人,”罗伯茨在哈佛法学院就读时的好友大卫·利布隆(David Leebron)告诉我,“他是一个绝不会说出任何不该说的话的人。”在乔·拜登就职前的几天,一面倒挂的美国国旗——一个虚假声称选举被特朗普窃取的运动的象征——在艾利托位于弗吉尼亚州亚历山德里亚的住所外被升起。(艾利托将此举归咎于他的妻子。)今年四月,托马斯在德克萨斯大学奥斯汀分校发表了一次演讲,在演讲中,他批评美国的进步主义,其中一项理由是进步主义暗示权利可以由政府授予;在托马斯的看来,权利是由上帝赋予的。(他还表示,“斯大林、希特勒、墨索里尼和毛泽东都与进步主义的兴起交织在一起。”)如果说艾利托的妻子玛莎-安(Martha-Ann)在选举阴谋论方面只是“辅修”,那么托马斯的妻子吉妮(Ginni)则是“主修”,她曾明确敦促两个州的立法者推翻拜登的选举结果。
四月,在堪萨斯大学,索托马约严厉批评了一位未具名的“同事”——显然是指卡瓦诺——因为后者在九月的一项裁决中发表了协同意见,该裁决允许 ICE 探员在进行移民身份检查时,将他们推测的个人种族因素考虑在内。“有些人无法理解我们的经历,即使你告诉他们也不行,”索托马约在与上诉法院法官玛丽·H·穆尔吉亚(Mary H. Murguia)及其双胞胎姐妹、一个拉丁裔民权组织负责人珍妮特(Janet)的台上对话中说道,“在那起案件中,我的一位同事写道,你知道的,‘这些只是临时拦截。’这话出自一个父母是专业人士的人之口,他可能根本不认识任何按小时计薪的劳动者。”索托马约后来为发表“不恰当”的言论而道歉。(她在当月另一场法学院活动中表示,她与几乎所有同事都相处融洽。
(部分原因是她努力不以“他们最糟糕的想法来定义他们”。)
与此同时,在耶鲁大学的一次演讲中,杰克逊对法院依赖紧急议程(emergency docket)的行为发表了坦率的批评。一名总统在向法院提交的紧急申请中,可能会辩称下级法院对他的一项行政命令做出不利裁决使其受到了不可挽回的损害,但她认为这种说法过于夸张——他可能是“以一种抽象的方式受到损害,因为不能做他想做的事”,但如果“他想做的事是非法的”,那么这根本无关紧要。她将法院一些简短且未署名的意见比作仅仅是“草稿纸上的沉思”,并补充说其中某些意见给人的感觉是“完全不理智”。她说,以如此草率的方式做出“重要决定,不仅是对那些生活被裁决颠覆的人的不尊重,也是对公众的不尊重”。尽管卡瓦诺和艾利托为法院使用紧急议程辩护,称这是处理所有紧迫案件的唯一方法——卡瓦诺更倾向于使用“临时议程”这个官僚术语——但杰克逊表示,她将“坚决拒绝”任何试图将该议程“常态化”的尝试。
曾在《华尔街日报》报道最高法院、现为美国大学法学教授荣休的斯蒂芬·韦米尔(Stephen Wermiel)告诉我,杰克逊的演讲非常罕见:“法院没有在公开场合揭短的传统。”
诚然,正如罗伯茨多年来所言,九位大法官因其工作的唯一性而紧密相连:他们是世界上唯一从事这项工作的人。为了维持礼貌,他们有一些特定的仪式。在口头辩论之前,他们会互相握手,这一传统可以追溯到 19 世纪。“这也许是一件小事,”罗伯茨在 2018 年的一次演讲中说道,但这是一个重要的提醒,即“我们不为任何一个政党或一项利益服务”。在每个辩论日和会议日,他们会一起吃午餐,罗伯茨执行一项规定,即他们不得谈论工作。相反,他们聊棒球、电影、孙辈。如果刚好是某人的生日,罗伯茨会带一瓶葡萄酒来祝酒。
尽管如此,考虑到过去四年中发生的两次前所未有的泄密事件——《多布斯》裁决书的草案,以及一份关于 2016 年一项具有里程碑意义的紧急
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议程裁决的机密备忘录(坎托尔和利普塔克最近在《时报》上对此进行了报道)——气氛有时必然很紧张。(针对《多布斯》泄密事件的一次尴尬的内部调查没有得出明显的结论。)曾在前大法官斯蒂芬·布雷耶(Stephen Breyer)手下担任书记员的耶鲁大学法学教授贾斯汀·德赖弗(Justin Driver)表示:“对于任何关心法院声誉的人来说,这些泄密事件都是痛苦的。”德赖弗记得罗伯茨曾将书记员们召集在一个房间里,谈论保密的重要性:“那不是一次严厉的训诫,但表达得非常、非常清楚——你绝对不能谈论这里发生的事情。”在右翼看来,评论人士将泄密视为一项旨在使法院、尤其是罗伯茨失去合法性的运动的一部分。福克斯新闻对《时报》关于“影子议程”独家报道的主要回应——该报道显示罗伯茨曾采取激进措施地压制前总统巴拉克·奥巴马标志性的环境倡议《清洁电力计划》——是刊登了一篇由保守派法律学者约翰·尤(John Yoo)撰写的在线评论文章,题为《左翼对最高法院的战争刚刚触及一个可怕的新低》。韦米尔认为这种定调具有高度的选择性。“我们不知道是谁泄露了这些材料,”他说。“但即使你假设保守派批评者是正确的——即一名倾向于自由派的书记员试图破坏罗伯茨的公信力——我认为这甚至远不及特朗普羞辱和诋毁法院及其大法官的努力。”
熟悉法院内部运作的人士告诉我,开展业务的新方式可能也在磨损人们的神经。直到十年前,影子程序(shadow docket)仅偶尔被使用,主要用于真正的紧急申请——例如个人面临立即执行死刑的死刑案件。现在,它成了处理各种实质性法定甚至宪法事项的场所,从移民法到选举法,这在很大程度上是因为特朗普政府对其进行了如此激进的利用——不断申请“紧急”救济,以推翻阻碍其政策的下级法院裁决。一名曾在法院担任书记员的人员表示:“这些决定更多地变成了备忘录之间的较量,而不是一种由书记员交流、随后大法官讨论并产生多稿意见书的人文过程。它变得更加非人格化,并且在某种程度上挤掉了任何妥协或参与——
“怎么了,莱西?他们在给谷仓重新刷漆?而你希望他们不要这么做,因为你挺喜欢原来的颜色?不是你说的每件事都是紧急情况——有时你只是想聊聊平常的事?”
——以及相互理解的感觉。”现在,影子程序的请愿书全年不断涌入,包括在七月和八月——在这些月份,大法官们曾经几乎没有法院事务需要处理,可以享受在罗马或伦敦的演讲机会,或者撰写回忆录或儿童读物。德赖弗(Driver)表示,如今大法官们觉得在淡季期间也被迫要保持“彼此互动”。
罗伯茨本人可能也在感叹这种变化。他喜欢转述大法官路易斯·布兰代斯(Louis Brandeis)的一句俏皮话,布兰代斯曾说,他可以在十个月内完成十二个月的法院工作,但不能在十二个月内完成。“我们在非常近的距离内处理非常重要且非常敏感的问题,”罗伯茨在去年的一次公开露面时说道,“我们确实需要暂时远离彼此。”他补充说,一些大法官在夏天会互相社交,但就他而言,“我是——我想我记对那个组合了——‘四季’(Four Seasons)的粉丝,我的方式是‘九月见’。”(他记错了组合——这首歌由 Tempos 和 Happenings 共同录制。)
在消耗大法官精力的另一个方面,近年来口头辩论的时间明显延长了。在疫情期间,大法官们通过电话进行审理,并采用了一套由罗伯茨点名每人发言的系统。当大法官们回到法庭后,罗伯茨部分保留了这种形式。在一段自由讨论期(九位大法官中的任何一人都可以随时介入,向代理案件的律师提问)之后,罗伯茨会按照资历顺序点名每位大法官,询问任何剩余的问题。现在的辩论时间延长到了两小时或更久;而此前标准时间是一个小时。(在五月的一次露面中,艾利托抱怨说,目前法院内部有“太多的演说”。罗伯茨表示,他将在今年夏天调查此事。)康奈尔大学的宪法学学者迈克尔·多夫(Michael Dorf)告诉我:“新形式更好,即便没有其他原因,也是因为旧形式在复杂案件中分配的时间根本不够。”但正如那位前书记员告诉我的,这“可能也考验着大法官们对彼此的耐心,因为他们都要在那里坐那么久——有时这看起来像是一种痛苦的经历。尤其是考虑到其中一些人真的话非常多。我完全可以想象其他人内心或表面上得翻多少次白眼。”
在特朗普于 4 月 1 日离开法院后,口头辩论又持续了大约一小时。大法官们的提问详尽且具有历史依据,且相当克制——总统可能会觉得这
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--。
如果他一直留在现场,恐怕会很难熬。但毫无疑问,他很享受看到他的代理总检察长 D. 约翰·索尔(D. John Sauer)在开庭陈述中猛烈抨击出生公民权。索尔是哈佛法学院的毕业生,曾担任斯卡利亚的法官助理——并且通过成功辩护总统豁免权案件向特朗普证明了自己的价值——他说话速度很快,声音带有明显的沙哑感。在特朗普的注视下,索尔阴森地宣称,美国对在此出生婴儿的公民权保证已经“催生了一个庞大的出生旅游产业,因为近几十年来,无数来自潜在敌对国家的外国人涌入美国分娩”。这种关于“出生旅游”的警告呼应了特朗普最青睐的论点之一,尽管几乎没有数据表明此类分娩数量显著,且美国法律已经禁止专门为了在此分娩而申请旅游签证。
即便面对一个保守派占主导的法院,索尔仍面临着一项艰巨的挑战,因为第十四修正案的公民权条款极其简单明了:“所有在美国出生或入籍且受其管辖的人,均为美国公民及其居住州的公民。”(该规则有少数公认的例外,例如外交官的子女。)你可以对“受其管辖”的确切含义提出质疑——索尔确实这么做了。你也可以强调——索尔也确实强调了——该修正案的目的旨在内战后赋予前奴隶及其子女公民权。但在对文本进行“原意主义”解读时——这是现代保守派偏好的模式,即宪法的含义由起草者决定——“所有人员”这一措辞似乎是没有歧义的。这正是法院在 1898 年做出著名裁决支持出生公民权时的推理逻辑;在那起案件中,出生于旧金山的中国移民之子黄啊诺(Wong Kim Ark)在《排华法案》通过后,因其公民权受到质疑而提起诉讼。
罗伯茨像往常一样,在口头辩论期间话很少,但他与索尔之间的一次交锋成了当天最令人难忘的时刻。当索尔指出,“我们现在处于一个新世界……”
在喝完盒装葡萄酒、吃完鸡腿和南希的香料蛋糕后,我们闲适地坐在一起,聊着诗歌、肥料和花卉。夏日的温暖依然萦绕。月光在微笑。蚊子们在度假。 “看!”我们的主人西尔维亚喊道。在半死不活的昙花上,一朵硕大苍白的花朵正在绽放。我们所有人都凑近去闻它那甜腻的香气。显然,园艺师强尼把它给了贝丝,贝丝又把它传给了典狱长的妻子,而他们现在都去世了,所以西尔维亚收养了它。当她把它放在明亮的灯光下的凳子上时,人们很难克制住不去触摸它。我们的悲伤显得多么愚蠢,我们的罪孽多么短暂。就像我被海水中的矿物质痕迹重新塑造一样,干枯茎干上轻盈的花瓣让我们找回了自己的身体。到黎明时分,它已枯萎消失。
——亨利·科尔(Henri Cole)
在那个“八十亿人只需一次飞行就能拥有一个美国公民子女”的世界里,”罗伯茨反击道,“好吧,这是一个新世界。但宪法还是那部宪法。”随后响起的是那种当你听到出人意料的犀利反击时才会听到的紧张笑声。
首席大法官的这种气势似乎很有深意。“罗伯茨法院热爱这类案件,”纽约大学的彼得·谢恩(Peter Shane)说道。“通过在法律确实不给总统留下任何胜诉可能时,偶尔抵制总统的议程,这让他们能够说:‘看,我们并不是由意识形态驱动的。’”
罗杰斯·史密斯(Rogers Smith)是一位政治学家,也是宾夕法尼亚大学的荣休教授,他合著了一本关于公民身份条款的书,他表示:“罗伯茨很高兴能在可能的情况下做出不利于特朗普政府的裁决,以帮助增强司法公正的形象。只要这不会威胁到他试图恢复其认为的‘正确的保守主义宪法理解’的努力,他就会这样做。特别是在出生公民权案件中,法院受益于这样一个事实:特朗普政府可能并不太关心是否能赢得诉讼,而更关心提起诉讼所带来的政治利益。”(MAGA群体为驱逐出境欢呼,无论是否合法。)
最终,罗伯茨为多数派写了一份强有力的意见书。他认为,英国普通法对出生公民权的理解——
最初被称为 jus soli,即“出生地主义”——已经“随殖民者跨越大西洋”,并在革命后被一个“移民国家” “在几乎没有引起轰动的情况下采纳”。第十四修正案的“简洁语言”不仅是明确的,法院在黄金阿克案(Wong Kim Ark case)中的裁决同样明确。
最大的震惊在于罗伯茨未能争取到更多保守派的支持。艾利托和托马斯原本被认为会站在政府一边,但罗伯茨似乎有可能与所有其他大法官结成联盟。最终,投票结果为 6–3,但有一个重大 caveat。巴雷特完全加入了罗伯茨和自由派的阵营。戈萨奇则完全加入了保守派——这令人惊讶。卡瓦诺同意特朗普的行政命令应当被撤销,但不同意该命令违宪。相反,他得出结论,认为特朗普的命令违反了一项 1952 年的国会法令,该法令维护所有在美国领土上出生的婴儿的公民身份。在一份单独的意见书中,卡瓦诺尖锐地指出,国会可以修改或废除该法律。密歇根大学的法学教授塞缪尔·埃尔曼(Samuel Erman)告诉我:“这感觉本可以是一次轻松的胜利——只需说服另外几个保守派同事支持一个非常稳固的宪法解释,而这个解释与文本和历史高度一致。罗伯茨做不到这一点——
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嗯,这看起来不像是一个在听他指挥的法院。”
我采访的几位法律学者表示,保守派应该感到欣慰,因为针对出生公民权的挑战竟然能提交至最高法院。值得注意的是,一些公民权保障的主要反对者对结果的失望程度并没有想象中那么深。约翰·伊斯特曼后来告诉我,他“当然感到失望”,但补充道:“裁决在宪法问题上以 5-4 的比例达成,这一事实有力地反驳了任何认为这不是严肃宪法论点的说法。”副总统 J. D. 万斯告诉福克斯新闻,法院裁决的分歧是一个“巨大的积极面”,并指出:“许多法律专家预计此案会以 7 比 2,甚至 8 比 1 的结果走向错误的方向。”出生公民权现在正“危在旦夕”。8 月 6 日,特朗普签署了两项行政命令,旨在阻止某些在此出生的人获得公民权,例如父母属于“外国恐怖组织”的人。
弗拉德克告诉我,此案证实了罗伯茨已经“无法建立共识”。“从能够引导法院走出政治泥潭的角度来看,本任期的结果相当有力地证明了他做不到,即便他想做也做不到,”弗拉德克说,“而且我不确定他是否想这么做。”
5 月 6 日,在法院宣布路易斯安那州诉卡莱案的裁决一周后(该裁决立即引发了南部各州共和党人拆分黑人占多数的选区的行动),罗伯茨在宾夕法尼亚州赫希发表了一次演讲。他借此机会哀叹法院被误解得多么严重。“人们认为我们在做政策决定,”罗伯茨带着明显的沮丧说道,“我认为他们将我们视为真正的政治参与者,但我认为这并非对我们工作的准确理解。”他过去在重复这段话时语气更为轻快。2005, 年,当他被布什任命进入法院时,他立即成为了首席大法官。(前首席大法官威廉·伦奎斯特刚刚死于甲状腺癌。)在确认过程中,罗伯茨使用了著名的棒球比喻:法官就像裁判,他们的工作是判定好球和坏球,而不是
投球或击球。然而,罗伯茨真的不在意谁赢得了比赛吗?他出身于特定的政治文化,拥有一套可以追溯到大学时代的保守派政策偏好。作为首席大法官,他在许多许多案件中找到了将法律推理与这些政策偏好相结合的方法。
另一位大法官的前助手告诉我,当他在法院工作时,他从未真正理解罗伯茨关于“好球和坏球的论调”。尽管罗伯茨相信礼节且“总是很有礼貌”,但他也“显得非常有意识形态色彩——他有自己的议程,并且知道如何推动它向前发展”。
当然也有例外——最显著的是 2012, 年关于奥巴马医改的裁决,当时罗伯茨通过一种迂回的方式认定个人保险强制令符合宪法,从而激怒了保守派。但毫无疑问,他帮助实现了许多长期以来的保守派目标——而且他在这一点上比国会共和党人有效得多。罗伯茨法院也并非仅仅在反映民众的意愿:根据最近的一项统计分析,其法理学观点远比美国普通选民偏右。
或许没有必要将罗伯茨简单地归类为意识形态主义者或制度主义者。美国大学的前法学教授韦尔米尔告诉我:“我认为不需要一个涵盖一切的宏大理论来解释他以及法院的所有行为。我认为他拥有一些非常强烈的意识形态观点,且这些观点具有优先权。如果在某个案件中,他尝试缓和气氛并寻求共识,且认为这符合机构的最佳利益,我认为他会这么做,而且在某些场合他做得很好。但他确实并非一直如此。”
在 80 年代,罗伯茨在里根政府工作了几年,起初担任司法部长威廉·弗伦奇·史密斯的特别助理,随后
随后担任总统助理法律顾问。在这一时期,他在许多后来提交至法院审理的问题上似乎形成了定型思考。当时的司法部几乎成了政府内部的一个智库,为缩减政府规模、废除平权行动、推翻堕胎权、强化总统职权以及释放自由市场而产生新的论点和倡议。波莫纳学院的政治学教授阿曼达·霍利斯-布鲁斯基(Amanda Hollis-Brusky)曾写道,里根时期的司法部应当被“描述为具有革命性的,因为它留下的遗产是以思想的形式存在的,更重要的是,那些受这些思想塑造的人员”。许多工作人员后来成为了联邦法官,或在联邦主义者协会(Federalist Society)、传统基金会(Heritage Foundation)及其他右翼组织中担任要职,形成了如今所谓的保守派法律运动。其中两名工作人员,艾利托(Alito)和罗伯茨(Roberts),最终加入了最高法院。
在布法罗的一次露面中,罗伯茨被问及是否计划像几位大法官那样写一本回忆录。他告诉对方:“我认为我的生活非常有趣,”然后为了喜剧效果停顿了一下,“对我而言。我不确定对其他人来说是否也非常有趣。”(当然,如果罗伯茨在回忆录中记录幕后辩论,那将会非常有趣,但大法官们在这些问题上保持着如坟墓般的沉默。)罗伯茨表示,他发现克拉伦斯·托马斯(Clarence Thomas)的自传“绝对扣人心弦”。托马斯从乔治亚州说古拉语(Gullah)的农村贫困环境中成长,在耶鲁法学院及之后取得了成功,期间经历了戏剧性的挫折——酗酒问题,以及安妮塔·希尔(Anita Hill)对其性骚扰的指控。相比之下,罗伯茨的晋升之路则十分平静,在基本同质的环境中稳步攀升。
他于1955年出生在布法罗,是四个孩子中的第二个。他的父亲约翰·G·罗伯茨(John G. Roberts, Sr.)是一名电气工程师,后来成为伯利恒钢铁公司(Bethlehem Steel Corporation)的高管;母亲罗丝玛丽·罗伯茨(Rosemary Roberts)是一名家庭主妇,积极参与慈善事业。(罗伯茨的父亲在伯利恒公司工作直到1985年,随后成为了Copperweld Steel公司的总裁兼首席执行官。)当罗伯茨十岁时,全家搬到了印第安纳州北部,
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那里伯利恒钢铁公司刚刚开设了一家工厂。罗伯茨一家定居在长滩(Long Beach),这是一个位于密歇根湖畔、具有夏季度假地氛围的中上阶级聚居区。罗伯茨的童年和青少年时期非常安稳。罗伯茨一家是虔诚的天主教徒,约翰在青少年时期就读于拉卢米埃尔(La Lumiere),这是一所几乎全是白人的天主教男校。他在学业上表现卓越,加入了橄榄球和摔跤队,在剧作《你是个好男人,查理·布朗》(You're a Good Man, Charlie Brown)中饰演薄荷派蒂(Peppermint Patty),并在高二时写了一篇论文,反对学校招收女生。(“我更希望在讨论莎士比亚的双关语和圆锥曲线的通径时,身后没有一个金发女孩在咯咯笑或脸红。”)罗伯茨的传记作者琼·比斯库皮克(Joan Biskupic)写道:“他的同学们后来很难想起他经历过任何真正的挫折。他确实在学生会主席选举中落选了,一些同学将其归结为人们对他几乎在所有其他方面都名列前茅而产生的持久不满。”
1973年,联邦政府命令伯利恒钢铁公司对其一家工厂的资历制度做出重大调整,该公司此前曾是一项调查的对象,调查结果显示公司内部存在根深蒂固的种族偏见;据《时报》报道,其目标是“确保黑人获得更好的就业机会”。小约翰·罗伯茨(John Roberts, Jr.)肯定注意到了这一点:一名劳工部律师告诉《时报》,该协议是迄今为止“影响最深远的平权行动决定”。
那一年,罗伯茨前往哈佛大学就读,由于拥有大量 AP 学分,他以大二学生的身份入学。他以最高荣誉毕业,获得历史学学位,随后进入哈佛法学院,并在那里担任《法学评论》(Law Review)的执行主编。法学院的其他学生——其中大多数人认为自己是自由主义者——察觉到了罗伯茨的保守主义,但觉得他聪明、专注且随和。当时担任《法学评论》负责人的利布隆(Leebron,后来成为莱斯大学校长)告诉我:“约翰和我有着不同的政治观点,但这在当时绝对没有干扰到我们的友谊,现在也没有影响到我的尊重。”他说他能与罗伯茨产生共鸣,是因为“像我一样”,他不是一个“过度社交、喜欢逢迎的人”。罗伯茨可靠,
外在谦逊,是一位出色的作者,而且勤奋到几乎从未涉足波士顿,尽管那里距离哈佛广场仅有三个地铁站之遥。在漫长的一天学习之后,罗伯茨喜欢顺道去当地的 Baskin-Robbins 冰淇淋店;他每次都点同样的巧克力碎片圣代。
罗伯茨的发型略显凌乱,像个软摇滚乐队的歌手,但这是他唯一明显地向当时社会习俗妥协的地方。2005 年,一名曾经的本科同学向《纽约时报》回忆道,当罗伯茨在考虑法学院时,他将斯坦福大学从名单中剔除了,因为斯坦福的面试官没有打领带。
法学院毕业后,罗伯茨获得了两份享有盛誉的书记员工作:第一份是在纽约担任上诉法院法官亨利·弗里德利(Henry Friendly)的书记员,第二份是在伦奎斯特(Rehnquist)麾下,当时伦奎斯特已在最高法院,但尚未成为首席大法官。伦奎斯特是一位坚定的保守主义者,因习惯撰写孤立的异议意见而被称为“孤胆骑手”。比斯库皮克(Biskupic)写道:“这两个人给罗伯茨提供了两条截然不同的前进道路。弗里德利是知识分子的典范,以谦逊的司法方式和对先例的尊重而闻名。伦奎斯特才华横溢,但在意识形态的驱动下,倾向于根据自己的保守观点重新解释法院的先例。”比斯库皮克继续写道:“当他自己成为法官后,罗伯茨在公开声明中会认同法官弗里德利的中立法律方法,尽管他自己的意见与伦奎斯特更为一致。”
在里根赢得 1980 年大选后,伦奎斯特致电司法部长办公室,表示他的一名聪明的书记员希望在进入私人执业前在政府部门工作。在听到新总统的就职演说后,罗伯茨在多年后的一次演讲中表示,他感到了一种“行动的召唤”。“我觉得他是在直接对我说话。”
离开里根政府后,罗伯茨加入了华盛顿的 Hogan & Hartson 律师事务所,开始在最高法院代理案件,并在其中大多数案件中获胜。他的同事之一,已故的 E. 巴雷特·普雷蒂曼(E. Barrett Prettyman)是一位著名的自由主义律师,尽管他们在大多数问题上意见不一,但普雷蒂曼非常喜欢罗伯茨。罗伯茨以准备工作细致而闻名,这包括走访外地法庭,以收集关于法官古怪习惯和偏好的情报。普雷蒂曼在 1995 年的一次采访中说:“我从未见过有人能如此确信自己的立场。他给自己做心理建设,并深信不疑,而且他能够将这种感觉传递给法官,以至于他们几乎感到尴尬而不敢质疑他。”普雷蒂曼在 2012 年的一次采访中提到,他和罗伯茨经常在事务所食堂的一张桌子上聚在一起,那里是“大人物们”讨论政治的地方。普雷蒂曼说:“我听他阐述过几乎所有事情,对我来说很明显,他正是共和党人所信仰的那种形象。”
在接下来的几年里,罗伯茨回到了政府部门,在乔治·H·W·布什政府中担任首席副总检察长。时任美国卫生与公众服务部总法律顾问的迈克尔·阿斯特鲁(Michael Astrue)回忆起罗伯茨时说,他是“班上那种典型的聪明孩子,而且并不因此而傲慢”。阿斯特鲁也曾担任过里根和布什的助理法律顾问,他认为对他和罗伯茨来说,一段具有塑造意义的经历是,“在职业生涯早期,我们每天代表的客户都是美国总统。在这种经历之后,我认为,你可能会对总统的特权有更深刻的认识。”
1992年,罗伯茨经历了其职业生涯中似乎是唯一的一次重大挫折:布什任命他进入哥伦比亚特区巡回上诉法院,但在那个11月比尔·克林顿当选之前,参议院还没来得及对他进行确认。罗伯茨回到了私人执业。2001年,乔治·W·布什再次提名他担任同一职位;四年之内,他成为了首席大法官。在他最高法院的确认听证会上,他面对着包括民权英雄约翰·刘易斯(John Lewis)在内的反对者,后者表示:“我们不能将一个人提升到这样一个强大的终身职位上,而其记录却表明他如此强烈地希望推翻许多人牺牲巨大才赢得的民权成果。”尽管如此,罗伯茨身上有一种金童般不可避免的氛围,那些关于棒球的比喻以及他提到的“延伸至地平线的印第安纳无尽原野,其间仅点缀着零星的筒仓或谷仓”进一步增强了这种氛围。确认投票的结果是 78-22。
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1996年,在长期扮演一名人脉广泛、衣着考究的单身汉之后,罗伯茨与来自爱尔兰天主教家庭的企业律师简·沙利文(Jane Sullivan)结婚。两人当时都四十多岁,并领养了两名婴儿,一男一女。作为夫妻,罗伯茨和简学习过 cèil(一种爱尔兰舞蹈);据《新闻周刊》(Newsweek)报道,旁观者称罗伯茨出人意料地“喧闹”,且“动作极具强度和活力”。他们的女儿约瑟芬(Josephine)就读于马里兰州郊区的一所天主教女子学校,随后像她父亲一样进入哈佛大学;他们的儿子约翰(John)就读于康涅狄格州的一所寄宿学校,随后进入迈阿密大学。今年7月,罗伯茨和简以 $3.400 万的价格卖掉了他们在马里兰州切维切斯(Chevy Chase)长期居住的灰色砖墙殖民地风格住宅;他们没有透露目前的居住地。他们还在缅因州拥有两栋度假屋,据报道在爱尔兰的一栋小屋中拥有分时度假权,罗伯茨喜欢在那里打高尔夫球。在罗伯茨住在切维切斯的那些年里,他前往法院的途中经常在康涅狄格大道的一家星巴克停靠。当他进去买咖啡时,司机留在车里,他向咖啡师报名字为约翰,并与顾客聊天。他还给一名常客提供了建议,关于该男子的儿子应该从事哪项大学校队运动。
2007年,简离开了她担任合伙人的律所,成为一名高薪的律所猎头。得益于此以及罗伯茨自己多年的私人执业经历,他是目前法院中最富有的一员;根据《福布斯》(Forbes)2024年的一项分析,他的净资产为2500万美元。他的钢铁工业家庭背景以及他对商业导向的里根主义共和党的沉浸,使他对企业利益有着明显的亲近感。根据《时报》的坎托(Kantor)和利普塔克(Liptak)所述,在 2016年阻止《清洁电力计划》(Clean Power Plan)的影子卷宗裁决背后,罗伯茨扮演了“推土机”的角色;该计划原本要求美国电力公司在15年内将碳排放量减少三分之一。这位首席大法官对经营燃煤电厂的公司表现出的紧迫关切——包括关于他们在等待法院决定期间可能承担的不便成本——令人震惊。在一份发给其他大法官的惊恐备忘录中,他引用了“正在进行、累积且不可逆的损害,这些损害”
私营方在这一规则下每天所遭受的损失。”至于对环境造成的持续、累积且不可逆的损害,罗伯茨则只字未提。
2017年,在儿子九年级毕业典礼的一次演讲中,罗伯茨流露出一种贵族义务感。他提醒男孩们,他们拥有特权,并敦促他们不要“表现得像个特权阶层”。他解释道:“当你进入新学校时,走上前去,向那些在耙叶子、铲雪或清理垃圾的人自我介绍。记住他们的名字,并称呼他们的名字。”他提到,祝愿新毕业生好运是惯例。但他也祝愿他们能经历一些艰辛:“在未来的岁月里,我希望你们偶尔会被不公正地对待,这样你们才会明白正义的价值。”也许罗伯茨之所以产生这个想法,是因为他自己几乎没经历过什么不幸。
在罗伯茨被提名首席大法官的确认过程中,国家档案局和罗纳德·里根总统图书馆公开了他担任威廉·弗伦奇·史密斯的特别助理以及白宫助理法律顾问期间撰写的许多备忘录。当一些参议员就这些备忘录的内容向他施压时,罗伯茨表现得十分恼火。“你们一直提到我支持的内容,”他告诉参议员拉斯·费因戈尔(Russ Feingold)。“我当时是一个26岁的职员律师……我并没有在制定政府政策。”
也许确实没有,但政府政策在塑造他。而且这些备忘录与他担任首席大法官期间撰写的意见书——关于平权行动、关于《投票权法》、关于总统权力——表现出显著的一致性。即便在二十多岁时,罗伯茨的文字就清晰且有力,无论是在政治判断还是在循规蹈矩的社会适应力方面,他都充满自信。在被要求就白宫拟授予迈克尔·杰克逊(Michael Jackson)奖项一事发表意见时(这位歌手当时一直在警告青少年醉驾的危险),罗伯茨建议反对。他在1984年4月的一份备忘录中写道,只有在“人们希望美国和世界的青年穿着花哨的亮片服装、头发涂满发油、体内充满女性激素地摇曳而行”的情况下,杰克逊才能被视为榜样。(显然有人否决了罗伯茨的意见;里根在次月的仪式上表彰了这位流行巨星,并称这次活动是一场“惊悚”盛事。)
在白宫法律顾问办公室,职员律师审查从里根发表的演讲到他签署的法案的所有内容。罗伯茨的上司弗雷德·菲尔丁(Fred Fielding)曾任理查德·尼克松总统的副法律顾问;在特朗普准备于2016年就职时,他被特朗普集团聘用。在1984年的一篇《华盛顿邮报》文章中,罗伯茨将自己在该办公室的工作描述为对于一名刚毕业的法学院学生来说是“令人兴奋的事”。当我采访菲尔丁时,他仍然经常与包括罗伯茨在内的白宫法律顾问团队成员聚会,

“我可以学习如何成为你更好的伴侣,但我宁愿利用你来学习如何成为我下一个伴侣更好的伴侣。”

“座位表显示了其他人的位置,但没有显示他们会有多烦人。”
他回忆道,“约翰非常聪明,反应极快,非常有亲和力,”并且拥有“坚定的保守主义哲学”。
1982年,美国国会准备续签《投票权法》的部分条款,并考虑加入不仅针对种族歧视意图,还针对歧视性效果的措辞。罗伯茨撰写了谈话要点、演讲稿和评论文章,反对这种改变。在一篇评论文章的草稿中,他写道:“如果实施效果测试……全国各级政府的选举制度都将面临诉讼。最终结果可能是为了实现比例代表制而进行大规模重组——这本质上是选举政治的一种配额制度。”国会确实修改了该法案的第2条,将歧视性效果纳入其中;但该立法并未要求种族比例代表制。正如研究过这段历史的记者阿里·伯曼(Ari Berman)所指出的,“里根政府在第2条的争端中输了”,但一旦罗伯茨进入最高法院,保守派就开始在“重塑国家民权法的更大战争中”获胜。
作为首席大法官,罗伯茨在“谢尔比县诉霍尔德案”(Shelby County v. Holder,2013年)中撰写了一篇意见书,拆除了《投票权法》的一个关键执行机制。罗伯茨承认:“投票歧视依然存在。”但该法案要求九个州以及某些有压制选民历史的地区,在更改投票法之前必须获得联邦政府的“预先批准”,而他写道,这违反了这些州的“平等主权”——这一概念并未在宪法中列明。(谢尔比县位于阿拉巴马州,即那九个州之一。)此外,他认为,《投票权法》本身已经充分纠正了种族歧视,以至于此类“严苛”的措施不再必要。这一论点引发了金斯伯格最令人难忘的反驳之一:“在预先批准机制有效且持续发挥作用以阻止歧视性变更时将其抛弃,就像在暴雨中因为没被淋湿而扔掉雨伞一样。”
大卫·塔特尔(David Tatel)是一位退休联邦法官,其裁决被“谢尔比案”推翻,他在回忆录中指出,法院本可以做出一个狭义的裁决,称国会未能证明预先批准在谢尔比县具体是必要的,但法院“没有使用手术刀”,而是“使用了砍刀”。其影响是立竿见影的。塔特尔写道,曾受预先批准约束的各州“重新划分选区界线,收紧选民身份要求,清理选民名册,取消当日登记,限制提前投票,并关闭投票站——所有这些方式都使得少数族裔选民比其他人更难投票。”
在本任期内,在“路易斯安那州诉卡莱案”(Louisiana v. Callais)中,罗伯茨签署了由艾利托撰写的大多数意见书。法院并没有判定路易斯安那州立法者在法院命令下生成的投票选区需要修订,而是扫除了关于歧视性效果的整个概念,正如罗伯茨一直以来所希望的那样。艾利托写道,《投票权法》仅禁止“蓄意的种族歧视”。如果没有种族主义意图的确凿证据,现在将很难根据该法案提出挑战。
罗伯茨关于种族的法理学经常回归到一种简单的“色盲”观念,即无论出于何种原因,将种族考虑在内本身就是种族歧视。“这种按种族将我们划分的行为是一桩肮脏的勾当,”罗伯茨在 2006 年的一篇反对意见书中写道,当时多数派意见认为德克萨斯州的一项重新划分选区计划部分违反了《投票权法》。在 2007 年的一起案件中,罗伯茨代表多数派撰文,废除了一项西雅图学区旨在实现种族多样性的学生分班计划。他反复引用了“布朗诉教育委员会案”(Brown v. Board of Education),该案由瑟古德·马歇尔在最高法院进行了著名的辩论。罗伯茨认为,西雅图的去隔离努力与吉姆·克劳 era 的学校隔离相当:“在布朗案之前,学童被告知根据肤色决定他们可以或不可以去哪里上学。而这些案件中的学区并未承担起沉重的举证责任,来证明我们应该再次允许这种情况发生——即便理由截然不同。”
然而,这些“截然不同的理由”正是问题的关键。美国大学的法学教授韦默尔认为,在罗伯茨的所有判决书中,引用布朗案的那一段是最令人反感的。“马歇尔是在与那些认为黑人不配作为人类获得平等对待的人作斗争,”他解释道。“无论你如何看待平权行动,或如何看待将种族用于学生分班,没有人攻击白人的‘人性’!没有人将他们视为二等公民,也没有人暗示如果种族成为学生分班的决定性因素,他们会因此感到被污名化。对于一个如此热爱历史的人来说,这简直太缺乏历史感了。”罗伯茨关于种族的文字暗示,美国已经完全转-
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型为一个奖励所有奋斗者的精英管理社会。就好像我们全部都是来自印第安纳州长滩的钢铁公司高管之子一样。
在罗伯茨任职于里根政府期间,一种全新的政府观念正在司法部(DOJ)的年轻保守派战士中兴起。这不仅仅是因为总统普遍反感联邦官僚机构,尤其是反感联邦贸易委员会和国家劳工关系委员会等独立机构。而是一种认为总统权力需要加强的观念。在这种思维模式下,在后水门事件、后越南战争时代,国会通过旨在确保白宫具有更高问责制和透明度的傲慢改革,在限制行政部门方面走得太远了。里根的司法部长威廉·弗伦奇·史密斯在回忆录中列举了许多他所厌恶的变革,包括所谓的《政府伦理法》、立法否决权、《战争权力决议》以及“对总统任命和罢免权力的限制”。史密斯希望里根政府能更强力地推动“总统权力概念”。但他写道,司法部“至少可以从这样一个事实中获得安慰:我们一直在不断地敲打这一原则”。
罗伯茨也参与了这种“敲打”。在他为里根代笔的一篇文章中,他认为总统被赋予了一种其他政府部门所不具备的权威。“除了与其共同竞选的副总统,总统是我们政府中唯一通过涉及所有选民的程序选出的官员,”罗伯茨写道。“只有总统可以声称代表全体人民说话。”在 1983 年给菲尔丁的一份备忘录中,罗伯茨沉思道,“重新审视独立机构这一宪法异常现象的时机已经成熟”,并应“将它们重新纳入行政部门”——即便“胆小的人”认为这样做过于“挑衅”。
在五十年代和六十年代,保守派往往对“帝国总统制”持怀疑态度。但当他们开始将扩大行政权力视为遏制环境和经济监管、民权执法以及联邦官僚机构的手段时,这种观点发生了转变。范德堡大学的政治学家约翰·迪尔本(John Dearborn)告诉我,到七十年代,“共和党人开始意识到,在他们无法在国会选举中真正具有竞争力的时候,他们可以通过赢得总统大选来获胜。因此,在某个阶段,他们开始意识到,就他们改变监管或控制官僚机构的利益而言,总统职位是一个潜在的有用工具。”
保守派支持强力总统制的论点后来被称为“单一行政首长理论”(unitary-executive theory)。该理论由传统基金会(Heritage Foundation)、联邦主义者协会(Federalist Society)以及史密斯及其继任者埃德·米斯(Ed Meese)推广,认为总统拥有任命、指导和解雇联邦高级官员的唯一权力。波莫纳学院的教授阿曼达·霍利斯-布鲁斯基(Amanda Hollis-Brusky)认为,单一行政首长理论根植于冷战时期的焦虑——“即认为我们需要赋予总统强大的权力,以保护自由市场并对抗无神的共产主义。”随后,在水门事件之后,霍利斯-布鲁斯基说,“就像皇冠破碎了一样,于是出现了像罗伯特·博克(Robert Bork)和安东宁·斯卡利亚(Antonin Scalia)这样关系极好的人们,他们成为了收拾残局的领军人物,并催化了一场重建总统制的运动。”她继续说道,“这最终变成了行政部门忽视和规避的借口——在不咨询国会甚至不向国会汇报的情况下地发动战争和军事冲突。这成了美国实际上拥有一个君主的方式。”
单一行政首长理论的支持者往往也是原旨主义者,并且许多人声称,他们对总统权力的强力看法与建国之父们是一致的。他们指出宪法第二条的开头——“行政权力应授予一名美国总统”——以及同样在第二条中的短语——“他应确保法律得到忠实执行”。他们还引用了 1789 年的一次国会讨论,詹姆斯·麦迪逊(James Madison)在其中表示:“我认为总统拥有免职权是绝对必要的。”(他的推理很复杂,事实上听起来是对过度扩张的行政权持怀疑态度:“这将使他以一种特殊的方式对他们的行为负责,并且如果他允许他们不受惩罚地对美国犯下重罪或轻罪,或者疏于监督他们的行为,他本人也将面临弹劾。”)
许多法学学者认为,这些例子就像纤细的芦苇,不足以支撑起一套完整的总统权力理论。华盛顿大学的法学教授安德里亚·卡茨(Andrea Katz)表示:“对我来说,如果我们坚持原旨主义,‘他应确保法律得到忠实执行’意味着有义务遵守国会的指令,而不是拥有按照总统意愿解释法律的权力。”在最近的一篇文章中,弗吉尼亚大学法学教授、前托马斯法官助手及领先的原旨主义者卡莱布·尼尔森(Caleb Nelson)写道:“第二条将行政权力授予总统。但国会负责在行政部门内部设立职位,且宪法并未赋予总统单方面决定谁来担任这些职位,或决定其权限和职责的权力。”
然而,对于许多里根时期司法部的资深人士来说,单一行政首长理论(unitary-executive theory)是一项信仰。哈佛大学法学教授卡斯·桑斯坦(Cass Sunstein)最近的一本书探讨了权力分立,他曾在里根执政的第一年就职于司法部的法律顾问办公室,并记得当时人们对该理论的真实性持有某种“过度兴奋的清晰感”。当时人们对两个相互矛盾的最高法院案例进行了大量讨论:迈尔斯诉美国案(Myers v. United States,1926)和汉弗莱执行人诉美国案(Humphrey's Executor v. United States,1935)。在迈尔斯案中,法院裁定总统有权在无需国会批准的情况下撤换被任命的官员。(该判决书由首席大法官威廉·霍华德·塔夫特撰写,他是唯一一位曾担任过总统的大法官。罗伯茨最近表示,虽然他曾认为塔夫特“就像个肥胖的财阀”,但他“可能是这个国家有史以来最卓越的公职人员”。)在汉弗莱执行人案中,法院确认国会可以创建独立机构,
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且这些机构的独立性受到宪法保护。
在最近的一篇 Substack 文章中,桑斯坦回忆道,他以及法律顾问办公室的许多其他人都认为“迈尔斯案是正确的,是一颗闪耀的宪法之星,而汉弗莱执行人案是错误的”。桑斯坦现在不再完全支持单一行政首长理论,他写道,他现在将其视为一个“典型的群体极化过程”,并解释说:“我们彼此之间的讨论导致我们在对单一行政首长的认同上变得更加统一、更加自信,也更加极端。”
作为首席大法官,罗伯茨赋予了这一理论实际的威力。事实上,哥伦比亚大学法学学者吉莉安·梅茨格(Gillian Metzger)曾写道,罗伯茨法院对行政权力有着一种“执念”。2010年,在由罗伯茨撰写的几份相关意见书之一中,法院确认了总统任命官员随意撤换较低级别机构官员的权力。2020年,法院进一步扩大了总统的权力范围,罗伯茨写道,特朗普可以在无需正当理由的情况下解雇消费者金融保护局局长。罗伯茨呼应他在八十年代的言论,主张“制宪者使总统成为政府中最具民主性和政治问责制的官员”,并补充道,“只有总统(以及副总统)是由全国选民选出的。”
随后,在2024年,罗伯茨撰写了一项关于行政权力的裁决,其影响之广甚至令那些一直密切关注其法理学的人感到惊讶。在特朗普诉美国案(Trump v. United States)中,罗伯茨代表 6–3 的多数派得出结论,前总统对于在任期内采取的属于其核心宪法权力范围(包括特赦)的任何行为,享有刑事起诉的“绝对豁免权”——而对于任何可被解释为公务的行为,则享有“至少是推定豁免权”。任何低于此标准的裁定都将削弱总统职权,并冒着使针对前总统的政治动机起诉变得“常规化”的风险。罗伯茨写道:“这种派系斗争循环所导致的总统职权和政府功能的削弱,正是制宪者意图避免的。”涉案案件中,特朗普因涉嫌干预 2020 年大选后的权力移交而面临起诉,该案被发回下级法院,随后被驳回,为特朗普在 2024 年的连任扫清了障碍。但正如持异议的大法官们所主张的,《特朗普诉美国案》未来的影响更为深远。索托马约尔写道,当一名总统“以任何方式使用其官方权力时,根据多数派的推理,他现在将免于刑事起诉。命令海军第六海豹突击队刺杀政治对手?豁免。组织军事政变以维持权力?豁免。收受贿赂以换取特赦?豁免,豁免,豁免。”
罗伯茨显然认为自己写出了一篇足以传世的意见书,而且他可能
当《特朗普诉美国》(Trump v. United States)案没有被广泛视为如此时,他可能会感到失望。首先,他将撰写意见书的任务分配给了自己——每个任期他仅在少数几次这样做——并且写得非常详尽。他责备三位持异议的法官采用了“令人心惊胆战的末日基调”,认为这“完全不成比例”。根据 Biskupic 为 CNN 提供的报道,他甚至没有尝试通过妥协来争取自由派的支持——从法官们首次就该案进行私下会晤之日起,这就是一次“板上钉钉的 6–3 投票”。相反,Biskupic 透露,罗伯茨试图说服他的同事们“不要去想”特朗普,而要“展望未来”。他在意见书中写道:“与政治分支机构和广大公众不同,我们不能承受仅仅或主要地关注当前的紧迫情况。”巴雷特发表了一份部分赞同意见书,列出了全面豁免权的重要例外。她写道,既然“宪法当然没有授权总统寻求或接受贿赂”,那么如果总统这样做,“政府可以起诉他”,且起诉方必须被允许调查其动机。语境至关重要。罗伯茨没有纳入此类警告。他的意见书认为,法院即使在试图确定总统的行为是公务行为还是非公务行为时,也不能询问动机。
罗伯茨确实承认,前总统在任职期间实施的私人行为是可以被起诉的。虽然没有具体列出犯罪类型,但可以想象,如果一名总统,比如,毒杀了与其关系疏远的配偶,并在离开白宫后才掩盖该罪行。特朗普曾主张,如果一名总统在任职期间未被成功弹劾,那么无论任何事情都不能对其进行刑事起诉。罗伯茨没有走得那么远,一些评论员将该意见书赞誉为一次微妙的妥协。在《国家评论》(National Review)中,律师兼保守派活动家凯里·坎贝尔·塞韦里诺(Carrie Campbell Severino)称赞罗伯茨“在‘总统应对私人行为承担责任’这一常识性观念,与‘总统必须能够行使第二条权力而无需担心刑事责任’这一宪法上不可回避的立场之间取得了平衡”。
这种评估在保守派中并非共识。曾在乔治·W·布什政府任职的哈佛大学法学教授杰克·戈德史密斯(Jack Goldsmith)警告称,该意见书对行政权力的“最大化”构想,将成为未来两党总统用来对抗政府其他分支机构的利剑。堪萨斯大学法学教授、曾任托马斯法官助手并在首届特朗普政府中担任美国检察官的斯蒂芬·麦卡利斯特(Stephen McAllister)告诉我:“坦率地说,宪法中没有任何一项条款暗示任何人享有豁免权。如果你是一个真正的原旨主义者,你唯一的论据就是‘嗯,制宪者都认为情况如此,尽管没有人说过,而且没有人想到要把它写进宪法’。”
在过去这个任期中,罗伯茨终于得到了推翻《汉弗莱执行人案》(Humphrey's Executor)这一延续九十年的先例的机会。《特朗普诉斯劳特案》(Trump v. Slaughter)是由一名名为丽贝卡·凯利·斯劳特(Rebecca Kelly Slaughter)的联邦贸易委员会委员发起的。特朗普在首任任期内任命她填补委员会中的民主党席位,并在第二任任期内无故将其解雇。(根据法律,联邦贸易委员会必须同时拥有民主党和共和党成员,且所有成员均由总统提名并经参议院确认。)法院在一份由罗伯茨撰写的 6-3 多数意见书中裁定,总统可以随意解雇委员会的被任命者。罗伯茨的意见书完全没有考虑到现任总统的独裁冲动。内布拉斯加大学的法学教授埃里克·伯格(Eric Berger)在一篇博客文章中指出,尽管“结果论推理”不应“主导宪法裁决”,但“值得注意的是,法院在没有提及这一决定在此时此刻会对我们的民主秩序产生什么影响的情况下,就赋予了总统对此前独立机构近乎无限的控制权”。在本任期的另一起案件中,涉及特朗普因涉嫌在抵押贷款文件上造假而解雇联邦储备委员会委员丽莎·库克(Lisa Cook)——她对此予以否认——法院开了一个唯一的例外。允许在联邦储备委员会进行此类解雇将对金融市场造成过大的干扰。(8月5日,白宫发起了一场针对库克的新攻势,要求她在三周内对造假指控做出回答。)
特朗普对斯劳特案的裁决感到欣喜若狂。他在 Truth Social 上发帖称:“能作为在任总统赢得这一具有历史意义且前所未有的裁决,是极大的荣幸,这是关于总统权力有史以来最重要的裁决之一。”尽管罗伯茨大概也感到满意,但历史的一个小玩笑在于,目前享受这种对其权力宽泛新解释的总统,肯定不是罗伯茨几十年前心中那个守规矩的共和党人。特朗普作为一个充满报复心的混乱制造者,将法院关于行政权力的裁决视为一张许可证,用来抹除整个部门、掏空联邦劳动力、解雇旨在隔绝政治压力的独立机构官员,并将美国司法部(DOJ)视为他的私人律师事务所和警察部队。
这些动荡的现实后果是否让罗伯茨感到不安?或许没有。迈克尔·卢蒂格(Michael Luttig)在谈到总统豁免权案件时说:“完全没有证据表明首席大法官对那个令人厌恶的决定感到后悔。”但弗吉尼亚大学的原旨主义者尼尔森(Nelson)在他最近的文章中写道,第一届国会中“不止一名成员”曾“警告不要在预期所有总统都具有乔治·华盛顿那样高尚品格的前提下解读宪法”。罗伯茨的一位前政府同事告诉我:“约翰和我成长为律师的那个时代,你根本无法想象今天发生的很多事情。他永远不会承认,但我认为很多这类事情让他感到痛苦。”
但康奈尔大学的迈克尔·多夫(Michael Dorf)告诉我,考虑到特朗普在行使总统权力时如此不懈,如果只关注法院偶尔约束他的时刻,那就太天真了。“如果一个政府真的在挑战极限,”多夫说,其胜负记录所意味着的东西与“一个正常政府”截然不同。
2023年,《纽约时报》记者琳达·格林豪斯(Linda Greenhouse)指出,“18年前迎接新任首席大法官的那份强有力的保守派愿望清单”中有多少已经实现:“推翻‘罗伊诉韦德案’。重新解读第二修正案,使私人拥有枪支成为一项宪法权利。消除基于种族的肯定性——”
affirmative action in university admissions. Elevate the place of religion across the legal landscape. Curb the regulatory power of federal agencies." 在此后的三年里,法院为该运动赢得了更多胜利——包括削弱跨性别者和移民权利的裁决、使《投票权法》失效,以及扩大总统权力。在 7 月的那场活动中,当卡根反驳法院一直是特朗普的“橡皮图章”这一观点时,她同时也表示:“这个法院非常保守吗?它是否做了一系列我认为深层错误的、且在保守派法律运动剧本之外的事情?是的。”
正如许多人的感受一样,对于约翰·罗伯茨来说,现在的美国可能比以前感觉更粗糙一些——更严酷,更不满,更极化。在国民警卫队被部署一年后,他们依然驻守在华盛顿特区周围。罗伯茨在切维切斯(Chevy Chase)的一些邻居无疑被联邦政府解雇了。自从 2021 年 1 月 6 日美国国会大厦被冲击,以及 2022 年一名携带手枪和刀具的人在卡瓦诺家门外被捕的事件以来,华盛顿特区的居民在镇上看到大法官们的次数减少了,甚至在星巴克也见不到他们。不过,当大法官们偶尔外出时,他们更有可能被搭讪——并受到批评。2025 年 5 月,罗伯茨说:“不过,总体情况正在恶化,仅仅是因为法院的工作获得了更高程度的关注。”在最近的一次公开露面中,当一名女性站起来请他大声说话时,他紧张地开玩笑说,他原以为那是“一场抗议”。
尽管如此,如果你是罗伯茨,在 2026 年的夏天,你可能会理所当然地觉得,除了你的才智和野心,你的坚持也得到了回报。你可能会觉得,你已经将时钟拨回到了你几乎想要的那个位置。无论美国城市的街道上正在发生什么——或者椭圆形办公室的现任占用者是什么样的人——这个国家最高法院的宪法解释权都掌握在安全的手中。美国正在庆祝一个生日里程碑,“发生事件”(the Happenings)乐队正在演唱《九月见》,没有什么事情真的会出错。♦
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特约记者
一群被困在俄罗斯监狱系统中的乌克兰女性。
约书亚·亚法 著
SIZO-1 是俄罗斯西南部城市罗斯托夫的主要审前拘留设施,其历史可追溯至叶卡捷琳娜大帝统治时期。这座监狱呈“E”字形,由一条长主走廊和三个相邻的翼楼组成,每个翼楼两侧都排列着牢房。2022年2月俄罗斯入侵乌克兰后,俄军开始俘虏并逮捕乌克兰士兵和平民。在 SIZO-1,俄罗斯的罪犯被从几个牢房区移出,以为一类新囚犯腾出空间:等待因涉嫌危害俄罗斯而受审的乌克兰公民。
莉莉亚·普鲁蒂安(Liliia Prutian)在 SIZO-1 待了一年。2024年9月 10, 2024 午餐时间,一名狱警指示她和牢房里的另外大约十名女性跟随他前往医疗诊所。在被俘之前,普鲁蒂安曾在艾达尔营(Aidar Battalion)担任医护人员,该志愿者民兵组织后来被并入乌克兰武装部队。她五十多岁,有三个成年子女,举止温柔,留着深褐色的细发。战争初期,她曾遭受脑震荡并失去了大部分听力。在被俘的那天,在佩特里夫斯克(Petrivske)村附近的一个战场上,她被一名俄罗斯士兵强奸了。起初有三个人接近她。“你得明白,”其中一人对她说,“我们已经在前线待了三个月了。”普鲁蒂安抽泣着告诉他们:“请只要你们中的一个人就好。”她后来说道:“你可以说他们对我做出了让步。”
罗斯托夫是南部军区的所在地,是俄罗斯在乌克兰军队的一个关键枢纽;普鲁蒂安曾在该军区的军事法院受审。此前,她在乌克兰东部被占领地区顿涅茨克的一座监狱中度过了一年多,在那里她经历了系列残酷的审讯。罗斯托夫的监狱虽然没那么野蛮,但同样令人窒息。一名代表乌克兰囚犯工作的俄罗斯人权活动人士告诉我,对于临近审判日期的囚犯来说,条件通常会有所改善:“辩护律师被允许探视。囚犯可以收发信件。一旦他们被带到法庭,就很难将赤裸裸的酷刑掩盖起来。”
那天,普鲁蒂安与另一名同样被俘的艾达尔营前医护人员一起被带到监狱诊所。该小组中的大多数女性曾是亚速旅(Azov Brigade)的厨师,亚速旅是驻扎在马里乌波尔市的一个乌克兰军事单位。2022年春,在俄罗斯占领亚速钢铁厂(Azovstal factory)后,这些厨师被逮捕;该厂是一个巨大的冶金综合体,曾是乌克兰军队在该市的最后一个据点。对于俄罗斯的宣传人员来说,最初作为民族主义民兵起家的亚速旅,成了弗拉基米尔·普京声称要将乌克兰从中解放出来的所谓“法西斯影响”的代名词。俄罗斯将亚速和艾达尔均视为恐怖组织;这些女性被指控的罪名包括非法武装夺权等。“煮红菜汤并不是某种政变,”亚速旅的厨师之一纳塔莉亚·戈尔菲纳(Natalia Golfiner)在法庭上说道。
在监狱诊所(位于四楼的一组迷宫般的房间)里,普鲁蒂安和其他人被要求脱到只剩内衣。医务人员检查她们身上是否有淤青或其他虐待迹象。如果发现了任何情况,囚犯会被递给一张纸要求签名——一份声明,确认她对内部对待方式没有异议。对于这些女性来说,对方突然关注她们的福祉是一个令人欣喜的信号。Obmin(乌克兰语意为“交换”)几乎从她们被俘的那一刻起就是她们最关注的事情。普鲁蒂安和其他人知道,在 2024 年初,俄罗斯和乌克兰在停顿数月后恢复了囚犯交换。“我们很紧张,”普鲁蒂安告诉我,“但同时也充满了期待。”
三十分钟后,狱警带走了

莉莉亚·普鲁蒂安(Liliia Prutian)是乌克兰武装
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部队的一名医护人员,曾在俄罗斯监狱中度过了两年多时间。“通常情况下,我不想回忆,”她说,“这一切都非常痛苦。”
摄影:米拉·特沙耶娃(MILA TESHAIEVA)
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女人们被带回了牢房。她们不敢对室友们说任何话,室友是另外五六个女人,她们在过去的一年里一直挤在同一个混凝土房间里,此刻正用紧张且期待的面孔迎接她们。其中有伊琳娜·纳瓦尔纳(Iryna Navalna),一名二十六岁的女性,手臂上布满纹身,耳朵上戴着扩耳饰,剃了光头,她在马里乌波尔因涉嫌恐怖主义和爆炸物罪名被捕。六十四岁的英语教师瓦伦蒂娜·扎亚尔纳亚(Valentina Zayarnaya)也因类似的罪名被审判。纳塔莉亚·弗拉索娃(Natalia Vlasova)于2019年在顿涅茨克被捕,她尤其执着于“交换”(obmin)这个念头。她四十三岁,是俄罗斯拘押的乌克兰平民囚犯中被关押时间最长的人之一。在弗拉索娃因涉嫌参与一起暗杀阴谋而被拘留时,她唯一的孩子——一个女儿——才四岁。在罗斯托夫,她准备好了一袋干净的衣服。当狱卒询问这是做什么用的时,弗拉索娃回答道:“交换(Obmin)。”
来自艾达尔营(Aidar Battalion)和亚速旅(Azov Brigade)的女性是乌克兰军队的在役成员,这意味着她们有机会作为战争俘虏被纳入交换名单;而其他被视为平民罪犯的人则可能没有这个机会。在狱卒将普鲁蒂安等人带回牢房几个小时后,他们再次回来并宣读了一份名单:所有来自亚速和艾达尔的女性将在当天晚上被转移。“就在那时我们知道了,”三十多岁的亚速旅厨师玛丽娜·特金(Maryna Tekin)说道。
她们开始收拾仅有的几件随身物品:衣服、牙刷、日记。牢房里仅剩的一点食物——饼干、茶和几根萨拉米香肠——留给了其他人。普鲁蒂安给了扎亚尔纳亚一瓶洗发水。另一名四十出头的亚速旅厨师伊琳娜·莫吉蒂奇(Iryna Mohitych)告诉纳瓦尔纳,无论在什么情况下,能认识她都是一件极大的幸事。“我会带着你的榜样一起离开,”她说。弗拉索娃在俄罗斯拘押期间无数次目睹他人获释而自己被留下,此时她泣不成声。“她的心沉重而疼痛,”特金说。她给了弗拉索娃一面在方格纸上画的乌克兰国旗,并告诉她:“如果我能回到乌克兰,就让这面旗帜成为一个象征,证明你很快也会回去。”弗拉索娃试图微笑。
凌晨三点,在狱卒命令“S veschami”——“带上你们的物品”之后,被选中的囚犯走出了牢房。有一瞬间,女人们隔着门上的铁栅栏面对面凝视。她们曾是一个整体,被共同的现实紧紧联系在一起;而现在,几英寸的距离将即将获得自由的人与那些即将开始另一个囚禁之晨的人分隔开来。五十一岁的亚速旅厨师阿廖娜·阿夫拉莫娃(Alyona Avramova)发现自己很难直视其他女人们的眼睛。“我走了出去,”她说,“而她们留在了后面。”
今年春天,我走访了乌克兰各地,去见那些从罗斯托夫获释的女性。我在基辅的一家购物中心与特金交谈,她现在在那里的花店工作;我和阿夫拉莫娃在她位于基辅郊区的公寓里喝茶。在乌克兰东部的一座小型工业城市,几个月前那里的一家医院曾被俄罗斯弹道导弹击中,我和普鲁蒂安在公园里长距离散步。她已经重新加入了艾达尔营,但由于在监狱中经历的创伤,她不再在前线附近服役。“通常情况下,我不想回忆,”在谈到监狱时光时她告诉我,“这一切都非常痛苦。我经常做梦,梦见自己回到了囚禁之中。”尽管如此,她和其他人表达了希望,希望通过讲述在监狱中的经历,能让人们关注那些仍然被囚禁在那里的女性。“为了她们,我准备好了,”普鲁蒂安说。
SIZO-1 只是分布在俄罗斯各地的拘留中心和监狱营地星座中的一个点,这是一个从乌克兰边境延伸至北极圈以上永冻土带的新古拉格。在四年多的战争中,大约有一万五千名乌克兰士兵被俘;其中约三分之二在乌克兰与俄罗斯定期的交换中获释。但像纳瓦尔娜、弗拉索娃和扎亚尔纳亚这样的女性代表了另一种情况:在被占领土上被拘留或逮捕并被俄罗斯羁押的、数量无法估算的平民。在某些地方,她们与俄罗斯囚犯关在一起;在其他地方,她们被隔离,不仅与外界隔绝,也与监狱中的其他囚犯隔绝。据研究人员称,至少有一千三百名乌克兰平民被正式指控犯有具体罪行。而人数更多的人——据信超过一万名——实际上已经失踪,也就是说,他们在没有任何法律程序或身份确认的情况下被拘留。
关闭电脑;拔掉电源;等待十五分钟;回到床上;回到童年;回到子宫;回到细胞;回到分子;回到原子;回到波与夸克;回到前存在时那黑暗的、前时间的、无形的虚无之中;重启。

R. CLS
他们的身份。正如乌克兰议会委员会去年的一份报告所指出的,“平民在没有审判、没有解释、没有打电话权利的情况下被从家中带走。”
从法律上讲,“战时平民囚犯”这个概念本身就是一个矛盾。在第二次世界大战后批准的、规范交战方行为的一系列条约——《日内瓦公约》中,禁止任意拘留平民。“这个类别根本就不应该存在,”乌克兰战俘待遇协调总部秘书处负责人博格丹·奥赫里门科(Bohdan Okhrimenko)说道。在基辅期间,我访问了该总部,那是一栋十九世纪的砖房,现已被改造成一组不起眼的办公室。大多数日子里,大厅里挤满了被囚禁或失踪者的亲属,他们希望能会面或获得关于亲人的某些消息。乌克兰官方对于被俄罗斯关押平民的立场很明确。奥赫里门科告诉我:“他们不应该被交换,而应该立即被释放并返回家乡。”
根据俄罗斯的说法,来自乌克兰的平民并非武装冲突的囚犯,而是被指控并审判涉嫌犯罪的个人。“对于乌克兰来说,这些人是被非法拘留的人,”协调总部副负责人安德里·尤索夫(Andriy Yusov)说。“但俄罗斯官员不能承认这样一个类别的存在。否则,他们就是在公开承认自己的战争罪行。”换句话说,通过司法系统处理这些被拘留者,俄罗斯国家找到了一种将非法行为合法化的方法。乌克兰平民在被俄罗斯占领和吞并的城市(从顿涅茨克到塞瓦斯托波尔)以及更远的地方(莫斯科、圣彼得堡以及位于罗斯托夫的南部地区军事法院)的法庭上接受审判。
我与几位仍被俄罗斯羁押的罗斯托夫牢房的女性交换了信件。弗拉索娃告诉我,她在俄罗斯监狱和拘留中心的经历在“条件、工作人员的态度以及狱友群体”方面如此多样,以至于难以简单描述。她在信中写道:“而且无论如何,我不能在这里分享所有事情。”
英语教师扎亚尔纳亚将监狱称为“一所生存学校,是对我们每个人心中人性与体面的考验”。
伊琳娜·库利什在罗斯托夫度过了将近一年的时间。她来自扎波罗热地区的一个小村庄,曾在当地市场卖蔬菜。在该地区被俄罗斯军队占领后,她因亲乌克兰观点被举报给占领当局。俄罗斯检察官指控她策划了一次炸弹袭击。库利什五十多岁,患有帕金森病。在监狱中,她的病情恶化了。她的双手颤抖得如此剧烈,以至于难以入睡。“请不要认为他们击垮了我,”她在写给我的信中这样写道,“但我仍然想分享我灵魂中特有的痛苦。”库利什在二十多个拘留设施之间几乎不停地被转移。她是在克里米亚的一所监狱里给我写信的。“他们什么时候、把我也转移到哪里,我仍然不知道,”她说,“现在,我就坐在这里,等待。”
二十九岁的卡特琳娜·科罗维娜身材纤细,说话轻柔,来自卢甘斯克地区的斯塔罗比尔斯克镇,该镇在战争初期的几周内被占领。两年后,她因向乌克兰账户进行了一系列小额捐款(总计相当于12美元)而被逮捕。科罗维纳说,这些捐款是用于人道主义事业,以帮助受战争影响的平民。俄罗斯的主要情报机构——联邦安全局(F.S.B.)声称这笔钱流向了军方,并指控她“资助恐怖主义”。她于2024年抵达罗斯托夫,最终被判处十年监禁。“这就是他们对我热爱祖国的评价,”她写信告诉我。
科罗维纳说,在罗斯托夫监狱里,她和室友们就像是“一个有点疯狂的家庭”。她们可以很傻,很幽默,甚至很欢乐,在牢房里唱民歌、跳舞。她说,随着时间的推移,“这里的人会改变,与文明渐行渐远,并尽力构建一个属于自己的、舒适的小世界。”她还开始写诗;她的诗句反映了她所处的那种令人困惑的境地。“新诗的灵感在我周围的空气中飘荡,”她说,“诗句像音乐一样倾泻而出。”她与我分享了一首诗:“我们都是失去了祖国的孤儿,但我们拥有彼此,这意味着我们不会迷失;毕竟,即使是被从土地上拔掉的花朵也可以编成花环,而我们将度过这一切。”
乌克兰平民因各种所谓的罪名被俄罗斯军队或安全部队逮捕。在战争开始后不久由普京签署的一项秘密总统令允许无限期拘留任何“抵抗‘特别军事行动’”的人。许多人最初被关押在临时场所——车库、地窖、空仓库——然后被转移到占领区内较大的设施中。在罗斯托夫的几名女性最初是在所谓的顿涅茨克人民共和国的监狱里相识的,那是俄罗斯在2022年正式吞并的一个代理飞地。该监狱的主体结构建于俄罗斯帝国末年,高大的混凝土和铁丝网围墙则是在苏联 era 增加的。在战争初期,该监狱因关押的乌克兰囚犯过多而极度拥挤,以至于许多囚犯必须轮流睡觉,甚至轮流站立。“一个残酷、可怕的地方,无助和绝望在那里将你消磨殆尽,”亚速营的厨师之一特金告诉我。
在俄罗斯军队占领马里乌波尔后,特金自愿前往一个所谓的过滤中心,这是一个旨在根除俄罗斯认为危险或仅仅是亲乌克兰人员的处理设施。特金说,俄罗斯的宣传鼓励马里乌波尔居民“过来投降,你就能回家”。然而,一些武装人员——她是军方还是俄罗斯情报部门,她不清楚——威胁说,如果她不承认自己是法西斯分子,就要砍掉她的手指。在被带到顿涅茨克之前,她被关押在乌克兰占领区的几个拘留中心。
在那里,狱卒强迫她和其他亚速营(Azov)的女性趴在地上,命令她们在水泥地上爬行,进入牢房。那是一个比单身公寓还小的地下室,仅在地面上方有一道狭窄的窗缝。空间阴暗且肮脏。地板上放着六张行军床和几张床垫,上面布满污渍且散发着恶臭。当时已有十多名乌克兰女性被关押在那里。她们告诉新来的人,要尽快记住
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俄罗斯国歌的歌词。狱卒很快就会回来,要求所有人起立歌唱。室友们警告说,只要出一次错,狱卒就会用钢芯橡胶警棍殴打违规者。“无论你是在那里待了一个小时还是一个月,都一样,”特金(Tekin)告诉我。
每天,女性们在六点被唤醒,伴随着沉重的靴子踏步声和狗吠声。狱卒沿着走廊走过,随机殴打囚犯。有一天早晨,特金听到一名狱卒向同事抱怨:“我他妈地打这么多人,快累死了。”另一次,特金和其他女性听到狱卒在走廊对面的牢房里殴打一名乌克兰士兵。她们什么也看不见,但能听到硬橡胶击打肉体的声音和那名男子的痛苦惨叫。狱卒离开后,那名男子继续呻吟;他的室友们呼喊医生。一名狱卒回答道:“他死的时候敲一下门就行。”第二天,特金透过牢房门的窥视孔,看到狱卒拖出了一具尸体。
地下牢房没有水槽,也没有自来水;厕所就是地板上的一个排水管。“那股恶臭如此刺鼻,熏得我们眼睛疼,”在特金之后不久抵达顿涅茨克监狱的普鲁蒂安(Prutian)告诉我。女性们学会省下一些午餐时分给她们的罗宋汤,以便将液体倒入肮脏的排水管中。她们通过撕碎自己的 T 恤来制作卫生棉,并互相传递肥皂碎片共用,尽管狱卒很少带她们去洗澡。一周后,许多人的手臂、腿部和手上长出了化脓的疮口。亚速营的厨师之一莫希蒂奇(Mohitych)告诉我:“我们是在活着腐烂。”她恳求医生来牢房看诊。监狱的一名护士告诉她放弃这个念头。“集中营里不提供医生,”她说。
女性囚犯由一名四十多岁的顿涅茨克当地人卢德米拉·瓦莱里耶夫娜(Ludmila Valerievna)监管。“她有个癖好,就是用袋子套在你的头上让你窒息,”莫希蒂奇说,“并且一遍又一遍地告诉你,你马上就要被带出去枪毙了。”女性们经常被押往审讯室。特金回忆道:“只要你在椅子上稍微扭动一下,就会有一个男人站在你上方,等着殴打
你:肾脏、头部,你永远不知道打击会落在哪里。”和卢德米拉·瓦莱里耶夫娜一样,狱卒们来自顿涅茨克,特金曾问他们:“你们为什么要这样对待我们?你们也是乌克兰人。”他们拒绝回答。
几个月后,来自马里乌波尔的二十六岁女子纳瓦尔纳(Navalna)被带进牢房,头上套着一个袋子。她的背部和臀部布满了紫色的淤青。“她处于恍惚状态,惊恐万分,全身发抖,”普鲁蒂安说。女性们试图让她平静下来。纳瓦尔纳告诉她们,俄罗斯政府将她定为恐怖分子。这让其他人笑了起来。“我们也是!”莫希蒂奇告诉她,“你来到自己人中间了。”
2022年春天,纳瓦尔纳与母亲奥列克桑德拉一起逃离马里乌波尔,定居在距离基辅以西一百英里的中型城市贝尔迪切夫。她七十岁的祖母选择留在原地。祖母住在苏联时期的公寓楼七层,那里自战争开始以来就一直没有电。那个夏天,纳瓦尔纳回到马里乌波尔照顾她。据俄罗斯检察官称,在纳瓦尔纳准备离开该市的那天,她在一家市政大楼安装了炸弹,当时居民们正在那里参加一场旨在为俄罗斯吞并铺路的操纵性全民公投。几小时后,俄罗斯国家新闻机构发布了一段纳瓦尔纳的认罪视频,她在视频中称自己从一名身份不明的上线手中接收了一枚爆炸装置。纳瓦尔纳后来描述了在审讯过程中被殴打以及被电击枪电击的经历;她的抓捕者威胁说,如果她不配合,就要伤害她的母亲和祖母。“最后,”她说,“为了保住我的生命和亲人的生命,我同意承认自己的罪行。”
在顿涅茨克,纳瓦尔纳与其他女性关系密切。特金称她“有才华,聪明——甚至可以说是卓越——而且天性非常敏感”。阿夫拉莫娃说她“充满了活力和个性”。
偶尔,仍住在马里乌波尔的纳瓦尔纳的祖母会来送慰问包裹,里面有时会装有硬糖。女人们用小石头小心地将每颗糖敲碎。“我们把它们分给大家,”普鲁蒂安告诉我,“刚好够每个人尝一点。”
一天早晨,狱卒来到牢房,让女人们排队面向墙壁——这是接收新囚犯时的标准程序。当她们转过身时,看到了英语教师扎亚尔纳亚,她戴着眼镜,穿着拖鞋。出于尊重,其他女性开始用姓名和父名称呼这位新室友,叫她瓦伦蒂娜·伊万诺夫娜。“她表现得像个非常聪明的人,”普鲁蒂安说,“一个在任何情况下都能找到出路的人。”在给我的信中,扎亚尔纳亚描述了那次初见:“女孩们转向我,我看到了年轻、苍白、消瘦的面孔,以及充满活力且专注的眼睛。”
在顿涅茨克的地下室待了十四个月后,这些来自亚速的女性收到通知,她们将被转移。一辆运输车将她们送往一百七十英里外的罗斯托夫。巴士在深夜抵达 SIZO-1 监狱。女人们被推入一个被称为 stakan(意为“杯子”)的小型临时拘留室,并被要求沿墙排队。一群狱卒将她们包围。在俄罗斯监狱俚语中,priyomka(意为“接收”或“接待”)是指囚犯在进入新设施时经常遭受的粗暴迎接。这通常包括言语辱骂、羞辱和殴打。
当罗斯托夫监狱的副典狱长走进来时,女人们紧张了起来。他是一个说话简短、傲慢且步履沉重的男人。“他进来是为了对我们大吼大叫,辱骂我们,”阿夫拉莫娃说,“但随后,当他看到我们凄惨的样子时,他哑口无言了。”女人们看起来状态糟糕——身上有淤青,面色蜡黄——而且气味更糟。典狱长命令狱卒带她们去洗个热水澡,并给她们提供一顿像样的正餐:鱼罐头汤和新鲜面包。抽烟的人得到了香烟。“一年多以来,我们从未见过这样的待遇,”阿夫拉莫娃告诉我,“这太令人震惊了。”特金在谈到典狱长时说,“在他心中,他可能把这个行为视为一种伟大的骑士精神。你为女性做了一些高尚的事,照看她——
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这也是一种占有她的方式。”但她补充道,“但别忘了,他毕竟是个彻头彻尾的怪物。”
这些女性的新牢房同样位于地下室,但这里有自来水,还有一个用胶合板门隔开的可用厕所。“在地下室待了一年之后,任何牢房都会让人觉得很棒,”这位俄罗斯人权活动家说道。普鲁蒂安、扎亚尔纳亚和纳瓦尔纳很快从顿涅茨克抵达,准备接受审判。早晨七点起床,由值班警卫的一声大喊宣布:“Podyem!”——俄语,意为“起床!”囚犯必须迅速整理床铺,将床角塞紧。八点,警卫将装有早餐的托盘推入牢房。九点左右,女性们进行每日锻炼,包括一套拉伸和轻量体操的循环训练。之后,她们清理掉唯一的一张小桌子,由扎亚尔纳亚带领所有对英语学习感兴趣的人。在写给我的信中,她描述了一本她设法在狱中收到的一本学习指南。“我们涵盖了日常话题,”她写道,“关于我自己、家庭、我的家乡和城市。”她依然拥有一颗教师的心。“我尽量不对任何人进行特殊对待,”她说,“他们都值得称赞,仅仅是因为他们想要学习。”
扎亚尔纳亚来自顿涅茨克附近的一座小城市阿姆夫罗西夫卡。战争爆发两个月后,她接到了一位旧相识的电话,对方是一名大约与她儿子同龄的前乌克兰边防卫兵,她只知道他叫迪马。他说他的房子被毁了,被困在马里乌波尔。“我怎么能把他留在那里?”扎亚尔纳亚后来告诉她的室友。她开车行驶了九十英里,通过多个俄罗斯检查站去接他。迪马饥饿且虚弱,扎亚尔纳亚悉心照料他直到康复。随着时间的推移,他开始在她的房子周围做些杂活,并在花园里工作。他最终在那里住了一年。
有一天,他请求扎亚尔纳亚去顿涅茨克的一个地址帮他取一个包裹。当她到达时,联邦安全局(F.S.B.)的官员已经在等待,并迅速逮捕了她。迪马逃跑了,但十天后被拘留。在审讯中,扎亚尔纳亚得知了关于他的全部真相。他的真名是丹尼斯·斯托罗茹克。他是乌克兰军队的一名中校,曾在亚速钢铁厂围城战期间参战。在乌克兰军队投降之前,斯托罗茹克设法逃
“仰卧会诱发我的睡眠呼吸暂停,侧卧会让我的肩膀疼痛,而俯卧则会让我的脖子疼痛。”
脱。这意味着,正如联邦安全局(F.S.B.)审讯员告知扎亚尔纳亚的那样,她窝藏了一名敌军士兵。他们还指称,斯托罗茹克打算取走的包裹中含有爆炸物。她被指控为恐怖主义的共犯。
扎亚尔纳亚的室友们对斯托罗茹克隐瞒身份表示沮丧。但莫希蒂奇告诉我,“她总是维护他。”扎亚尔纳亚和斯托罗茹克经常被一起带到法庭,扎亚尔纳亚试图收集糖果或其他零食给他。后来,在写给我的信中,她称呼斯托罗茹克为“迪莫奇卡”(Dimochka),这是迪马的昵称,并将他视为第二个儿子,说道:“最重要的是我的孩子们活着且自由。”
在罗斯托夫的下午时间用来玩双陆棋、读书和写信。这些女性能够接收来自外界的包裹,一个由俄罗斯志愿者活动家组成的非正式网络向她们发送从牙膏到填字游戏的一切物品。莫希蒂奇告诉我,她在监狱里研发了一道“胡萝卜沙拉”(morkovcha)的食谱,这是一种在苏联时期由韩裔人士推广的腌胡萝卜沙拉。特金通过构思虚构电影的复杂情节并大声讲述来消磨时间:一部历史惊悚片,一部女同性恋浪漫剧,以及一部关于一种抹除大部分人类的病毒的戏剧。每天一次,警卫会带她们去活动场,那里本质上就是一个没有顶棚的牢房。特金和纳瓦尔纳喜欢尽可能大声地演唱流行情歌和旧电影的主题曲。有些警卫叫她们闭嘴;有些则不理会。还有少数人露出了微笑。
牢房里的生活创造了一种不可避免的亲密感。莫希蒂奇告诉我,她和纳瓦尔纳经常花好几个小时躺在铺位上,讲故事、聊八卦、大笑。“我们聊各种各样的事情,”她说,“我们的家人、计划、梦想,过去和未来。”莫希蒂奇能感觉到纳瓦尔纳何时在挣扎:每当陷入一段艰难或痛苦的
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思绪时,她就会变得沉默寡言,自我封闭。“在那些时刻,”莫希蒂奇告诉我,“我只需走到她身边说,‘伊拉,我们再聊聊吧’,她就会敞开心扉,倾诉出所有积压在心底的话。”莫希蒂奇说,纳瓦尔纳也同样对待她:当莫希蒂奇因与二十三岁的女儿分离而痛苦万分时,纳瓦尔纳会给予温柔的安慰或一个拥抱。“她只是一个被卷入这种绝境的年轻女孩,”莫希蒂奇说,“但她表现出了极大的勇气。”
有时气氛会变得苦涩,会因为微不足道的小事爆发争吵。一个人可能打开那扇小窗,而另一个人想把它关上。有人想读一本书,而另一个人认为那本书属于她。“我们每个人都生活在自己的悲伤之中,”阿夫拉莫娃说,“而且每个人都坚信自己的痛苦是最深重的。”
在生日时,女人们会制作一种即兴蛋糕,在叠放的饼干上涂抹厚厚的炼乳。她们沏茶,轮流祝酒。“这很令人感动,”阿夫拉莫娃说。在她五十岁生日那天,她的室友递给她一张卡片,那是由一名狱友写的——一名六十多岁的乌克兰女性,她在牢房里待了不到一周。这名女性当时处于 etap 状态,这是俄罗斯监狱词汇中的一个词,指的是拘留中心之间复杂的转移过程。在 etap 期间,一名囚犯在到达目的地之前,可能会在几周内经历五六次中转。阿夫拉莫娃只记得那名女性的名字叫阿拉,以及她正前往一座监狱殖民地,将在那里服刑十年以上。阿夫拉莫娃说,卡片上有一幅手绘的马,里面的信息写着:“愿你在下一个生日时,能身处一个你全心热爱的地方。”阿夫拉莫娃询问一名狱警是否知道阿拉要去哪里。“她拿到了一张单程票,”他回答道。阿夫拉莫娃明白了其中的含义:“无论她去哪里,她都不太可能生存下来。”
弗拉索娃于 2023 年 6 月抵达 SIZO-1。在她的 priyomka(入监接收)期间,狱警没收了一个小相册,里面有几张她当时八岁女儿的照片,且从未归还。“女士们给了我热烈的欢迎,”她在信中写道。她在顿涅茨克时与她们中的许多人有过交集,但被关在不同的牢房里。她告诉我,被转移到罗斯托夫感觉像是一个可以喘息的机会,“仿佛一直将我死死掌控的剧情终于松开了,一种我或许最终能幸存下来的幽灵般的希望开始成形。”
在罗斯托夫,弗拉索娃将每一次出庭都视为打扮的机会——她说,这是一种自豪感和尊严的表达,类似于“步入社交场合”。“我不想让人看到我总是穿着同样的东西。”室友们分享她们拥有的任何基础化妆品,并交换服装,包括包裹中寄来的任何新衣物。弗拉索娃会为其他女性——她的“时尚评论家”——举办一场“强制性的试装和走秀”,以便她们能“给出裁决”。有一次,一名狱警问她的衣服是从哪里弄来的。弗拉索娃面无表情地回答道:“来自我的个人收藏。”
审判本身充满了各种不一致和矛盾。弗拉索娃于2019年3月在顿涅茨克的一个俄罗斯检查站被捕。她说她和一个名叫维克多·希德洛夫斯基(Viktor Shydlovsky)的男人伪装成夫妻,持伪造护照旅行。他们接到了乌克兰安全局(S.B.U.)的指示,旨在确定该机构的一名资产是否已反水并担任双面间谍。俄罗斯检察官则声称,弗拉索娃和希德洛夫斯基执行的是一项暗杀任务,意图杀死顿涅茨克民兵部队的一名高级军官。弗拉索娃在审讯期间承认了这一点,但在法庭上她撤回了之前的陈述,称这些话是在酷刑下被逼出来的。据乌克兰活动人士和记者称,顿涅茨克人民共和国的官员经常捏造暗杀阴谋,以追溯性地证明逮捕或虐待某人的正当性。“从官方层面看,法院遵循双向对抗原则,”这位俄罗斯人权活动人士说,“但我们心知肚明,这些都毫无意义。”
在弗拉索娃受审一年后,她获得了一次在法庭上发言的机会。负责其案件的三名法官小组之一说:“你会有的时间。准备好。”弗拉索娃告诉她的室友,她准备坦率且清晰地揭露
她被囚禁的故事。特金说:“她直接告诉我们:‘我想被听到,被注意到——我希望这能帮我离开这里。’”
无论弗拉索娃在顿涅茨克执行任务的真实性质如何,她很快发现自己身处该地区最臭名昭著的拘留中心:伊佐利亚(Izolyatsia)。这里原是一座建于50年代生产绝缘材料的工厂,在苏联解体后成为当代艺术中心。俄罗斯代理力量于2014年占领了该建筑群,并将其改为秘密监狱。联合国人权事务高级专员办事处在2021年的一份报告中汇总了伊佐利亚内部数十起虐待案例;一名囚犯称其为“地球上最糟糕的地方”,并描述看守将电线缠绕在他的手指、脚趾和生殖器上,然后通电。有一次,他们将电线插入他的肛门。报告称:“受害者还描述了一次模拟处决,他被强迫在放置于掩体坟墓中的封闭棺材里待上六个小时。”另一名男子在耳朵被固定通电电线后昏迷。他的室友建议他承认任何罪名,因为这是生存下去的“唯一办法”。
在法庭上,弗拉索娃称伊佐利亚为“死亡工厂”,由一群具有“明显病态”的“冷酷强盗”经营。“从严格的临床意义上讲,他们是虐待狂,”她说,“他们剥光我的衣服,用胶带把我绑起来,向我泼水,并对我进行电击。如果我尖叫得不够大声,他们就会增加电流,殴打也会变得更加疯狂。”她的尖叫声越大,他们似乎就越满意。“他们需要反应,”她说。在许多次酷刑过程中,现场都有一名医生。当她失去意识时,他用浸满氨水的棉球塞进她的鼻孔将其唤醒。“之后,”她继续说道,“他们把我锁在狭小的立式囚室里过夜,双臂被吊起。”
不久之后,弗拉索娃失去了对时间和空间的感知。只有黑暗,然后是钥匙叮当作响的声音,这会引发恐惧。“那从来不意味着什么好事,”她说。有一次,她被带到淋浴间,被告知有十五名士兵准备强奸她;直到他们发现她正处于
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经期,他们才改变主意。“像往常一样,他们喝醉了,”她说,“在某个时刻,冷漠感会袭来,你不再关心正在发生什么,或者接下来会发生什么。我的命运不在我手中。我的身体不属于我自己。”
她指认一名叫作瓦西里·叶夫多基莫夫(Vasily Yevdokimov)、呼号为“列宁”的男子为“隔离区”(Izolyatsia)的监管者。(叶夫多基莫夫据称也是弗拉索娃涉嫌暗杀的目标。)在法庭上,她讲述了自己与他之间可怕的遭遇:“他亲手用金属锉刀锉我的牙齿,拧我的乳头,并试图将一个瓶子强行塞进我的阴道。”在某个时刻,当酷刑变得无法忍受时,她恳求看守者伪造一次逃跑尝试并在过程中将她射杀。他们拒绝了,因为她回忆道,“叶夫多基莫夫说我必须受苦。”
审判向公众开放,少数记者和活动人士出席了。其中一人回忆说,令其惊讶的是,法官从未打断弗拉索娃的陈述,以宣布其内容与审理的狭窄议题无关。相反,他们大多在沉默中倾听。当弗拉索娃说完后,一名法官询问她是否希望将她的书面笔记列入法庭记录。那天在场的这个人说:“我们震惊了。”法官的反应似乎是一个安静的信号。这个人说:“这是在他被允许的范围内所能做出的姿态。”
特金告诉我,在庭审结束后,女性们用掌声迎接了弗拉索娃。“我们为她感到自豪,”她说。在信中,我告诉弗拉索娃,我想她的证词需要巨大的勇气。“我很高兴自己看起来勇敢且坚强,但这并不是我对自己的看法,”她写道。“只是在这样一个地方,没有多少机会表现出软弱——尽管我想这么做。”五个月后,法官小组判定弗拉索娃有罪,并判处其有期徒刑十八年。
大多数月份,一批批来自俄罗斯的巴士、面包车和救护车穿过白俄罗斯领土,将最新一批获释的囚犯送到乌克兰边境。根据交换情况,大约有十几名到一百多名乌克兰囚犯获释,并登上另一组巴士。下一站通常是切尔尼戈夫(Chernihiv)的一家地区医院,这座乌克兰城市距离白俄罗斯边境三十五英里,他们在那里接受体检和医疗护理。亲属通常会在外面聚集——他们渴望见到亲人,或者同样频繁地向归来者展示丈夫或儿子的照片,询问他们在囚禁期间是否遇到过他。
迄今为止,在近八十次单独的交换中,已有九千多名乌克兰士兵获释。“我们已经找到了一种机制,一个对话渠道,来讨论参与武装冲突的战斗人员,”协调总部秘书处负责人奥赫里门科(Okhrimenko)告诉我。自2022年以来,从俄罗斯获释的平民人数少得多——大约四百三十人。其中至少四分之一并非与战争相关的人质,而是曾在俄罗斯犯下刑事罪行并已等待遣返的乌克兰公民。在某些情况下,乌克兰直到交换结束后才知道俄罗斯移交的是谁。“当然,与俄方进行谈判很困难,”奥赫里门科说。但他接着说,“我们必须保持这种沟通,所以我不想说任何负面的话。”
国际法和乌克兰自身的政策禁止用战俘交换平。
平民。“那样我们就成了违规者,”奥赫里门科说。当他向俄罗斯方面的对应人员——该国国防部的代表——提出关于平民囚犯的问题时,对话通常毫无进展。“他们告诉我们,他们只对军事被拘留者负责,不对平民负责,”他说。“我们得出的结论是,在俄罗斯方面,根本没有能够处理平民囚犯的人。”俄罗斯人权组织“纪念”(Memorial)的创始人奥列格·奥尔洛夫(Oleg Orlov)告诉我,该组织目前总部设在海外。他表示,俄罗斯认为反抗或颠覆俄罗斯权威的平民比传统的战俘更具有罪责。他说,该国的立场是,“这不是一名被命令参战的身着制服的士兵。这是一个蓄意选择伤害我们的人。所以去他的吧,让他们烂掉。”
在被占领土上,许多乌克兰平民获得了俄罗斯护照——如果没有护照,几乎不可能办理银行和住房等大部分日常生活事务。“俄罗斯国家将这些人视为自己的公民,因此他们没有义务将其移交或遣返回第三国,”囚犯协调总部的分析师维多利亚·佩特鲁克(Viktoria Petruk)告诉我。

“就像是,自从你开始玩捉迷藏,我就再也见不到你了。”

“当他们吮吸你的时候,感觉还不算太糟。让我心烦的是之后的那种空虚感。”
随着时间的推移,俄罗斯检察官开始指控更多这类乌克兰人犯有叛国罪——即背叛俄罗斯的罪行——而不是损害外国利益罪。
在谈判中,乌克兰方面并不提交具体要求纳入交换名单的人员,而是建议释放某些类别的囚犯。“我们经常告诉他们,例如,‘看,你们仍然扣押着我们的女性——让我们解决这个问题吧’,”奥赫里门科说。很多时候,对方没有回应。在亚速(Azov)和艾达尔(Aidar)女性的案例中,俄罗斯谈判代表愿意考虑释放她们,因为她们中没有人直接参与过战斗,且俄罗斯调查人员已经完成了对她们的审讯。但是,当乌克兰谈判代表要求释放更多被拘留者时,俄罗斯方面往往反应冷淡。“我们现在还没准备好讨论其他人,”奥赫里门科在讲述俄罗斯常见的回应时说道,“如果你不满意,那么这些人我们也不交换。”
协调总部定期与平民囚犯的家属举行会议。纳瓦尔纳的母亲奥列克桑德拉(Oleksandra)参加了其中很多次。“但坦率地说,我真的看不出有什么意义,”她告诉我。“你听到的全是一些空洞的陈词滥调。”她说,通常的说法是承诺代表们正在“致力于开发一种机制,但目前该机制尚不存在”。协调总部副主管尤索夫(Yusov)表示,他理解这些家属的痛苦。“他们是一群在情感上非常脆弱的人,”他说。但他接着补充道,乌克兰不对这种僵局负责。“对我们来说,这不是一个关于我们是否愿意释放这个人或尝试找回那个人的问题,”他说。“这是俄罗斯的责任。他们实际上绑架了这些人,并拒绝交还。”
乌克兰正在尝试几种创意方案,以帮助释放更多被关押在俄罗斯监狱中的平民。一个名为“Hochuk Svoim”(意为“我想回到同胞身边”)的项目允许那些因与俄罗斯军队或占领当局合作而被定罪的乌克兰人自愿被转移到俄罗斯;作为交换,俄罗斯则遣返同等数量的乌克兰平民囚犯。这被认为不是囚犯交换,而是正如尤索夫(Yusov)所言,是一次“平民的相互返回”。据乌克兰官员称,已有数百名因协作及类似罪行服刑的乌克兰公民表示愿意被送往俄罗斯。但目前仅有 70 人完成了此次行程,与此同时,相应数量的被拘留乌克兰平民得以获释。到目前为止,俄罗斯拒绝接收其余的人员。“我们可以释放这些人,把他们带到边境,然后告诉他们:‘走吧,’”奥赫里门科(Okhrimenko)说,“但如果俄罗斯不让他们进去,我们也无能为力。”
纪念中心(Memorial)的联合创始人奥尔洛夫(Orlov)曾在俄罗斯监狱中度过了近半年时间——罪名是“诋毁”俄罗斯军队——直到 2024 年他在一次交换中获释。“我觉得自己获得了一个尝试做些什么的机会,”他告诉我。去年,他帮助发起了“人民优先”(People First),这是一项游说行动,旨在促使西方官员和外交官在任何和平谈判中将平民囚犯的话题纳入其中。其核心理念是,这些第三方大国将拥有最好的机会来确保俄罗斯和乌克兰就所谓的“全部交换全部”达成一致,从而在战争结束时释放所有剩余的囚犯——包括军方和平民。“如果我们现在不谈论平民囚犯,他们以后就有被遗忘的风险,”奥尔洛夫告诉我,“然后就那样永远地被遗漏在缝隙之中。”
在基辅的一个下午,我见到了弗拉索娃(Vlasova)的丈夫奥列克西(Oleksii)以及他们现在 11 岁的女儿尤利娅(Yulia)。那时,弗拉索娃已被拘留超过七年。在我与尤利娅及其父亲共处的几个小时里,尤利娅大部分时间保持沉默。(一名
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该家庭的熟人曾对此向我做过铺垫。“她把自己封闭起来了,”这位熟人说,“目前还不清楚如何让她走出来。” 49 岁的奥列克西温文尔雅,他转向刚刚放学的尤利娅解释道:“他来这里是为了写关于妈妈的事。”尤利娅安静地拨弄着盘子里的炸薯条。我与她的唯一一次交流非常简短。“妈妈回家后,你想和她一起做什么?”我问。“一起散步,”她轻声说,声音小到我必须凑近才能听到,“拥抱。”
奥列克西和其他家人曾试图不让尤利娅看到关于她母亲遭受酷刑的新闻。但在弗拉索娃作证后的几天内,尤利娅就读到了相关报道。她只有一个问题:“乳头是什么?”去年,尤利娅参加了在基辅独立广场举行的一次活动,旨在引起人们对被俄罗斯囚禁的乌克兰女性的关注。她带来了一块牌子,上面写着她对弗拉索娃最后的记忆之一:“妈妈,记得你答应过给我一只小猫吗?”
奥列克西对弗拉索娃长期未被纳入交换名单表示难以置信。“考虑到到目前为止,她被关押的时间比任何人都要长,我们原以为她被释放的机会应该更高,”他说。他与弗拉索娃的支持者们向弗拉基米尔·泽连斯基(Volodymyr Zelensky)和唐纳德·特朗普(Donald Trump)政府以及梵蒂冈写申诉信,主张释放她。囚犯协调总部经常要求奥列克西核实档案中弗拉索娃的信息。“而且每年,”他说,“他们都会确认她符合交换条件——然后就没下文了。”还有一个只有他与弗拉索娃姐姐知道的密码,他可以用它来获取乌克兰当局掌握的关于她行踪的有限信息。今年春天,她被送往了位于西伯利亚煤矿区克梅罗沃(Kemerovo)的一所监狱殖民地。
纳瓦尔纳(Navalna)被指控在马里乌波尔的市政大楼安置炸弹,她的审判在弗拉索娃(Vlasova)之前两个月结束。我与她的律师伊万·邦达连科(Ivan Bondarenko)进行了交谈,他向我讲述了控方案件中的若干矛盾之处。例如,一名警察证人最初声称他看到纳瓦尔纳在市政大楼将一个袋子扔在地上;但在法庭上,该证人表示他自己没有看到任何情况,而是在随后才听到了这些细节。2024年10月,纳瓦尔纳被判定有罪,但被定为较低级别的恐怖主义阴谋罪,被判处八年监禁,而非控方要求的十五年。邦达连科称这一裁决为一次“小小的胜利”。他说,法官“明确表示我们的诉求已传达到他那里。但在这种情况下,他无法做更多的事情”。纳瓦尔纳目前在俄罗斯与哈萨克斯坦边境附近一个村庄的监狱营地中。
扎亚尔纳亚(Zayarnaya)的审判于2025年12月结束。检察官主张她与丹尼斯·斯托罗茹克(Denys Storozhuk,她称其为迪马)是刺杀阴谋的共犯。扎亚尔纳亚承认了罪行,但告诉法庭她是迫于压力才这么做的。俄罗斯联邦安全局(F.S.B.)的官员殴打过扎亚尔纳亚的儿子,并威胁说如果她不提供他们需要的证词,就将他送进精神病院。在签署认罪书后,她通过吞下大量降压药企图自杀。她幸存了下来,并被送往罗斯托夫的牢房。在结案陈词中,检察官请求判处二十年监禁。扎亚尔纳亚称这一请求是“丧心病狂的”,她告诉那些俄罗斯律师:“这将成为你们的良心之责。”法官判处她十二年监禁。“我不撒谎:这里对我来说非常艰难,”她在写给我的一封信中这样写道。但她补充说,“我拒绝放弃,我也不会按照那些道德败坏之人的规则行事。”
扎亚尔纳亚案件中一个更为阴暗的讽刺是,斯托罗茹克在与艾达尔(Aidar)和亚速(Azov)女性的同一批交换中被释放。普鲁蒂安(Prutian)在将囚犯经由白俄罗斯运往乌克兰领土的巴士上看到了他。“我们正被开车送到交换点,”她告诉我,“而坐在我正后方的就是迪马——那个瓦伦蒂娜·伊万诺夫娜一直谈论的人。”
今年春天,我在基辅见到了斯托罗茹克。他三十八岁,和蔼且富有魅力,身材魁梧。他告诉我,2022年5月,在俄罗斯军队向亚速钢铁厂逼近之时,他收集了物资——武器、食物、水、一部电话——并进入工厂综合体深处的一个实用通道井中,在那里隐藏了接下来的三周。最终,他用汽车轮胎管制作了一个简易筏子,并穿上了一件涂有硅密封胶的摔跤背心。他的计划是在夜色的掩护下进入亚速海,游向敌线后方的一个村庄。“我想不出更好的办法了,”他说。他从岸边游出几百英尺,听到枪声,最终抵达马里乌波尔郊区的一个渔业码头。他给扎亚尔纳亚打了电话。他说,她有一种“明显的孤独感”,且缺乏一个“可以倾注母爱关怀的对象”。
在扎亚尔纳亚家中住了一个月后,斯托罗茹克与乌克兰军事情报机构的一名官员取得了联系,他称其为塞韦尔尼(Severny)。斯托罗茹克没有告诉扎亚尔纳亚任何事情。“我认为只有在她知情的情况下帮助我,她才会处于危险之中,”斯托罗茹克说。“所以你可以说这是我的欺骗,但她对此毫无察觉。我认为那样她会更安全。”
2023年3月的一天,Severny给Storozhuk寄了一个包裹,里面有一本假护照,他可以用它在俄罗斯控制的领土内自由旅行。但Storozhuk必须前往顿涅茨克领取,这段路程需要开车一小时,且要经过几个检查站。于是,他询问Zayarnaya是否愿意帮他去取。“我装傻,”他告诉我,“表现得像是我起初想和她一起去,但后来突然有事——我没法成行。问她能不能一个人搞定?”Zayarnaya同意了。两人下一次见面是在顿涅茨克的一处联邦安全局(F.S.B.)地区总部。Storozhuk回忆道,显然被吓坏了的Zayarnaya询问他近况如何。Storozhuk告诉我:“显然,正是因为我,我们的路径才会在某个时间点交汇。”
不久前,我收到了一封来自Zayarnaya的信,她现在在黑海附近的诺沃切尔卡斯克。她在信中描述了在监狱中观察季节更替的感受。“天气很暖和,从我的牢房窗户已经能看到绿树和青草,”她写道,“这让这一切变得更加难以忍受。” ♦
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小说
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插画:DADU SHIN
这里有一栋五层高的联排别墅。汽车在门前怠速运转。大卫从后座窗户向外看,望着石砌的正面。前阶梯上站着一名警卫,门上挂着一排旗帜,仿佛是一座大使馆。建筑正面由底部的室外灯光照亮,这些灯光界定了这座建筑,将其与夜晚的其他建筑区分开来。
是大门上方的那些旗帜让他感到困惑。扰乱了他的思考。
随后,大卫突然意识到。他们已经到了苏黎世:这是一栋官方建筑,约定的时间终于到了。
他的呼吸一滞。是不是太快了?他还没准备好!
他的目光与助手相遇,流露出明显的惊恐。
瞬间,男孩的手搭在了大卫的胳膊上。科迪平静地取出行程单,大声读道:丽贝卡。晚餐。伦敦。
这就是那个俱乐部。晚上七点的预约,登记名为拉金。餐厅在楼上,办理登记在楼下。
我陪你进去,男孩说。
男孩的手捏了捏,示意一切正确。
晚餐期间科迪会在车里等待,但这次交接很重要,这些过渡环节至关重要,而且在接人的时候科迪会在这里。到时候将他送到酒店。
我会等着,科迪安抚道。
一个入口,石地板。被抛光得像诉讼现场一样光滑。墙壁是无缝的木板,在烛光中摇曳。大卫落在后面,让科迪去接触前台坐着的那个女人,她被一个花艺布置挤在了一边。那个布置太大了。那是真正的树枝吗?
这个女人像个食尸鬼,要求繁多。她需要查看身份证件。需要双方的全名。男孩提供了正确的答案,身上带着许多大卫的重要文件,随时准备交给女人审阅。
她在纸上写了些什么,然后检查了一台平板电脑。拉金女士在餐厅,她告诉大卫,此时科迪显然已被排除在外。四楼。
只能由登记的宾客进入,当科迪拉住他的胳膊时,她说道。
我是他的助手,科迪说。是医疗原因。因为医疗原因。一旦他和他女儿在一起,我马上下来。
只能由登记的宾客进入,女人说。
我会迷路的,大卫说。他笑了笑。真的会。
你可以通过你的小视频屏幕看到,科迪告诉那个女人。我会把他带上去,然后马上下来。
好吧,女人最后说。
如果你没看到我马上下来,你可以派他来找我,科迪点点头看向保安说。
女人皱了皱眉。保安没有反应。
科迪留在大卫身边,挽着大卫的胳膊,帮他通过电梯和挂着厚重天鹅绒窗帘的走廊。地毯如此厚实,仿佛吞噬了他们的脚步声。
他们遇到的人看起来像孩子们,穿着派对礼服,在这个娃娃屋的房间里四处走动。他们的妆容精致,头发闪亮。
真不错,大卫心想,这时一名穿着短裙、踩着高跟鞋的女人从他身边挤了过去。
既然他现在不想付出任何努力,他看到的周围的一切就全是努力。
层级太多了——科迪在每一次过渡时都扶稳他,转过走廊,然后是三级浅台阶。一个低洼处,接着又是另一组台阶。
他们经过一个昏暗的酒吧区域,墙灯调成了金色的光芒。然后他们到达了另一个酒吧,才是正确的那个。
一阵短暂的平静。科迪指出了那个坐在吧台凳上、姿势显得很不舒服的女人。
在那儿,科迪贴心地提醒道。是丽贝卡。
大卫点点头。当然。我稍后会去跟她打招呼,科迪说。但丽贝卡知道只要你准备好了就发短信。我就在拐角处。
大卫向女儿走去。他认定她穿着端庄的英式风格,尽管他并不真正知道那是什么样子——一条窄裙,高筒靴的靴筒被裙子遮住,一件彼得潘领衬衫。金饰闪烁着微弱的光芒,透着微妙的品味。
她面前吧台上的那杯白葡萄酒似乎快喝完了。她对调酒师说了些什么,但调酒师看向了大卫的方向,这让她也转过头来。
丽贝卡紧张地站了起来,她的目光带着诊断般的强度审视着他。她在注意到什么,或者试图注意到什么?她缩短了两人的距离,挽住他的手臂,领他回到她的吧台凳旁。
爸爸,她说,至少这个称呼是熟悉的,而不是某种英式的亲昵。
她在那儿喋喋不休地聊着这个地方。
天气晴朗的时候,这里有个很棒的屋顶露台,她说。他们会开放那个露台——很漂亮。当然,现在不行。
是啊。有点令人沮丧,她说,环顾四周。桌子还没准备好。其实也没那么忙。她说,通常他们在这方面做得很好。
没错。她眯起眼睛看着他。爸爸,她说,你脸上——她轻点了一下他的脸颊。
他呆呆地看着她。在这儿,她说,并伸手过来。他感觉到皮肤被轻轻拽了一下,然后她举起了一小块沾了血的褐色卫生纸。他尽量不让自己显得困惑。她将纸卷成一个小球,放在她的鸡尾酒餐巾纸上。他摸了摸脸,检查了一下手指——没有血。
一个谜。您的桌位准备好了,服务员说,丽贝卡喝干了杯中的酒,站了起来。
我们走吧?她知道什么?只知道大卫最近决定放慢脚步。退出工作。退休,或者某种委婉的
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退休版本。单单这条信息就足以让她陷入焦虑。如果她知道实际上出了问题,存在一个真实的诊断结果而大卫向她隐瞒——很难想象后果会如何。
她给科迪发了一系列文章,让他打印出来交给大卫。大意是退休往往标志着转折点;那是人们开始缓慢衰落的时候。必须积极避免这种情况。当你退休时,实际上必须加班工作,以保持大脑和身体的刺激。这本身就是一项工作!
关于肌酸的研究、多肽,以及为了最好地复制某项临床研究中挪威人的韧性而应设定的正确桑拿温度。这些亲切的、满头大汗的挪威人责备他——为什么他没有养成与一群亲密朋友每周进行桑拿的终身习惯?这似乎能抵御任何不幸。
正确的桑拿温度是多少?他不知道,因为文章报告的温度是摄氏度,根据他的心算,结果是华氏392度,而他知道这……大概……不对。
一个厨房抽屉被各种维生素瓶子占据了,它们侧卧着,标签朝上;有那么几周,他曾费力地把它们吞下去。
其中一个补充剂品牌叫作“不要衰老”(DO NOT AGE)。
他的眼睛看到的却是“甜甜圈衰老”(DONUT AGE)。
救赎真的可以在 Amazon.com 或者丽贝卡寻找这些昏暗且发臭的凝胶胶囊的任何地方买到吗?大脑是否就在等待这些不受监管的补充剂清除掉斑块,然后重新显现,变得像婴儿皮肤一样光滑粉嫩?
她的方案与他自己绝望的尝试在某种程度上产生了交集。他短暂的清醒期。头骨上的红光帽,鼻孔里塞进的另一条线:其实是一个激光笔,被捅进了鼻孔。那么,把她的养生方案也掺进来能有什么坏处?这全都是民间疗法。祭品。当他把胶囊吞下去时,舌尖感到一阵酸涩:绿茶提取物药丸。
我们中的几个人坐在一家咖啡馆里,头发被 singe 掉,胸中充盈着德黑兰的街道——我们白昼的皮肤在某些地方变得暗沉。
我们是几匹没有翅膀、没有鬃毛、没有草地的马。我们只关于奔跑,用随意且污浊的马蹄铁,从街道窒息的喉咙中冲出去。
树木变成了警棍,而我们心中充满了泪水,在所有的烟雾和烈火中可以真实地哭泣。
我们即将崩溃,终于将那些一直在空中挥舞的拳头重重地砸在桌上。
那颗油腻的氨基酸维生素片,笨拙地滑下喉咙。
这是基督的身体,阿门——大卫回想起小学时,周五早晨的弥撒。他张开嘴迎接那平淡的圣体饼。薄饼几乎瞬间溶解;他的舌头四处搜寻,试图从磨牙间诱出基督那湿漉漉的身体。即便如此,他当时也确实努力地想要唤起某种庄严的神圣感,就像他现在服用这些药片时一样,这是一种为了远方女儿而做的姿态。失落的岁月,简短的生日电话,讨论过但从未订票的探访日期——吞下,吞下,以此纪念我。
同样令人失望,同样毫无奇迹。
毫无奇迹——就像吞下基督的身体一样。更像是用牙龈顶着基督的湿袜子。
以此纪念我,叮——当——当。
这就是事物的运行方式,这种绝望的宗教冲动,胶囊里的麦加。也许这一切都会奏效。也许会!
对于大卫来说,总共大概一个月——这种希望的冲动持续了这么久。也许他是个特例。
“我为什么要雇你?”他的第一任老板
曾这样问,大卫说,“我以优等成绩毕业——”
“所以你认为自己很特别?”马克说。他的语气并不刻薄。“一个特别的小伙子?”
大卫感觉到正确的答案就是他刚才给出的那个。
“完全不是,”大卫说,“但我工作努力。我是一个勤奋的员工。”
为什么是我 / 为什么不是我?这就是一些人应对坏消息的方式。接受他们终究并不特别。
丽贝卡还没有学会。他大概学会了。
枯萎之症找上了他;已经太迟了。维生素留在抽屉里。他任由大脑在词语面前空白,不再试图追寻它们。
敏捷的棕色狐狸,懒惰的狗。懒惰的——
你把那些叫什么,窗户上那些小半帘?整齐地串在银色的窗帘杆上。这些带有隔断的卡座将你与附近的桌子隔开。这样你会觉得自己更加重要。
丽贝卡和谁一起来的?人们成为这类场所的会员,是为了能带其他人来这里。
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我们将拳头藏在桌下。 我们将拳头藏在床上。 我们将拳头藏在厨房抽屉里。 我们将拳头藏在口袋里……
打开我的拳头!
无论德黑兰的哪个部分 我伸手触碰,都在疼痛。 无论一天的哪个部分 我坐落在其上,都是深夜。 无论在土地的哪个地方…… 我没有勇气 完成我的句子!
这首诗在开篇几行 就被枪杀了,否则它 永远不会迎来终结。
——加鲁斯·阿卜杜勒马莱基安
(由 Siavash Saadlou 从波斯语翻译而来。)
他并不足够了解她生活的轮廓,无法想象那些“其他人”可能是谁。那些她想要给对方留下深刻印象的人。她没有工作,已经很多年没工作了——他对此相当确定。他设置了自动转账,愧疚之钱依然按照每两周一次的计划发放。
丽贝卡抖了抖餐巾,然后检查手机。“他真的把事情处理得太周全了,”她说着,轻微地翻了个白眼。
大卫等待着理解她在说什么。
“我不喜欢他,”她说,“当我打电话时?他并不总是告诉你。我也知道,他的声音会有那种奇怪的截断感,我就知道他根本没跟你提起。”
科迪——她在说科迪。
“他是个不错的。”停顿。“一个不错的男孩。”
“我希望你能接电话。或者回邮件。这真的很困难,”她说,“总是要通过他。”
“你可以直接给我打电话,”大卫说。
他说他会告诉你,但我知道他没说。
你可以随时给我打电话,大卫说。
餐厅里的某个地方,一声香槟塞弹开的脆响传来。
大卫强迫自己将注意力重新回到丽贝卡身上。她正盯着他看。他笑了,这是他最近养成的一个奇怪新习惯——但在某种程度上,这很管用。这似乎让她平静了下来。
你和妈谈过了吗?他说。
她的脸上露出了惊讶的神色。
安娜贝尔,他立刻纠正道。
嗯。她挺好的。我是说,看起来是这样。
大卫对安娜贝尔一直保持着礼貌,始终如一——在她再婚并放弃赡养费之后,事情变得简单了。因此,他不再每个月都意识到自己表现得多么礼貌。新丈夫是个医生,对吧?大卫曾为此感到宽慰。她最终不是获益了吗?她的愤怒难道不会终于失去那种紧迫感,让每一次对话不再像是一份来自她受创现场的最新报告吗?安娜贝尔,亲爱的,是时候进行告别巡演了。
尽管他不记得他们上次谈话是什么时候了。在这个世界上,她在哪里?一阵恐慌迅速袭来——他理应知道的。
他匆匆跳过这个空白点。
我们蜜月时来过这里,大卫说。你知道吗?
知道,她说。我想我知道。
她停顿了一下,仿佛在期待他能提供一些过去有趣的故事,经过润色以供她享用,但他没有。
过去,那是他现在生活的地方。而丽贝卡显然且执拗地是这个星球的公民。这里有俱乐部,有许多等级。房间里自尊心的博弈几乎成了可见之物。接下来是什么,接下来是什么,接下来是什么——那是潜藏在一切之下的饥渴嗡鸣。
服务员的打断很有帮助。大卫拿了一片黑面包,抹上厚厚的一层黄油。
她对着服务员做了一个抱歉的表情。为了什么,他没听出来,但他猜测这一定与他有关,某种延迟或错误。他露出了牙齿,半像微笑,半像苦笑。
这里一直很冷,她说,但在苏黎世会糟糕得多。你知道杰夫想让我们在雷纳放假时去瑞士。他非常痴迷于那个,滑雪,真正的徒步,那种《国家地理》式的远征。我现在不会去的,她说。不在深冬去。太阴郁了。项目是什么?
她等待他的回应。他也等待着,等待另一个正确的引导。
瑞士?她补充道。
噢,你知道的。
她审视着他。又喝了一口饮料。
延迟的时间,足以让不安悄然蔓延。填补沉默吧,大卫。
是给斯特恩斯的,他说。我做一些零碎的小事。他能感觉到,提到斯特恩斯起到了安抚作用。一个来自熟悉生活的熟悉路标。这就足够了——难道我们不就是希望我们认识的人留在他们熟悉的领域里吗?在他们熟悉自我的边界内徘徊,精准地落在他们熟悉的标记点上?保持在大概的原样。
在安排这次访问时,他曾向丽贝卡提到过一件商务事,在苏黎世等待他的某个咨询项目的轮廓。科迪是否抹平了任何刺耳的缺口?大概吧。希望如此。
现在,实际业务的前景似乎让她的语气变得明快起来。
能重新投入工作真是太好了,她用一种高亢且不自然的声音说道。如果大卫让自己忙起来,她就少了一件需要担心的事情。
忙碌,这曾是他的生活。一个忙碌的人。
大卫曾工作得如此疯狂。毫无必要,他那疯狂的工作。然而——他们都像他一样。斯特恩斯和
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其他人。为什么他们中的任何一个人要这样填满生活?他并不需要像他那样辛苦工作,远不需要那么多,也不需要带着那种恐惧感。
他喝了一口葡萄酒。眼睛微微颤动。组胺过敏引起的瘙痒开始了。但他会对什么过敏?他快速地眨了眨眼。
如此多地陷入疯狂的工作之中。但在闲暇之时,他们似乎都显得凄凉。假期让他陷入奇怪的情绪:他对家人刻薄,饮酒增多。一种像疾病般的不满。一切似乎都那么不幸,那么匮乏。这就是他的份额?这就是他分到的一片幸福?他的家人阴郁地盯着他,等待着他的手能施展某种炼金术,就像那些旅行中,他不知为何被期待着带领他们穿行于一座陌生城市一样。
大概是午餐时间了,他的妻子会这么说,仿佛他也不饿一样,仿佛他没有注意到他们全都汗流浃背、被晒伤且迷了路,这个不幸的小家庭单位就那样站在异国的街道上?如果我看到餐厅就停下来,他简短地说,然后回到了那项吃力不讨好的任务中——带领他们沿着陌生的街道行走,每家餐厅都关着门,每个路人似乎都在嘲笑大卫。
我们直接回主路吧,他说。我相信肯定有开门的。
他的妻子和孩子看着他,仿佛在鞋底发现了他的样子。
回到工作中总是令人宽慰。回到那个需要他全身心信仰的宇宙,而作为回报,那个宇宙给了他一种保证:他也是真实的,他的生活是值得信仰的东西。
丽贝卡不知道董事会那边最后是怎么收场的,只知道已经结束了。她不知道其中任何不愉快的事。
他欢迎自己在那个话题上的遗忘。
听到这个真的太好了,丽贝卡说。你重新开始了。
挺简单的,他说。那个项目。
他是不是已经说过这段特定的独白了?没法知道。
是为斯特恩斯做的,他补充道。
他意识到自己提到斯特恩斯的名字太频繁了。
我在这儿那儿做些零碎的小事,他说。
她看了他一眼。但没有追问任何问题。
他们被端上了淋着酱汁的淡色鱼片,鱼肉上点缀着几片薄如蝉翼的橙色柑橘圆片。
这是分享用的,她说。
服务员放下盘子时也这么说过:这是分享用的。
两人之间陷入了一种松散的状态。他又笑了,那个标志性的大笑。
你可以吃那些,她说,在他开始挑那些柑橘圆片时。她说,皮很薄。
他顺从地咀嚼着。确实可以吃。这似乎——嚼,嚼——在技术层面上是真的。
噢,爸爸。她看起来很悲伤。
他沉默了。猪排配了一种不熟悉的蔬菜,是绿色的茎秆碎屑。他用刀将那团东西移到一边。他刮盘子的声音清晰可闻。他一直刮,直到那些碎屑被刀整理成一个整齐的正方形,与肉排隔离开来。
你不饿吗?
她伸手越过桌面,拿走了他的餐具。她用他的刀叉将猪排切成小块。看起来不错,她说。
别那样做。也许他夺回刀叉时的力道太大了。
她举起双手,环顾四周,虽然周围没人。好吧,对不起,她说,脸涨红了。她喝完了杯中的酒。
他用手指拿起一块切好的肉放进嘴里。猪肉非常甜。每次直到重新吃到它之前,他都会忘记这一点。甜得奇怪。他咽了下去。
如果丽贝卡知道在苏黎世计划了什么,她会阻止他的。
她会想出法律途径。直接切断电源开关。
正式术语是什么——精神不健全?无行为能力?
她会使其正式化。丽贝卡在她的方式里带有惩罚性。她似乎不相信任何人应该在这一生中逃避命中注定的痛苦。这就是她的“苦路”,玛丽波恩版本。如果有一种深蓝色且质地精良的苦修衣,她会穿上它吗?
小时候,她有时会哭
当大卫抽烟的时候。大颗的、虚假的泪珠,在真正的痛苦中涌现又消散。那时抽烟甚至还没那么糟糕,但她总是走在时代前面。她对父母的快感有着一种可疑的嗅觉,将其定义为一种不稳定的力量。比如有一次,当安娜贝尔剪了短发,她拒绝承认对方。也许那个女孩是对的。这是一种威胁,不是吗?他人的欲望,一个被自我新愿景夺走的母亲。一个坚持抽烟这种私人快感的父亲。
好吧,亲爱的,这就像一根大卫要抽的一根巨大的烟。真的非常大。
瑞士那边的人强烈建议他将计划告知亲人。如果你“偷偷溜向彼岸”——这是他们的话——你可能会伤害他们的感情,让他们生气。
偷偷溜向彼岸——也许这是一个笨拙的翻译。他们的术语难道不应该更医学化一些吗?偷偷溜向彼岸——就像你描述一个青少年在后院服用迷幻药一样。时髦且随性。
而且,无论如何,感情受损、愤怒——这些在他身处那个时髦的彼岸时,恰恰是毫无意义的。你进行计算,将他人未来的愤怒与当下的麻烦进行权衡,然后基本上就说,好吧。把问题往后推吧。
如果按照丽贝卡的意愿,另一种选择会是什么?
在残酷的下一个十年中进行一次强行行军。无论等待他的是怎样可怕的护理方案。他的大脑会在明年左右彻底短路。他或许偶尔会恢复清醒,尽管他所能捕捉到的任何现实碎片都会被恐惧所刺穿。
然后会有丽贝卡和孩子每年一次的尽职探访。他们两个都不想在那里。风吹动树枝拍打窗户,加湿器噗噗作响,而大卫在他那小块生存空间里逐渐衰败,在他人真实生活的边缘耗尽最后的时光。
这并不是——大卫剔除了一片卡在牙齿间的柑橘皮——
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一个愉快的想法。一点也不愉快。
所以他是在做正确的事。他的计算是正确的。在午夜前五分钟离开。
这是一场很棒的聚会——太感谢了! 他对着丽贝卡微笑。
雷纳很期待见到你,她说。
大卫继续微笑。
雷纳,在他的笔记本里,九岁。 雷纳,九岁。
他九岁了,大卫说。一个毫无意义的回应。
快十岁了。他有很多朋友——他真的发展得很好。我们非常高兴。
那很好。
你知道的,去年之后有一段时间有点不稳定,但新学校非常专业。真的是彻底的转变——简直像白天和黑夜一样。他现在状态很好。
太好了,他说。
新学校,好吧,发生过某些事件,但他已经失去了背景信息,所以他只是在脑海中保留着孩子的名字。雷纳,一个稳重的名字。雷纳,那个状态很好的孩子,他尽职地咀嚼着肉排,晚餐就这样过去了。
有很多机会延长用餐时间。咖啡?甜点?
不选择这些提供的延伸选项似乎很悲哀,这相当于承认这个夜晚仅仅是还行,没有任何家庭魔力的火花能够战胜他们。而他们依然像往常一样,彼此僵硬,未能达成共鸣。
就像离婚后那些由安娜贝尔规划行程的节日出游。即便在愤怒的顶峰,她依然是掌控所有人情绪的、完全称职的舞台导演。带女孩来这里,看这些灯光,这些橱窗展示,儿童部门里有一个节日村,在最高层的餐厅提前预订晚餐——她会喜欢那个玻璃电梯。
他曾心存感激。感激之至。
给这位女士来杯雪莉邓普尔,大卫说过。丽贝卡穿着白色连裤袜的双腿在餐厅椅子上晃荡。
要加樱桃吗?他的声音里带着节日般的兴奋。
噢,不用,那个严肃的女孩说。谢谢。
她不紧不慢地拆开了礼物。“谢谢,”她用一种平淡的语气说道。那时她经常对他表示感谢,但那似乎意味着其他某种东西,她的神情显得异常倦怠。
有一次他打电话告诉他们,她把那件新的小外套和那套木制国际象棋留在了那里。
“下次去拿吧,”安娜贝尔说。
拿到了吗?丽贝卡真的把那套象棋带回家了吗?他记得那套象棋相当昂贵。一个光滑的木盒,带有一个衬有毡布的抽屉,用来存放棋子。
相当昂贵。
不要甜点——丽贝卡确定吗?
“我真的没事,”丽贝卡说,但大卫挥了挥手。“我们需要点甜的。你喜欢甜食。”他研究了一下甜点菜单。那菜单看起来像是有某种古怪的编码。太多的单词被大写了,令人困惑,他努力扫视了一会儿,然后把它放了下来。
“你选吧,”他说。
一份柚子芝士蛋糕,两把叉子。
You, zoo. You, zoo.
他们礼貌地吃着,丽贝卡在咀嚼时不必要地遮住了嘴。
他试着在心中思考“我爱你”,看看这能在他内心激起怎样的涟漪。他试着让自己振作起来,以匹配这次场合的严肃性——这是他最后一次与他唯一的孩子单独相处。
他的孩子。所有的疾病和背叛——她不是挺过来了吗?他的孩子,曾经在浴缸里静静地呕吐,然后又开心地继续玩她的洗澡玩具。曾经像个木偶一样僵硬地走在深夜的走廊里,患水痘的四肢因干掉的炉甘石洗剂而呈现粉红色。曾在后院的铺路石上摔断了手腕,在从医院回来的车上,樱桃色的药水流满了她熟睡的脸庞。
胶片播放得太快了;很难捕捉住。
“我得给你看看那个石膏,”她喋喋不休地说道。“那是一种很有意思的技术。他们基本上把整个厨房都搬到了阳光房。就在原来的位置。不过占地面积更大了。和你上次看到的时候完全不同——那是什么时候?”
他假装在努力回忆。眼神飘忽,时而向上看,时而向下看。
“天哪。我的意思是,也许那时我们还没搬进来。”她笑了。“好吧,我想已经过了很久了。”
“太久了,”他说。他惊讶于自己的话。
她继续微笑着,同样感到惊讶。即便这种微小的情感流露也让他们两人都感到尴尬。
与他本该说的话相比,这不过是一粒碎屑。他本该

“省省吧,道格。我不跟室友搞在一起。”
去唤起某种东西,去谈论从一个世界跨越到另一个世界的奇异感。用戏剧性的色彩润色这个夜晚,让情感像那些古老的手绘照片一样生动起来。
也许他在笔记本里准备了一些感言?一些……评语?
他不是那样的人,丽贝卡也不是。这个宇宙是有限的,贫瘠的——他们只有各自惯常的角色,以及大概的对话。
不再流泪。
“嗯,”丽贝卡出声说道,表示她喜欢这个甜点。
在一切结束之后,科迪会发出一封电子邮件,这封信大部分由大卫起草。科迪在其中加入了一些内容,这些内容相当合理,旨在防止任何法律责任。大卫理解关注这些细节的必要性,并对此表示感激。
针对不同的受众,准备了几个不同的版本。但写给她的那个版本花最多的心血。
亲爱的丽贝卡,[次级收件人]
当你读到这封信时,我已经在瑞士平静且合法地离世了。这完全是我自己的决定,云云,由这些医生签字,云云。我不幸的诊断结果让我别无选择。如果需要,布拉医生已获授权向你分享详细情况以及我的病史概况。我希望你能理解做出这个艰难决定所涉及的诸多因素。
如果这给你带来了痛苦,我深表歉意。请尊重我的,要知道我将永远爱你。可以通过联系我的律师。他正等待你的电话,并准备好回答你可能有的任何问题或疑虑。谢谢你做我的女儿。对于我在任何方面让你失望或任何缺失,我深感抱歉。尤其是,我希望我能更多地陪伴在你身边,并更频繁地表达我对你巨大的自豪感。请知道,我已经尽我所能地爱过你了。
深爱你的父亲, 大卫·黑斯廷斯(David Hastings)
(姓氏真的有必要写上吗?)
并不理想。用一封电子邮件给她设伏。但这似乎是处理这件事唯一真实的方法。
盘子里的 You Zoo 蛋糕片在稳步消失。他们两人轮流用叉子叉,直到什么也没剩下。
他心不在焉地擦了擦嘴,心想,丽贝卡(Rebecca)已经成年了,她是一个成年女性。她的自我星座,她的偏好
以及情结和厌恶,她对甜味的喜爱——他永远只能了解丽贝卡的一小部分。就像另一个房间里移动的影子,通过钥匙孔窥视。一个曾经爱过一个破旧娃娃的女孩,而那个娃娃现在已消失在冷漠宇宙的黑色巨口之中。这个穿着紧张服装、语气在与服务员说话时提高了一个八度的紧张女人——她是他的骨肉,但又不是他的骨肉。
这是一个有前景的思考方向,他的胸中涌起一阵情感。我的孩子。
就像那个流着假 / 真眼泪的小丽贝卡一样——这种情感是真实的,这种对她的爱,而且如此令人信服、如此彻底地在他心中膨胀,但他无法抓住它。
这种感觉退去了。他试图找回它,但音乐太响了,晚餐后涌向酒吧的人潮分散了他的注意力。
整个地方,多么奇怪,看起来像是一家真正的餐厅,坐满了人,但依然显得如此压抑。它在某种本质上被封闭了,而且,无论他们多么努力地试图表现得并非如此,他们都是虚假的,真实的生活被隔绝得太远了。
尽管如此,他将浓缩咖啡杯举到唇边,味道很真实,像真的一样,而且这难道不够愉快吗?这杯真实的浓缩咖啡,这个体内流淌着他 DNA 的女儿,而将这一切全部撕开,他的生活,将他自己撕开,就像一个圣诞拉炮一样,会是什么样子:这是他的生日午餐,大卫还是个小男孩,一个在近乎沉默中度过的一小时,“你不许那样跟你父亲说话”;这是在学校的那些年;这是婚礼之夜的安娜贝尔(Annabel),试图忍住一个屁却没忍住,然后在失败时放声大哭。
一个被托付给他照顾的生命——这就是他对待安娜贝尔的感觉,随后是对丽贝卡的感觉。那个有着皱巴巴的小手、在脸庞周围闪动抽搐的婴儿,她的眼睛在变成蓝色之前是黑色的。她在睡眠中咕哝,每一次呼吸,都像屋子里一个喘息的古老老人。
安娜贝尔在怀孕期间骨骼发生了移位,她的骨盆向外扩张。那是动物本能占据主导的另一个时刻。起初是一个人,然后
变成了两个。医院房间里突然出现的生物。然后是第二次分娩:胎盘,布满了大蓝色静脉。没有人为此让他做好准备。它看起来恐怖地结实,仿佛他们会被要求把它带回家。又多了一个要养活的嘴。
安娜贝尔不得不坐在一个小充气垫上一个月。她退缩到一种动物般的私密状态中,俯身照顾她的孩子。她和大卫之间曾拥有的一切被揭示为如此脆弱。这对安娜贝尔来说并不那么重要——她在一个新国家找到了自己,这里有令人着迷的新习俗。但大卫感到凄凉,多余。一个穿着西装、在他们生活背景中笨拙走动的男人。像个笨拙的舞台工作人员一样,在焦点中进进出出。
当然,这是他自找的。尽管如此。
他们在丽贝卡十岁时离婚了。
大卫试图结账——场面很尴尬,他笨拙地接过那个小皮夹,盯着收据端详。他摸索着找笔,但眼前的一切都在晃动。没法办。他把这一团乱麻全部交给了丽贝卡。
我的眼睛,他含糊地说。
她以一贯的干练接手了。他们直接扣我的款就行,她说。
至少拿我的卡去。
他们只需要签名,爸爸——这里都有记录,她说。我的账户。
算算他在她身上花的钱——数十万,私立学校、大学,还有一年的商学院,以及买房时的资助——今晚这点钱不过是九牛一毛。但这种感觉很好,供养自己的后代。
女儿关切地看着他。怎么了?他说。
准备好了吗?她说。
他眨了眨眼。
走吗?
他面前的桌子已经空了,被擦得干干净净,连蜡烛都被吹灭了。什么时候发生的?
他们把账单拿走了?
爸爸?
准备好了,他说,双手撑在空荡荡的桌面上,以寻求支撑。我们走吧。♦
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汉娜·阿伦特如何在美国重塑自我,并诊断出“非现实政治”的病灶。
作者:大卫·登比
汉娜·阿伦特于1941年5月抵达纽约,当时她没有国籍,身无分文,且英语并不流利。作为一名先后被德国和法国驱逐的德国犹太人,她与丈夫海因里希·布吕歇尔乘坐一艘葡萄牙难民船跨越大西洋。布吕歇尔曾是一名工人阶级的共产主义街头战士,也是一名很大程度上靠自学成才的知识分子。她当时三十四岁,他四十二岁。两人在纳粹夺权后分别逃离德国;他们于1936年在法国相识,四年后结婚,不久后被分别关押在不同的法国集中营中。两人最终都获释,并在美国方面的帮助下获得了签证,前往里斯本,在那里等待了几个月才启航。在阿伦特仅有的几件财产中,有一份沃尔特·本雅明交给她的手稿,即其《历史哲学论纲》。
阿伦特、布吕歇尔以及一个月后与他们汇合的阿伦特母亲,最初住在西九十五街里弗赛德大道旁的两间小房里,那里相当于一家战时寄宿房。他们没有自己的厨房。
据所有描述,阿伦特气场强大,机智,善于社交,甚至带有某种挑逗意味。人们被她吸引。
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在接下来的三十四年里,除了在晨边大道居住的一段时间外,阿伦特一直住在上西区九十五街到110街之间的公寓里。百老汇是该街区的主干道,两旁排列着美容院、干洗店、修鞋摊和单间旅馆。她经常旅行,但总是回到曼哈顿的这片区域。这里是个工作的好地方,因为除了工作,那里没什么可做的。
布吕歇尔后来成为了巴德学院一名受欢迎的哲学讲师,但起初他在新泽西州的一家工厂里从事铲化学品的工作。他的妻子则更快地站稳了脚跟。六个月内,她开始为德语犹太周刊《重建》(Aufbau)撰写政治专栏;她的第一篇文章支持组建一支可以对抗纳粹的国际犹太军队。战后,她在肖肯出版社担任了两年的高级编辑,期间编辑出版了卡夫卡的日记。然而,她决定性的美国经历是在社交方面。她结交了纽约一些最有文化底蕴的人:阿尔弗雷德·卡津,他精通出版和新闻业,并对她十分倾心;机智得不可收拾的兰德尔·贾雷尔,他热爱文学就像自然主义者热爱树木一样,曾连续数小时为她朗读诗歌;以及围绕在《党派评论》(Partisan Review)周围的那群嗜酒且好争论的人,包括德怀特·麦克唐纳,她后来与他共同规划创办一份新的政治期刊。据所有描述,她气场强大,但又幽默,善于社交,甚至带有某种挑逗意味。男人被她吸引。玛丽·麦卡锡后来成为了她最亲密的美国朋友。
年轻时,阿伦特接受了当时德国最先进的哲学训练。她二十多岁时的文字高亢,且对于非专业人士来说往往难以捉摸:如同在以太中漂浮的浓云,尽管偶尔会有闪电划过。在纽约,她越来越多地用英语写作,依赖像贾雷尔这样的朋友来润色她的散文;她也写了一些德语文章,有时会亲自翻译。她是真正的正宗之作,是德国“教养”(Bildung)古典人文主义的产物,拥有讽刺的幽默感以及一丝反叛和乖戾。她对有组织宗教没什么兴趣,且蔑视精神分析。在纽约知识分子中,她成为了一个道德中心,一个被人们信任的卡珊德拉——至少在现代政治的危险性方面如此。对她而言,这种收获是无法估量的。她的美国朋友和编辑们促使她从一名流离失所的知识分子转型为一名世界著名的作家。
阿伦特在纽约时的痴迷,是她所离开的欧洲世界的毁灭。国家社会主义谋杀了犹太人,摧毁了德国文明;斯大林主义通过清洗和集中营将苏联生活制度化。几位卓越的犹太作家在战争期间自杀,其中包括瓦尔特·本雅明和斯特凡·茨威格。在《梅诺拉杂志》(Menorah Journal)中,阿伦特在评论茨威格那部流畅且充满怀旧色彩的回忆录《昨天的世界》时,流露出一种同情与轻蔑交织的情绪:他对他周围的现实视而不见,随后又成为了其牺牲品。
她没有公开哀悼自己的流亡;自我戏剧化可能会陷入庸俗的感伤。紧迫的问题是她能做些什么。当时欧洲和美国知识分子在战时的情绪是绝望的,或者在她看来,更准确地说是无能为力。“屈从于单纯的瓦解过程已成为一种不可抗拒的诱惑,不仅因为它披上了‘历史必然性’的伪装,而且因为除此之外的一切都开始显得毫无生气、苍白、毫无意义且不真实。”她要为这场讨论注入生命、血液和意义。1946年,在回想起本雅明于恐怖的1940年去世时,她写信给一位朋友:“在我们的时代,你必须非常痛恨谋杀,才能逃脱自杀的诱惑力。”
到四十年代中期,她开始分析席卷德国和苏联的灾难。她认为,极权主义与过去的政治秩序彻底决裂。对于那些不承认任何限制的领导者所建立的政权来说,传统道德、“人权”以及民主与专制的古典分类——所有这些都无关紧要。由纳粹和斯大林主义意识形态创造并由恐怖手段强制执行的革命,旨在改变现实本身。
阿伦特分段撰写她的书,其中大部分是在她位于西九十五街狭小公寓的一个挤在角落里的微型书桌前完成的。她在包括《党派评论》(Partisan Review)在内的杂志上发表了部分内容,然后将作品汇编成三个部分——关于反犹主义、帝国主义和极权主义。《极权主义的起源》(The Origins of Totalitarianism)最终被如此命名,它具有令人兴奋的难度,涵盖范围广且充满典故——是历史、文化批评和政治理论的结合体。在写作过程中,阿伦特学习了大量关于英语周期句(periodic sentence)的节奏和分量,并将其运用得极具杀伤力。书的最后几页对集中营进行了身体和哲学层面的描述,其隐含的意义与战争结束时在电影院放映的新闻短片一样令人不安。集中营在谋杀囚犯之前先摧毁了他们的身体和精神;整个群体可以通过官僚化的恐怖而被变得“多余”。《起源》于1949年完成,1951年出版,并很快被视为政治理论的现代经典。它给读者留下了一个不安的问题:在一个充斥着大规模宣传和对独裁者崇拜的时代,健康的政治能否繁荣?
卡津访问了阿伦特和布吕歇在纽约的第二套公寓,那是一个俯瞰晨边公园的“阴暗幽暗”的地方。当时有一名房客与他们同住。(卡津听到了马桶冲水的声响。)在回忆录中,他回忆起阿伦特以欧洲风格款待朋友,提供“糖果、蜜饯、饼干和‘波特酒’”。丈夫、妻子和客人们陷入关于伟大思想家的激烈争论。“马克思-柏拉图-黑格尔-海德格尔-康德-卡夫卡-雅斯贝尔斯!”是卡津对此的诙谐概括。阿伦特和布吕歇基本完整地着陆了。她的欧洲思维被精炼并平稳地过渡到了英语中。她受益于美国人对欧洲文化的渴求。在1951年《文学周六评论》(The Saturday Review of Literature)将她放在封面之后,她给一位德国朋友写了一封信:“我有没有写信告诉你,一周前我成了‘封面女郎’,不得不看着所有报摊上的自己?”
从1949年开始,阿伦特多次返回德国,但在1964年一次非同寻常的德国电视采访中,她说她不认为自己是德国人,而是一个犹太人。年轻的采访者君特·高斯(Günter Gaus),
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询问她心中还剩下什么样的欧洲,她回答道:“剩下的是语言……发疯的并不是德语。”她无法被驱逐出歌德和莱辛的诗歌与散文,也无法被驱逐出布莱希特、本雅明和赫尔曼·布罗赫(Hermann Broch)等现代作家的世界。
托马斯·迈耶(Thomas Meyer)的新传记《汉娜·阿伦特:思想的一生》(Hannah Arendt: A Life of the Mind,企鹅出版社;谢莉·弗里希译)一个并不那么隐秘的意图,就是将她重新定义为一名德国女性、作家、思想家,以及出版界和学术界的现象,而不仅仅是一个美国现象。迈耶在慕尼黑大学教授哲学,且是一位作品发表广泛的作家,他收集了大量关于阿伦特的家庭、教育、在德国的出版生涯以及战后名声的信息。不过,当迈耶让阿伦特本人那夸张且具有掌控力的声音推动故事前进时,阿伦特的形象才变得最为生动。
“对我来说,问题在某种程度上是:要么学习哲学,要么淹死自己,”阿伦特在回忆自己十四岁时的情景时曾这样说道。这个说法令人信服。在康德的城市柯尼斯堡长大,她一直害怕无法理解某些事物。康德的作品就摆在家的图书馆里,她阅读这些作品以寻求慰藉。在路易丝女王学校(Königin-Luise-Schule),她学习拉丁语、希腊语和法语,但在毕业前离开了学校。她后来提到,在一名教师冒犯了她之后——是否是一句反犹太主义的言论?——她带领同学们抵制该教师的课程,随后被开除。尽管如此,在1924年,她进入马尔堡大学就读,当时学生们正纷纷涌向马丁·海德格尔的讲座。
海德格尔在继承其老师埃德蒙德·胡塞尔(Edmund Husserl)的基础上与其决裂,大胆地试图抛开学术哲学的常规问题,回归到“事物本身”,回归到实际生活中的存在。海德格尔将人类存在描述为 Dasein,字面意思是“在此存在”。我们发现自己被推入一个已经在运行的世界,被物体和人们环绕,不可逆转地随时间向死亡前进。危险在于屈服于传统和普遍观点,变成他人所期待的样子。“每个人都是他人,没有人是自己,”海德格尔写道。

“他们说,检验一个真正厨师的标准是做出完美的欧姆蛋,并为此收取28美元。”
真实的存在要求人们毫不逃避地面对自己的死亡。阿伦特显然处于抑郁状态并深信生命毫无意义,她发现他的教学具有电击般的震撼力。他挖掘柏拉图和其他古典文本,从中提取出至关重要的新含义。正如她后来写道:“海德格尔从不‘关于’某事思考;他思考某事。”
他三十五岁,已婚,有两个儿子,是一个英俊的男人,留着修剪整齐、微卷的胡须,目光锐利。阿伦特十八岁,下巴线条柔和,拥有一双美丽且充满渴望的眼睛。他们开始了婚外情。他写给她的信件带有传统的德国式浪漫。“恶魔攫住了我,”他写道,“你那像祈祷般静静交叠的爱之手,以及你闪光的额头,通过女性的蜕变守护了它。”(海德格尔本可以为瓦格纳写剧本。)在一段她为海德格尔写的自白式素描中,她表达了对“唯一之人的坚定奉献”。尽管如此,在海德格尔温柔的鼓励下——难道他的妻子起了疑心?——阿伦特离开马尔堡前往海德堡,在卡尔·雅斯贝尔斯(Karl Jaspers)的指导下撰写关于圣奥古斯丁的论文。在接下来的两年里,她继续在海德格尔出差期间与他见面。
完成论文后,她嫁给了在马堡海德格尔的一次研讨会上结识的男子君特·斯特恩(Günther Stern),即后来的君特·安德斯(Günther Anders)。她的生活在继续,但她对海德格尔的评价并未改变:她从未否认他的思想力量。然而,1933年,当海德格尔就任弗赖堡大学校长时,他发表了一篇赞美新政权的荒唐演说。阿伦特对他拥抱希特勒运动的行为感到震惊。后来在回忆纳粹夺权时,她说,普通德国人的行为令她惊讶程度较低,而知识分子迎接希特勒时所持的那些“fantastische”(奇幻的)观点才更令她震惊。海德格尔,这位关于本真性和独立思考的哲学家,竟成了其中一员,屈从于恶毒的政治陈词滥调。
阿伦特离开了知识分子的生活,直接为处于危险中的犹太人工作。应一个
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犹太复国主义组织的请求,她开始在普鲁士国家图书馆收集俱乐部、专业协会等机构记录中关于反犹主义的证据。警察逮捕了她并将其关押了大约一周,随后她被神秘地释放了。几十年后,她告诉高斯(Gaus),她当时信任那名警官是因为“他有一张如此开朗、体面的脸”。这是虚构的吗?剧作家珍妮·林·贝德(Jenny Lyn Bader)在她的剧作《斯特恩夫人漫游普鲁士国家图书馆》(Mrs. Stern Wanders the Prussian State Library)中接受了这一挑战,该剧将于9月12日在百老汇外(Off Broadway)复演。她塑造了一个通过调情和推理来唤起警官善良本性的阿伦特。无论实际发生了什么,阿伦特都没有久留。到1933年10月,她已身在巴黎。
在那里,她与斯特恩重新团聚,尽管他们的婚姻在名义之外已经结束;直到1936年他前往纽约,两人才最终分居。阿伦特在“青年阿里亚”(Youth Aliyah)工作,该组织将主要在法国无法就业的犹太难民青少年送往巴勒斯坦的基布兹(kibbutzim)。其中许多人的健康状况糟糕。阿伦特协助在巴黎郊外组织了一个营地,让这些青少年在那里进食、恢复健康,并学习农业和语言技能。这是她最接近为人父母的经历。根据迈耶(Meyer)的说法,她帮助救了120名年轻人,但直到几十年后与高斯的对话之前,她从未公开谈论过这项工作。迈耶重建了救援背后的官僚和财务机制,这是其著作中真正有价值的贡献之一。
迈耶费心挖掘阿伦特生活中的德国延续性。他追踪她前往战后的德国,在那里,作为她参与犹太文化重建工作的一部分,她追踪那些“无继承人”的犹太财产,包括原主人已被谋杀的书籍;这些书籍将被主要分发给以色列、美国和其他国家的图书馆及犹太机构。在1950年的其中一次旅行中,在经历了近二十年的沉默之后,她在弗赖堡寻找海德格尔。尽管海德格尔并没有表现出极大的悔意,但她或多或少原谅了他;一段艰难的友谊得以恢复。
迈耶在档案研究上的勤勉扩充了阿伦特生活的记录,但他所依赖的信件和机构记录很少能体现出阿伦特那多变的性格,以及思想与行动的交织;他也仅对阿伦特生命不同阶段的身体形象进行了极少量的描绘。伊丽莎白·杨-布鲁尔(Elizabeth Young-Bruehl)1982年的传记《汉娜·阿伦特:为了对世界的爱》(Hannah Arendt: For Love of the World)依然不可或缺,它是对阿伦特思想的权威阐述,以及对其情感生活的详细且敏感的刻画。在迈耶笔下,这位冒险家有时退化成了一个职员。
在二十世纪五十年代中期,阿伦特将研究重心从政治灾难的起源转向了政治健康的条件。她此前一直在探讨马克思主义是如何演变为极权主义的;而1956年的匈牙利革命在被苏联军队镇压之前,提供了一个人们为自己创造政治生活的显著范例。她虽然放弃了那个研究项目,但其中一些关注点进入了《人类境况》(1958),这是一次对她所谓的 vita activa(积极生活)的深远探究。
阿伦特将人类活动分为:劳动(labor),即维持生命的生物过程;工作(work),即创造物体并构建一个持久的人类世界;以及行动(action),即人们共同说话和做事这种不可预测的行为。行动最令她感兴趣。在古希腊城邦中,公民以平等身份彼此出现,参与一个共同的世界,并开启那些他们永远无法完全控制结果的事业。她写道:“‘多元性’是人类行动的条件,因为我们都是相同的,也就是说,都是人类,但这种相同的方式使得没有任何一个人与任何曾经生活过、正在生活或将要生活的人完全相同。”
她认为,现代社会提升了劳动和消费的地位,却任由公共领域萎缩。随着她所谓的“社会性”(the social)的兴起,公共生活日益变成了对一个扩大化的家庭进行管理,即管理生产、福利和集体需求。然而,在阿伦特看来,自由是某种更苛刻的东西。它要求人们在一个每个人都有发言权的公共领域中共同行动。
美国在其形成之初,曾短暂地证明了这种行动如何能在古代城邦之外生存。根据直率的约翰·亚当斯之见,美国革命在与英国开战之前,就已经在人们的思想和心中开始了;阿伦特将这些转变定位在美国的城镇议会中,公民们在那里讨论地方事务。
“我想知道我们服用了什么药。”
革命创造了公共自由的空间,而宪法则赋予了权力一种持久的形式,阿伦特将权力理解为人们协同行动时产生的东西。在《论革命》(1963)中,相比于法国人,她更倾向于美国人,因为后者从事的是建立制度和分配权力这种不光彩的艰苦工作;而法国人关于单一“公意”的幻想,则演变成了正义之名下的派系斗争,试图互相残杀。
她爱上了开国元勋、《联邦党人文集》和宪政主义。然而,她对美国胜利的描述也传达了失望。托马斯·杰斐逊的“追求幸福”保留了较早时期的“公共幸福”之意,即参与城镇会议、议会和国会的快感。然而,这种含义逐渐淡化,“追求幸福”变成了追求财富,并最终变成了将消费主义作为一种生活方式。
虽然能把握住的东西不多,但她继续赞美小型、自组织的团体:匈牙利革命中的公民委员会;美国六十年代民权运动和反战运动的组织委员会。在这样的团体中,公民至少能逃离大众媒体的支配,而她恐惧并厌恶大众媒体。她本能地欣赏秩序、文明和公共辩论。但与许多战后保守主义者不同,她并不寻求回归宗教或传统价值。支撑这些价值的世界已被粉碎。相反,她在废墟中寻找个人和政治正直的源头。她写道:“既然人内心包含着一个他永远无法摆脱的伙伴,那么他最好不要与谋杀者或谎言者为伍。”
阿伦特的政治理想有一个性格上的对应面:她喜欢近距离的思考与友谊,喜欢那些能够直接回应彼此的人。1959年,阿伦特和布吕歇在西109街与河滨大道交汇处买了一套不错的公寓。她拥有河景,并且第一次有了充足的空间来款待她的美国及流亡者社交圈。诺曼·波多雷茨一直关注着如何“获得成功”,他认为能收到她跨年派对的邀请是一次绝对的胜利。而始终忠诚的卡津在她的人际关系中看到了一种近乎渴求的东西,这或许与她所承受的丧失感有关。在阿伦特的一首未发表的诗中,她写道:“生存。 / 但人如何与死者共处?告诉我, / 他们的陪伴之声在何方, / 他们曾经的姿态又在何方?”
我们之中那些想要直接感受她身体存在感的人——在阅读她的作品时很难不产生这种想法——最好的选择就是观看高斯访谈的视频。在五十多岁时,她的气场确实非常强大,但有时又显得近乎亲切,带着一种迅速出现又迅速收回的微笑。她用那沙哑的、被香烟损害的声音,缓慢而坚定地说话,像在波涛汹涌的大海中的船一样前后摇晃。情绪突然爆发。“当一个人作为犹太人受到攻击时,”她说,拍打着椅子的扶手,“一个人必须作为犹太人来自卫——而不是作为德国人、世界公民或人权捍卫者。”高斯巧妙地诱导出她的个人回忆和自我评估时刻,但她嘲笑那种坦白“我心中在想什么”的想法是不可能的。
在阿伦特公开拒绝涉足的地方,小说可以进入。在四十年前首次出版的非凡小说《一位令人钦佩的女性》中,美国作家、神学家兼编辑亚瑟·A·科恩创造了一个像阿伦特一样且毫无保留的角色。这部小说由 McNally Editions 在今年秋季重新发行,形式是一位被流放到纽约的德国犹太知识分子历史学家的回忆录。扮演阿伦特角色的埃里卡·赫兹描述了她在二十年代狂野的柏林、随后的纳粹早期阶段,以及最后在上西区的生活。她唤起了流亡者痛苦的社会适应过程,并分享了她对一切的感受,尤其是对她自己的感受。在评价自己的身体时,她赞美自己“光辉的头发,浓密、丰盈,一头巨大的发量,一片赤褐色的发海,像哈德逊河谷的树木一样红棕色”。其文字极其富有肉体感和感官色彩,天知道阿伦特的文字并非如此。科恩创造了一篇互文,一个关于阿伦特不为人知的感伤教育的华丽版本。
有时,我们仅从
一个痕迹中就能获得同样多的信息。在所有美国书籍中最有趣的一本——1954年的小说《机构图景》中,阿伦特的好友兰德尔·贾雷尔讽刺了一所进步主义学院(基本上就是萨拉劳伦斯学院)。在经历了无数冒险后,罗森鲍姆夫妇——一位前卫的维也纳作曲家及其歌剧明星妻子——如释重负地抵达了“本顿学院”。当谈到旅行的话题时,
那些忧郁的乡绅罗森鲍姆夫妇源于贾雷尔对他朋友们不断变化的感情。这对夫妇一个更具冲突的版本出现在玛格丽特·冯·特罗塔那部极具知识洞察力的电影《汉娜·阿伦特》(2012)中,由伟大的德国女演员芭芭拉·苏科瓦饰演阿伦特,阿克塞尔·米尔伯格饰演布吕歇。冯·特罗塔的刻画起初像卡津那样——一个社交活跃、深爱丈夫、在美国生活幸福的女性。随后局面陷入混乱,苏科瓦目光炯炯,以一段由阿伦特的话语汇编而成的七分钟关于知识自由的辩护结束了影片。这是电影史上最伟大的长篇修辞片段之一。
当然,引发混乱的是关于艾希曼的争议。应阿伦特的请求,本杂志在 1961 年将其派往耶路撒冷,报道党卫军中校阿道夫·艾希曼的审判,他在组织大规模屠杀犹太人的行动中扮演了核心角色。她的报道在 1963 年 2 月和 3 月的连续五期杂志上刊登,随后几乎立即被重新出版为书籍,书名为《耶路撒冷的艾希曼:关于平庸之恶的报告》。她遭到了广泛的攻击。其中一些攻击——无论是来自有组织的犹太团体还是个人作家——与其说是批评,不如说是霸凌:恶毒、针对个人且全面。他们坚称,阿伦特是一个自我厌恶的犹太人,将犹太人的毁灭归咎于犹太人本身;她用“平庸之恶”这个词为艾希曼的罪行洗白。
实际的文本不仅记录了审判,还记录了
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艾希曼在各个国家开展行动的运作方式,其中充满了这个男人冰冷的决断,以及对党卫军所造成后果的、被克制的明显痛苦。从传统意义上讲,艾希曼并不愚蠢,但正如阿伦特所论证的,他没有“思考”的能力——也就是说,他无法在意识中接纳任何与其对工作和上级的忠诚不一致的现实或观点。作为一个由个人野心和极权组织塑造的“可怕地正常”的产物,他几乎没有一个可以被违背的自我。在这个意义上,他的恶是平庸的。阿伦特得出结论,他应该被绞死。
她报道中最令人生厌的部分是关于“犹太委员会”(Judgement)的十页左右内容,这些委员会(这次是糟糕的委员会)是纳粹与犹太社区领导人共同设立的。根据劳尔·希尔伯格在权威历史著作《欧洲犹太人的毁灭》(1961)中的记载,其中许多领导人为纳粹提供了犹太人的住址,甚至是财产清单。这些领导人处于一个绝境之中,或许认为通过合作可以救下百分之十的人,或者万分之一千的人。我们中没有人知道自己在同样的情况下会如何表现。阿伦特批评了这些人,但从未说过犹太人应对自己的毁灭负责。她确实主张,如果没有这些委员会的顺从,会有更多的人幸存下来。
《耶路撒冷的艾希曼》是一本出色的书,论点强劲且事实丰富,但其写作风格带着一种毫不掩饰的知识分子式的轻蔑,许多人认为这冷酷无情。在《评论》(Commentary)杂志中,波多雷茨在评论的结尾写下了痛苦的抗议:“纳粹摧毁了犹太民族的三分之一。以所有人性之名,幸存者难道永远不能停止自我苛责吗?”就像易卜生的角色一样,阿伦特过于骄傲,不愿为了方便他人理解而简化她的思想。她还拒绝了当时在讨论大屠杀时日益流行的情节剧风格,以及她察觉到在以色列正在形成的一种趋势:试图将大屠杀变成一种国家宗教,以此为侵略正名。
有一段时间,朋友和同事们纷纷离她而去,包括一些曾经崇拜她的纽约团体成员;有些友谊再也没能恢复。而始终支持她的玛丽·麦卡锡宣称,针对阿伦特的攻击活动“规模已等同于一场大屠杀(pogrom)”,并告诉她,她们可以“一起享受这种被牵连的罪恶感”。
海因里希·布吕歇于 1970 年去世,享年 71 岁。“在两个人之间,有时——虽然极少——会生长出一个世界,”阿伦特在写给海德格尔的信中这样描述她与布吕歇的爱情,“那时,那里就是人的故乡。”她陷入了丧亲之痛,但身边仍有留下的朋友。其中两人向她求婚——政治学家、同样是德国犹太流亡者的汉斯·J·摩根索,以及 W. H. 奥登,后者建议他们可以互相照顾。她拒绝了这种在痛苦中协作的提议。在余生中,她继续大量地就公共事务发表演讲和写作,尤其是关于《五角大楼文件》和水门事件所揭露的官方谎言。
到那时,阿伦特究竟主要属于德国还是美国的知识生活,这个问题已不再那么重要,重要的是她灵魂中两者的相互作用。她的思考方式、她的形而上学渴望大多是德国式的,但在完成《极权主义的起源》之后,她的关注点则大多转向了美国。迈耶理所当然地强调,《极权主义的起源》和《人类境况》的德文版与英文版有所不同,尽管他从未完全阐明这些差异的程度或重要性。让她成名的职业生涯毫无疑问是美国式的。她的主要著作是在美国受托撰写、编辑并首次出版的,且通常是在美国杂志上成形后才出版。
在她的最后几年里,她越来越多地转向思考、意志和判断的本质;她想写一本书来绘制心灵活动的地图。她完成了关于思考和意志的部分;而计划中的第三部分——关于判断的部分——仍未动笔。1975年12月4日,汉娜·阿伦特在她的公寓中去世,享年69岁。她在招待朋友时心脏病发作。(《思考》在死后分三期发表在本杂志上。)
三十多年后的2007年3月,哲学家杰里米·沃尔德伦在《纽约书评》上发表了一篇题为《汉娜会怎么说?》的文章。沃尔德伦虽然钦佩阿伦特,但对其著作中“预言式的、痛苦的基调”以及追随者们的机械顺从持怀疑态度。他谴责那种习惯于引用阿伦特作品中的词句来阐释当前危机的普遍做法。(在2007年,当时的危机是“反恐战争”。)沃尔德伦写道,每种情况都是特殊的,我们应该独立思考,而不是依赖阿伦特。当然,他是对的,但这些文本不断地追赶历史,强行介入时事,与其说是幽灵,不如说是参与者。
在《极权主义的起源》中,阿伦特观察到,官僚专制掏空了立法机构:议会停止制定法律,行政机关通过法令统治。她描述了通货膨胀、失业以及稳定阶级的崩溃如何使大众陷入流离失所、孤立无援的状态,并被一种对现有世界的普遍仇恨所占据。一个运动——而非一个政党——组织起他们的不满,为真实且未解决的问题提供虚构的全面解释。其核心是一位绝对正确的领导人:他的话不可质疑,他的谎言被转化为一种运作的现实。成员必须适应这些虚构,其中掺杂着不同程度的轻信与愤世嫉俗;当追随者看到领导人撒谎的证据时,可能会因为其战术上的狡诈而更加钦佩他。他及其骨干侮辱并非人化局外人,随后这些人被剥夺权利,变为无国籍者,并被驱赶进拘留营。
这些虚构的最终目的与其说是为了让人相信,不如说是为了让人迷失方向。通过不断改变现实,政府可以瘫痪政治自由所依赖的判断和行动能力。在1973年为法国电视台录制的最后一次已知采访中,阿伦特再次谈到了公共谎言这一主题。根据死后公布的记录,她是这样说的:
如果每个人总是对你撒谎,结果并不是你会相信这些谎言,而是不再有人相信任何事情——而且这是正确的,因为谎言就其本质而言,必须被改变,可以说必须被“重新撒谎”。因此,一个在不同时期追求不同目标的谎言政府,必须不断地重写自己的历史。这意味着人们不仅被剥夺了行动能力,还被剥夺了思考和判断的能力。而面对这样的人民,你就可以随心所欲。♦
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书籍
美国助力创造了现代欧洲。它现在能将其摧毁吗?
作者:伊恩·布鲁马 (IAN BURUMA)
第二次世界大战结束后,在德国的美国占领区,每个主要城市都有一座“美国之家”(Amerika Haus)。那些能有遮风避雨之所便已算幸运的人们聚集在那里,阅读美国的书籍和期刊,观看美国电影,听关于美国的讲座,随着来自美国的爵士乐轻点脚尖。这项事业最初由美国军事政府办公室资助,后来由美国新闻署资助,其目的显然是为了向那些被纳粹宣传洗脑十余年的男女展现美国的正面形象。因此,这又是另一场宣传活动,但并非强硬之举,而是在自由与民主的掩护下进行的宣传。与第一次世界大战后盟军决定必须惩罚战败敌人的罪孽不同,这一次的目标是教育前轴心国如何成为合格的民主主义者,学习接纳个人自由和自由企业等备受推崇的美国价值观。文化被寄予了厚望。这其中不乏荒诞之处。一名在日本的美国陆军教育军官极其热衷地认为,教当地人跳方舞将有助于他们的民主化。秉持同样精神,美国占领政府指示日本的电影制片厂在银幕上展示一对日本夫妇接吻,以此作为美式公开表达情感的方式。由此引发的轰动之大,以至于 1946 年 5 月 23 日——这部名为《二十岁青年》的电影首映日——后来成为了“接吻日”。
曾在纳粹占领下生活的欧洲人不需要学习如何在电影中接吻。但美国试图在自身的指导和军事保护下建立一个全球民主联盟的努力,涉及大量的文化和政治教育(或再教育),而一旦冷战开始,这种尝试变得更加紧迫。人们担心士气低落且贫困的欧洲人——尤其是艺术家和知识分子——会被苏联的诱惑所吸引。因此,中央情报局(C.I.A.)资助了数十年的可靠亲美政党,以及艺术节、展览、音乐会和文学杂志,如柏林的《月份》(Der Monat)和伦敦的《遭遇》(Encounter)。其中很大一部分是出于美国政治自利与理想主义的结合。(在红祸恐慌的高峰期,为了对抗中央情报局和其他美国外交政策机构中的“红色分子”,参议员约瑟夫·麦卡锡派遣其信任的律师罗伊·科恩前往德国,清除“美国之家”图书馆中的颠覆性书籍。)
“美国和平”(Pax Americana)的伟大创造之一,就是政治学家格林·摩根(Glyn Morgan)所称的“美国式欧洲”(American Europe)。(他继承了其学科的习惯,喜欢用斜体短语来定义概念。)在他那本简短有力的著作《美国式欧洲的兴衰》(The Rise and Fall of American Europe,Polity 出版社)中,他认为“美国式欧洲”是由美国强加的一种新秩序。当时的观点是,必须解散英国、荷兰、法国、比利时和意大利的帝国,为一个一体化的、民主的欧洲让路。这将同时解决长久以来的德国问题:被嵌入一个联邦制的欧洲之后,德国将成为一个邻国可以安全共处的国家。
为了实现这一切并抵御共产主义的诱惑,欧洲经济首先必须从战争的废墟中走出来,并尽快恢复实力。因此有了旨在鼓励欧洲一体化的马歇尔计划。外交官兼外交政策思想家乔治·凯南(George Kennan)写道:“我们认为一个
如果北约(NATO)被掏空,欧洲作为一个整体可能无法在民粹民族主义中幸存。
插画:里卡多·托马斯 (RICARDO TOMÁS)
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整个欧洲经济长期存在的缺陷之一就是其过度碎片化……尤其是缺乏一个庞大的消费市场。”但肯南对欧洲的愿景不仅仅局限于经济。为了克服曾导致两次毁灭性战争的民族主义竞争,他敦促美国帮助处于低谷的欧洲人恢复其作为一个自信集体实体的“精神活力”。正如摩根所解释的,这意味着“美国的支持将迫使英国、法国和其他国家将自己视为欧洲人,而不是居住在独立民族国家中的民族主义者”。
摩根这本书的独创之处在于其主张:欧洲统一——首先是 1951 年的欧洲煤钢共同体,然后是 1957 年的欧洲经济共同体,最后是 1993 年的欧盟——更多是美国的创造而非欧洲的创造。他认为,战后欧洲是按照美国的形象塑造的。
传统观点认为,欧洲一体化的主要建筑师是法国人让·莫内(一名温文尔雅、蓄着胡须的干邑商人兼银行家)和罗伯特·舒曼(一名来自洛林省的严肃且虔诚的天主教政治家)。1950 年 5 月 9 日的《舒曼宣言》提议将法国和德国的煤钢生产置于一个共同机构的管辖之下,至今仍被欧盟纪念为“欧洲日”。德意志联邦共和国总理康拉德·阿登纳、意大利总理阿尔奇德·德·加斯佩里以及比利时社会党政治家保罗-亨利·斯帕克同样被视为欧洲的创始之父。
温斯顿·丘吉尔本人也支持某种形式的欧洲统一,但前提是不包括英国——英国与美国一样,将保持在欧盟之外,作为一个仁慈且自然地处于优越地位的大国。这成为了在(尤其是英国境内)被大肆宣传的“特殊关系”中的一个症结。从丘吉尔开始,许多英国领导人执迷于全球权力的幻想以及与欧洲“光荣孤立”的幻想,而这些幻想最终在脱欧的灾难中达到顶峰。相比之下,除了现任总统外,大多数美国总统更希望英国紧密地嵌入欧洲,这样它
可以作为一个可靠的美国盟友。摩根旨在修正这一人们熟知的欧洲一体化谱系。在他的叙述中,莫内和舒曼并非该想法的创始人。富兰克林·D·罗斯福长期反对欧洲帝国主义,这让他的战时盟友丘吉尔十分恼火;摩根主张,在欧洲领导人接受这一计划之前,罗斯福和杜鲁门政府的外交政策建制派成员就已经在制定统一欧洲的计划了。1943 年,美国资深外交官威廉·C·布利特在给罗斯福的一封信中指出,美国在“为被占领和被解放的国家建立行政机构时,将不得不……不仅建立民主行政机构,还要为欧洲民主政府的结合奠定基础,使其足够强大,以维护欧洲的民主,并防止布尔什维克取代纳粹成为欧洲的主宰”。
在越南战争期间担任林登·B·约翰逊国家安全顾问的沃尔特·罗斯托,此前也一直在制定战后计划,旨在通过经济合作将德国纳入西欧其他国家。摩根认为,罗斯托比莫内更早地想到了这个主意,而且事实上,罗斯托将他的观点传达给了这位在华盛顿特区度过大部分战争岁月的法国人。
摩根认为美国人在塑造战后欧洲方面发挥了极其重要的作用,这一点没错,但他低估了欧洲人的贡献,尤其是当他将莫内视为罗斯托的学生时。通过整合自然资源来防止欧洲大国(尤其是德国和法国)之间再次爆发战争的想法,早在第一次世界大战末期就由一位名叫艾蒂安·克莱门特尔(Étienne Clémentel)的法国政治家倡导。他呼吁建立一个基于相互依赖的“新经济秩序”。他的助手就是莫内,莫内曾在第一次世界大战期间建议将英国和法国的经济结合起来以击败德国。1940年,当法国再次被入侵时,莫内进一步建议建立法英联盟。这些想法都没有实现,但很明显,莫内不需要罗斯托来激发他的泛欧想象力。而且,法国人并非孤例。
其中一位较为有趣且古怪的统一倡导者是半日裔的奥匈帝国伯爵理查德·冯·库登霍夫-卡莱基(Richard von Coudenhove-Kalergi)。他于1923年出版的《泛欧》(Pan-Europa)一书引发了“泛欧运动”。在他对泛欧领导权的构想中,掌权者不一定是出身高贵之人,而应是充满“精神贵族”气质的绅士——这一观点与肯南关于“精神活力”的 notion 也许相去不远。库登霍夫-卡莱基的运动同样没能取得太大成就。但关于将贝多芬的《欢乐颂》作为欧洲赞歌的提议得以延续;它至今仍在欧盟的正式场合中演奏。
1941年,意大利反法西斯主义者发表了《文托泰内宣言》(Ventotene Manifesto,以他们被囚禁的一个小岛命名),呼吁建立一个联邦社会主义欧洲。希特勒帝国内部的德国异见人士,例如与赫尔穆特·詹姆斯·冯·莫尔特克(Helmuth James von Moltke)相关的克赖绍圈子(Kreisau Circle)——莫尔特克于1945年被纳粹以“叛国罪”处决——也制定了战后欧洲联盟的计划。该圈子的许多成员同样是贵族,其中一些人与库登霍夫-卡莱基志同道合。而纳粹本身也拥有泛欧理想,尽管是在“主宰民族”(Herrenvolk)的坚定统治之下。
战后泛欧主义还有另一面,很难将其与20世纪的美国建制派联系起来:大多数创始人的深厚罗马天主教背景,这使他们更容易接受超国家秩序。阿登纳、德加斯佩里和舒曼都是虔诚的天主教徒,而莫内虽然不是宗教人士,但出生于一个虔诚的天主教家庭。阿登纳还是一个莱茵兰人,他厌恶德国大部分是新教徒且具有普鲁士色彩的东部地区。据说每当他的火车在前往柏林的途中跨过易北河时,他都会喃喃自语道“又是亚洲”。对他而言,西方在古罗马帝国的旧边界处结束,而该边界横穿了日耳曼领土。古罗马并非他唯一的模型。1949年至1952年期间担任美国驻德高级专员的约翰·麦克洛伊(John McCloy)回忆道,阿登纳谈论神圣罗马帝国时,就好像那是近现代史一样。这种天主教血统加剧了英国对欧洲一体化的怀疑。同样在天主教环境下长大的记者雨果·杨(Hugo Young)在他的书《这片神圣的土地》(This Blessed Plot)中观察到,这种
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感觉并不局限于迷信。在那些将舒曼计划视为梵蒂冈阴谋开端,甚至更离奇地将其视为试图重建神圣罗马帝国的人群中,这种感觉获得了一种强烈的政治表述。”
然而在德国,对于亚登纳试图通过欧洲一体化和北约(NATO)将联邦共和国锚定在由美国领导的西方联盟之中的努力,最强烈的反对并非来自复仇主义的右翼,而是来自左翼。由库尔特·舒马赫领导的社会民主党对美国持怀疑态度,并希望将德国作为一个中立国家在欧洲中心实现统一;舒马赫是一个性格乖戾的人物,曾因反抗纳粹而遭受极大的苦难。对他而言,与美国签署防御协定是不可接受的,因为这威胁到将国家分裂为两个敌对国家的局面永久化。亚登纳则得出了相反的结论。他认为,加入北约是恢复西德主权和重新武装权利最可靠的途径。至于这同时也巩固了德国的分裂,对他来说完全可以接受。
德国的重新武装依然令法国人感到不安,在一段时间内,建立一支欧洲军队似乎提供了一种解决方案。1950年,莫内协助制定了《普莱文计划》,该计划拟将西德军队置于一个超国家的欧洲国防共同体之内。该项目在1954年失败,当时仍被德国军国主义阴影笼罩的法国议会拒绝批准该计划。西德在次年加入了北约。
因此,北约成为了“美国式欧洲”的主要支柱之一。尽管在形式上与欧洲经济共同体以及后来的欧盟相分离,但它在确保美国领导地位的同时,加强了欧洲内部的合作。马歇尔计划和欧洲一体化助力实现了三十年的快速增长和繁荣提升,这段时期被法国人称为 les trente glorieuses,即“光辉的三十年”。这一成就建立在美国的安全保证之上。在亚洲,1951年签署的《美日安保条约》为日本建立了类似的安排。
无论摩根将战后西欧视为在很大程度上是美国的创造是否正确,或者欧洲人是否扮演了比他所承认的更重要的角色,“美国式欧洲”是
《野蛮景观》 (The Savage Landscape),作者:卡尔·弗林 (Cal Flynn)(维京出版社)。在一个充斥着人类干预的世界里,被视为“荒野”意味着什么?为了寻找答案,弗林前往多个偏远地点——包括特兰西瓦尼亚阿尔卑斯山、莫桑比克的尼亚萨特别保护区以及南极洲附近的南冰洋。这些旅程让她得出结论:荒野是一个“否定性的定义,一种缺失”。一方面,野生之地日益受到奖杯狩猎产业、科学研究和企业开发的影响。但另一方面,弗林认为,荒野意味着能够“向所有存在、所有创造、所有一切的浩瀚敞开心扉”。
《存在》 (Presence),作者:埃琳·马格拉克 (Erin Maglaque)(Astra出版社)。这部关于“女性身体的隐藏历史”揭示了分娩等自然过程是如何被不断变化的医学观念和社会安排所塑造的。马格拉克利用医生的病例簿、助产手册、家庭食谱集、法庭证词、私人信件等资料,构建了一种有机地编撰的目录,索引了从十六世纪到十九世纪女性对其身体的体验。她的叙述由深刻的实例组成。例如,哺乳这一“理应简单且自然的姿态”,在十八世纪开始受到一种“粗鄙的道德主义”的支配,此时这一行为“成为了感伤母亲形象的主要场景:是出于一种被严格定义的母爱”而为之,而非作为一项有偿工作。
《一切皆河》 (It’s All River),作者:卡拉·马德拉 (Carla Madeira),由艾莉森·恩特金 (Alison Entrekin) 从葡萄牙语翻译(Liveright出版社)。这个充满情欲且痛苦的故事讲述了性工作者露西如何潜入一对夫妇的生活。露西的执念始于她在妓院遇到该丈夫,而对方拒绝了她(这是第一次——露西非常受欢迎)。从那时起,她采取了日益极端的手段来诱惑他。与此同时,这对夫妇婚姻中的秘密——包括丈夫暴力的嫉妒心——逐渐展开。尽管马德拉的文字有时过于华丽,但她成功地将三个引人入胜的角色视角交织在一起,并且考虑到这部小说的篇幅相对较短,她唤起了一种令人印象深刻的情感广度。
《洗发水效应》 (The Shampoo Effect),作者:珍妮·杰克逊 (Jenny Jackson)(Pamela Dorman出版社)。在这部语气轻松的小说开头,主角卡罗琳最近被一个心不在焉的男人冷处理(ghosted),她曾在本杂志上发表过一篇故事。在一次反常的冲动之举下,她决定辞职全职写作。由于她的母亲是一位成功的作家——且很可能是一个自恋者——这个决定变得很复杂。但很快,卡罗琳发现自己身处马萨诸塞州的一个海滨驻留地,并在那里爱上了一个当地人。随着她结识对方的童年好友(杰克逊对这些人物的刻画十分生动),情况变得更加复杂;结果发现,该群体中的一人怀了他的孩子。这部小说最终是对人生中一个特定阶段的研究,在这个阶段,友谊在家庭成员增加和野心实现的过程中经受考验。
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显然是一个精英项目。莫内、肯南、舒曼、罗斯托和麦克洛伊与民粹主义者截然相反。有些人甚至可能认为自己是库登霍夫-卡莱基所说的“精神贵族”:受过高等教育的国际主义者,习惯于相信自己知道什么是最好的,并承担起设计新世界秩序的责任。美国化的欧洲是从顶层构建的,这就是为什么以唐纳德·特朗普总统为首的美国民粹主义者以及欧洲许多右翼政治家无法忍受欧盟的原因。
特朗普将欧盟描述为一个“衰败的”国家群体,其中许多国家“将不再是可行国家”。他警告称,“移民问题及其自杀式的能源构想都将成为西欧的死因”,而他的国家安全战略则阴暗地唤起了“文明抹除”的意象。在一次纪念诺曼底登陆的演讲中,国防部长皮特·海格塞斯(Pete Hegseth)宣称:“遗憾的是,今天,不同的欧洲海滩正被不同的、危险的意识形态所冲击。在西班牙、意大利、希腊和保加利亚的海滩上,船只和人员不断抵达。欧洲各国首都何时才会针对这次入侵采取行动,还是说已经太迟了?”他所谈论的,
当然,不是纳粹或俄罗斯人,而是绝望的难民。
在科技寡头中,特朗普的一些主要支持者也加入了 MAGA 反对欧盟的运动。埃隆·马斯克在 X 上宣称,“欧盟应该被废除,主权应归还给各个国家”。他还称极右翼的德国选择党(Alternative für Deutschland)为德国的“最后一点希望之火”。AfD 与欧洲其他极右翼政党一样,认同 MAGA 对欧盟的敌意,并持有同样的理由,即一个精英主导的超国家项目正在摧毁国家认同。
美国总统对北约(NATO)的蔑视与其对美国欧洲盟友的看法一致。2024年,特朗普引用了一位未具名的欧洲领导人的话,他说对方曾询问他,如果一个北约盟友遭到俄罗斯入侵,美国是否会帮助保护,而这正是《北大西洋公约》规定每个成员国必须履行的义务。“不,我不会保护你,”特朗普回答道,“事实上,我会鼓励他们随心所欲地做任何想做的事。你得付钱。你得支付你的账单。”这不仅仅是蔑视;这是华盛顿对“美国欧洲”核心前提的一次否认。摩根(Morgan)指出了导致这一局势转变的各种原因。
美国右翼的部分势力长期以来对俄罗斯持有好感。他提到了帕特·布坎南(Pat Buchanan),后者赞同地引用了普京的说法,称俄罗斯正在捍卫“传统价值”,对抗一种“所谓的”、“无性别且不育的”宽容。此外,中国的崛起使华盛顿的战略重心从欧洲转移,削弱了北约在美国关注事项中的中心地位。但摩根认为,现任政府对“美国欧洲”发动战争的主要原因在于国内的文化战争。他认为,当今美国发生的事情“是一场由民粹民族主义者和技术加速主义者发起的、旨在推翻婆罗门左翼的内部精英斗争”。
因此,主要目标与其说是欧洲机构和北约,不如说是与这些机构相关的美国精英。“欧洲”成为了移民、福利国家以及旨在限制新媒体巨头传播虚假信息之言论自由法的代称。摩根将这种新兴的 MAGA 意识形态称为文明美国(同样是他的斜体),并认为它准备取代“美国欧洲”。他写道,“美国欧洲的社会自由主义价值观将在一个新的文明美国中被抛弃”。这是一个奇怪的短语;“文明”通常暗示一种广泛且多元的文化继承,而摩根的文明美国则结合了基督教狂热、经济自由至上主义和种族沙文主义。尽管如此,人们仍能明白他的意思。
针对受过高等教育的精英阶层(无论是自由派还是传统保守派,尤其是那些构建了“美利坚和平”体制的人)的深层阶级愤恨是真实存在的。这种情绪还远远超出了美国的范围。欧洲的右翼民粹主义政党——包括德国的选择党(AfD)、荷兰的自由党、法国的国民联盟以及改革英国党(Reform UK)——利用的正是极其相似的愤恨。这种亲缘关系有助于解释为什么 J. D. Vance 利用慕尼黑安全会议向欧洲的政治建制派训诫移民以及“内部威胁”的双重危险,随后又与 AfD 领导人之一的爱丽丝·魏德尔(Alice Weidel)进行了私下会面。
美国的文化战争显然是故事的一部分。然而,欧洲的右翼民粹主义在 MAGA 出现之前很久就已经在增强力量。
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自 20 世纪 70 年代以来,极右翼政党一直在利用法国、英国、比利时和荷兰等国家对前殖民地臣民和移民工人到来的焦虑。理查德·贝塞尔(Richard Bessel)在他那本实用的小书《战后欧洲:极简导论》中写到了比利时最极端的弗拉芒民族主义政党:“通过在 20 世纪 80 年代后期关注移民问题,弗拉姆斯块(Vlaams Blok)在 1987 年和 1991 年的大选之间,其得票数增长了三倍多。”贝塞尔还提醒我们,在英国,一名工党议员在 1964 年被一名右翼保守党人击败,而那次竞选活动因一句臭名昭著的口号而闻名:“如果你想要一个黑——作为邻居,就投工党。”
这种民族主义的、反移民的、“血与土”的右翼势力直到近几十年才重新回到战后欧洲政治的主流,因为大西洋两岸的煽动者开始散布恐慌,声称穆斯林威胁着他们所谓的“犹太-基督教文明”,并声称白人基督徒正被阴险的外来者“取代”,而自由派精英据称为了赢得选票而纵容这些外来者。
然而,这场冲突远早于“文明美国”或“美国化欧洲”。自 19 世纪以来,西方世界在两种相互竞争的国家观念之间分歧:一种是将国家视为血缘和信仰的共同体,另一种是将国家视为拥有平等权利的公民组成的民主国家。从托马斯·杰斐逊到阿里斯蒂德·布里昂(Aristide Briand),自由主义者主张政教分离。右翼民族主义者(在某些国家比在其他国家更强大)厌恶自由主义、世俗主义和种族平等。在法国,19 世纪 90 年代的德雷福斯事件使这场冲突显得尤为尖锐。在犹太裔陆军军官阿尔弗雷德·德雷福斯(Alfred Dreyfus)被诬告叛国后,所谓的“德雷福斯派”(捍卫法国犹太人公民权利的世俗共和派)与围绕教会和土地集结的“反德雷福斯派”相对峙。
这种分裂贯穿了整个西方。事实上,许多 19 世纪末和 20 世纪初的德国民族主义者甚至不认为自己是西方的一部分,因为他们将“西方”与法国共和主义、英国自由主义和美国资本主义联系在一起。托马斯·曼(Thomas Mann)——他后来改变了对这些问题的看法——认为第一次世界大战期间的德国是在为自己独特的民族灵魂而战,对抗一个被理性主义腐蚀的、浅薄的唯物主义西方文明。德国和其他欧洲反动分子最常将这种“西方”观念与美国联系在一起。德国人拥有“文化”(Kultur),法国人拥有“文明”(civilisation),而毫无根基的美国人只有现金。美国对移民的相对开放被视为颓废;世界主义和国际主义则是蔑视的对象。现在,角色反转了。在华盛顿政府的支持下,“美国优先”的意识形态者用几乎与当年欧洲反动分子攻击美国相同的措辞来谴责欧洲。而美国国务院现在正以其曾经向支持欧洲一体化者提供的慷慨资助,去资助那些仇视欧洲一体化的欧洲右翼分子。
那么,如今谁代表西方?是摩根的《文明美国》(Civilizational America)?是埃马纽埃尔·马克龙总统以及其他将欧洲视为自由西方价值观最后堡垒的人?还是欧洲和美国那些声称在捍卫犹太-基督教文明以对抗伊斯兰教及其他异端信仰的右翼民粹主义者?哪种愿景最有可能占据上风?摩根的倾向很明显。他是一个鄙视 MAGA 的自由主义者。但他对欧洲的预测却十分暗淡。“‘美国化的欧洲’已经结束了,”他写道,“如果欧洲想要繁荣,就必须与‘文明美国’达成妥协。”
是的,但如何妥协?加拿大总理马克·卡尼在 1 月的达沃斯会议上谈到了美利坚和平(Pax Americana)的终结,期间一次也没有提到唐纳德·特朗普。他的答案是,“中等强国必须共同行动,因为如果我们不在餐桌旁,我们就会变成菜单上的菜肴。”这种“共同行动”具体意味着什么,他并未说清。欧洲已经在尝试减少在安全方面对美国的依赖。德国武器制造商正在扩大生产,整个欧洲大陆的国防预算都在上升,尽管程度不一。然而,德国的军事扩张引起了法国的焦虑,而工业竞争也多次挫败了联合项目。而且,正如摩根所观察到的,美国在财务、军事和技术方面依然远超欧洲,以至于“任何显著程度的战略自主显然是一个遥远的、需要几代人才能实现的目标”。问题是:在此期间,欧洲该如何保护其自由主义制度?
如果“文明美国”将北约(NATO)变成一个空壳,那么在民粹民族主义时代,欧盟可能也无法作为一个可行的实体生存下去。欧洲可能会退回到由非自由主义民族主义政府统治的民族国家集合体,而这些政府将满足于顺从“文明美国”。摩根将此描述为欧洲的“日本化”——由“腐败政治家领导的单一政党统治”,他们将为了换取美国的保护而满足美国的一切要求。
当然,这假设了 MAGA 将继续主导美国政治,且右翼民粹主义者将在欧洲大部分地区掌权。但即便 MAGA 没有比特朗普更长久,未来的总统也不太可能简单地恢复原状,并在自由主义精英的领导下重启美利坚和平。而且,这样的恢复也并非好事。欧洲人和日本人有充分的理由减少对美国的依赖:摩根所称的“日本化”这种从属关系本身就是一种耻辱,而且通过免除政治领导人对其自身安全的责任,它会腐蚀自由民主。
也许并非一切都已失去。特朗普时代仍可能引发像脱欧(Brexit)那样强烈的反弹。2016 年,脱欧支持者想象其他欧洲国家会效仿他们,欣然地作为获得解放的民族国家恢复绝对主权。但没有一个国家这样做。相反,脱欧成了一个警告,告诫人们不要走这条路。特朗普治下美国的景象可能会产生类似的效果。甚至包括意大利右翼总理乔治亚·梅洛尼在内的部分特朗普欧洲崇拜者,也已开始与他保持距离。特朗普以其好战且笨拙的方式,最终可能会实现美国政府中的自由主义者曾经如此努力想要达成的目标——让欧洲人首先将自己视为欧洲人。♦
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艺术世界
波普.L 令人愉悦地拒绝被解读。
作者:扎卡里·法恩(ZACHARY FINE)
我们熟悉这样一种观点,即艺术是疯狂的一种升华形式,但艺术家波普.L(William Pope.L)则喜欢暗示情况恰恰相反。他的主要作品包括《ATM作品》(1997),在其中他仅穿着 Timberland 靴子和一条由美元纸钞制成的裙子,用一串香肠将自己系在一家大通银行(Chase bank)的门上;以及《吃掉《华尔街日报》》(2000),该作品涉及他坐在一个高起的马桶上,每天连续数小时、持续数日地食用该报纸,并配以番茄酱和牛奶作为点缀。对他作品的评论经常将其描述为对种族或资本主义的批判,但却小心翼翼地避开了
一个更浅层的观察:这些行为与某些精神病发作的表现十分相似。在 70 年代末,看到波普.L 在其《爬行》系列中穿着一套羊毛细条纹西装,用手和膝盖在曼哈顿的街道上通勤,大多数行人可能并不会认为,“这是艺术”,或者“这是社会批判”,或者“这是对双足行走的一种反驳”。他们可能认为他疯了。
但究竟是表演本身失常,还是当时的环境失常?随着整个街区被烧成废墟、经济适用房减少以及无家可归者激增,70 年代末的纽约是一座处于困境中的城市。波普.L 看到许多与他关系最亲近的人——包括他的姑姑、兄弟和父亲——沦落到流落街头。“当你的家庭中有这么多人遭受这种折磨时,也许你会认为这件事也会发生在自己身上。就像一种疾病一样,”他说道。1978 年,即波普.L 开始其《爬行》表演的那一年,埃德·科赫(Ed Koch)就任市长,预示着一个财政紧缩时代的到来。公共项目的削减与公共行为艺术的兴起同步发生——米尔勒·拉德曼·尤克利斯(Mierle Laderman Ukeles)的《触摸环卫》(1979-80)、克里斯蒂·鲁普(Christy Rupp)的《老鼠巡逻队》(1979)、珍妮·霍尔泽(Jenny Holzer)的《煽动性论文》(1979-82)——但波普.L 触动了人们的神经。在一张他在时代广场爬行的照片中,一名警察弯下腰试图让他站起来。这名警察的手腕上戴着一块在光线下闪烁的金银色手表,他似乎并不打算帮助波普.L,而看起来更急于保护其他人免受其视觉冲击。
绘图中心(Drawing Center)的一个新展览《无疑是一场行为:波普.L 的纸上作品》展示了这位艺术家如何将其原则性的不理性实践——或者他祖母曾深情地将其描述为他对“愚蠢”和“淘气”的倾向——延伸到二维和三维物体中。艺术家兼任社会评论家的方式有很多种;波普.L 偏好的模式是那些笑点难以捉摸的荒诞笑话。在 2023 年去世前,在超过五十年的艺术创作生涯中,他采用了熟悉的形式——绘画、油画、雕塑、视频——但也大量使用了花生酱、蛋黄酱、热狗、冰淇淋、午餐肉(Spam)和 Pop-Tarts 塔塔饼。他在罗格斯大学跟随激浪派(Fluxus)艺术家杰弗里·亨德里克斯(Geoffrey Hendricks)学习,正因为这种传承,他经常被归入概念艺术和行为艺术的传统之中。但是,如果你观察绘图中心提供的实际数据,你会发现波普.L 的图形作品与让·杜布菲(Jean Dubuffet)的原生艺术(art brut)有着深厚的血缘关系。杜布菲在 40 年代的法国收集涂鸦、儿童作品以及精神病患者的艺术,他追求一种粗糙且“原始”的、未被文化污染的艺术。风格看起来越是不熟练或未经训练,就越好。
在波普.L 的《哈丽特·塔布曼旋转》中
《日落时分白人是虾》(2010),属于“皮肤组”系列的一部分。
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波普.L / 由波普.L 遗产管理委员会 / 格莱斯顿画廊提供
--。
在《宇宙》(1998–2017)中,他将这位废奴主义者放置在一块石膏板上,周围环绕着旋转的花生酱。这件作品感觉像是保罗·克利(Paul Klee)的《新天使》(Angelus Novus)的更新版,只不过它被放在陀螺仪中旋转并喷上了丙烯颜料。塔布曼几乎无法辨认,仅用白色颜料粗略勾勒,并覆盖着红色、黑色和黄色的污迹与滴落。对于波普.L来说,这里包含的个人意义纤维包括花生酱本身——一种廉价且高热量的食物,是他成长过程中的主食——以及他生命中黑人女性的组织力量,尤其是他的祖母德斯玛·兰开斯特(Desma Lancaster)。据说她在二十世纪六十年代曾在哈莱姆工作室博物馆展出过被褥,并且是第一个启发波普.L对艺术产生认知的人。
成功的艺术家通常是出色的品牌管理者。他们拥有连贯的活动“时期”,在这些时期中,某种材料或想法占据主导地位,并为人们对其艺术的接收(和收藏)提供整洁的解释框架。在我看来,波普.L如此伟大的部分原因在于,他根本不在意塑造某种形象或品牌。他的作品在自身不安的好奇心所带来的不连贯性中蓬勃生长。
你可以在波普.L的所有作品中看到这一点,也可以在某个特定系列中看到,比如他在九十年代开始的“皮肤集”(Skin Set)素描。每幅画都发出一种宣言——有时结合使用圆珠笔、修正液、马克笔和咖啡渍——看起来像是出自一个孩子或一个精神错乱的种族主义者之手:“白人在日落时是虾”;“红人操弄作者的牡蛎”;“黑人就是黑人所缺失的东西”;“蓝人无法想象他们自己”。“胡言乱语”可以指措辞和句法不符合熟悉模式的语言,但它也是我们用来轻蔑地表明我们知道什么是“意义”,从而让自己站在理性高地上的词汇。这些画作在嘲讽道:“哦,所以你知道白人真正是什么,如果他们不是虾的话?”“那他们是什么?”每一幅画都像一颗粗糙的沙粒,侵蚀着那些使种族话语僵化的确定性和刻板印象。
展览中最壮观的作品是一件名为《关系绘画,又名:如果黑色是美丽的……》(2003–22)的多媒体环境作品。墙上有一块被颜料袭击的黑色防水布,上方悬挂着十几个灯具,将光线猛烈地照射在画作上,仿佛在审问其创作过程。地上的吉他放大器播放着静电噪音,书本摊开,图像钉在墙上,各种液体瓶——水、Powerade 运动饮料,以及贴着“透明”或“光泽”标签的模糊绘画液体——散落在周围。这件作品看起来就像是将其整个创作过程呕吐了出来。但与都柏林休·莱恩画廊(Hugh Lane Gallery)中保存的弗朗西斯·培根(Francis Bacon)工作室的残骸不同,这里的场景读起来并不像是对任何真实艺术程序的重现。例如,这里没有画笔,尽管有笔触的痕迹。标题是对尼古拉斯·布里奥(Nicolas Bourriaud)在 1998 年提出的“关系美学”(Relational Aesthetics)的影射——他的著名观点是艺术是一种具有社会生成性的“相遇状态”——但这件作品同样不允许
任何乌托邦式的社交。倾泻在画廊里的,是波普.L对我们对艺术家的期待的一种讽刺,是对创作狂热幻想的一种精心管理的描绘。
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《纽约客》,2026年8月17日 69
每周,我们都会提供一幅需要配文的漫画。由读者您提交配文,我们选出三位入围者,然后由您投票选出最喜爱的一项。本周由本杰明·施瓦茨(Benjamin Schwartz)创作的漫画,其配文提交截止日期为 8 月 16 日,星期日。8 月 3 日大赛的入围作品见下文。我们将于 9 月 7 日刊宣布获胜者以及本周大赛的入围者。任何 13 岁或以上的人员均可参赛或投票。如需参赛并阅读完整规则,请访问 contest.newyorker.com。

“让我们把除了一个以外的所有东西都拿走,然后编个故事。” 威廉·萨罗金(William Sarokin),新墨西哥州,桑迪亚公园
“现在这套完整的‘石中剑’套装齐了,包括主厨刀、切肉刀、面包刀、菲力刀、削皮刀和牛排刀。” 西蒙·拉科夫(Simon Rakoff),安大略省,多伦多
“最好的情况,你赢得一个王国。最坏的情况,你得到一把免费的剑。” 埃坦·伯科维茨(Etan Berkowitz),华盛顿州,西雅图
“公平地说,你什么都不喜欢。” 瑞安·尤尔里希(Ryan Ulrich),新泽西州,北阿灵顿
THE NEW YORKER 《纽约客》
(难得一次。)
每周三次,听《纽约客》的作者和编辑剖析来自华盛顿的最新新闻——以及这些新闻对这个国家意味着什么。
扫描收听。
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谜题与游戏部门
一个具有中等挑战性的谜题。
作者:埃里克·阿加德(ERIK AGARD)
32 卧室中的主导类型
33 跳过了一场舞厅舞
上期谜题答案:
在 newyorker.com / crossword 查找更多谜题及本周答案
THE NEW YORKER 《纽约客》
庆祝本杂志的首个百年,推出两部由小说与诗歌编辑精选的卓越短篇小说与诗歌选集,收录作品包括 J. D. Salinger、Shirley Jackson、Vladimir Nabokov、Jamaica Kincaid、 Dorothy Parker、Langston Hughes、W. S. Merwin、Elizabeth Bishop、Sylvia Plath、Sandra Cisneros 等名家。
扫描下单。
阿尔弗雷德·A·诺普夫
《三个身影(帆船)》,2026,40 x 30 英寸,布面油画。© 2026 Mitchell Johnson。
卡斯尔山特鲁罗艺术中心,鳕鱼角 / 2026年9月8–20日 9月6日和7日可预约私人预览
索取数字化目录: mitchell.catalog@gmail.com
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亚马逊有售便笺卡。
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Jill Lepore ("Bot or Not," p. 20), a staff writer, has contributed to the maga- zine since 2005. Her new book, "The Rise and Fall of the Artificial State," will be published this month.
Joshua Yaffa ("The New Gulag," p. 40), a contributing writer, is the author of "Between Two Fires: Truth, Ambition, and Compromise in Putin's Russia."
Emma Cline (Fiction, p. 50) is the au- thor of "The Guest" and "The Girls," among other books. Her upcoming novel, "Switzy," is due out in September.
Garous Abdolmalekian (Poem, p. 52) is an award-winning poet from Tehran. His book "Lean Against This Late Hour" was published in English in 2020.
Edward Steed (Cover) has been con- tributing cartoons to The New Yorker since 2013. His new book, "Happy Hour," will be published in October.
David Denby (Books, p. 57), a staff writer, is the author of "Eminent Jews: Bern- stein, Brooks, Friedan, Mailer."
Margaret Talbot ("The Delusions of John Roberts," p. 26) has been a staff writer since 2004. She is a co-author, with David Talbot, of "By the Light of Burning Dreams."
Alexandra Schwartz ("End of Story," p. 12) joined the magazine in 2013 and became a staff writer in 2016. She is a co-host of The New Yorker's culture podcast, Critics at Large.
Nathan Heller (The Talk of the Town, p. 11), a staff writer, has contributed to the magazine since 2011.
Ian Buruma (Books, p. 63), a professor at Bard, is the author of "Stay Alive: Berlin, 1939-1945," among other books.
Henri Cole (Poem, p. 32) is a poet and an essayist. His poetry collections in- clude "The Other Love."
Erik Agard (Puzzles & Games Dept.) is a co-founder of the Crossword Puzzle Collaboration Directory, a resource for aspiring puzzle-makers from under- represented groups.

G.P.S. and the Lost Art of Getting Lost By Shayla Love
Read this digital-only story on the New Yorker app, the best place to find the latest issue, plus more news, commentary, criticism, and humor.
JACKSON GIBBS
In the beginning was the Word, and the Word was wrong. I was startled to find in Melanie Thernstrom's profile of the concierge gynecologist Sally Greenwald—which extolls the joys, and pricey maintenance, of female-oligarch orgasms—just how far we have not come ("Billionaires' Vagina Club," July 6th & 13th). Here, yet again, one of the few remaining publications of note reinforces, via repetition, the diminishment of female sexual anatomy by misidentifying it in both title and text.
The vagina is merely one of the many moving parts—mons pubis, labia majora and minora, clitoris, cervix, uterus, fallopian tubes, ovaries, numerous glands, endless nerves, and, yes, the adjoining vagina—that compose the vulva and her internal sisters. How would it fly if we all, including social-media influencers and other cultural leaders, conspired to call the penis the perineum? Or maybe the prostate? Oops! Wrong landmark; right neighborhood. So how did "vagina," the nom du jour for decades now (with ten appearances in the piece, four of them incorrect, three of those introduced by the good doctor herself), come to represent the entire site? And, more interestingly, why?
When will we women stop our filial collaboration with Papa Freud in his denunciation of our sexual core—it is the wretched, much lost and found clitoris of which I speak—and refuse to repudiate our own central charge? We expect it of men, whose biology dictates their prime interest in the mostly insensate tube of the vagina, but when will we cease our complicity in the patriarchy and stop skirting ourselves? Toni Bentley Los Angeles, Calif.
Nikhil Krishnan's review of "How to Kill a Language," by Sophia Smith Galer, errs in the same way that the book does, when it treats as literal the "death" of
language which, unlike that of the giant panda, is entirely metaphoric (Books, July 27th). The death of a language is like that of square dancing, or of doing algebra by pencil and paper, and mistaking metaphor for reality is one of the surest routes to woolly thinking.
Language, as Krishnan highlights at the top of the piece, is, first and foremost, a means of communication. So long as effective communication persists, the reflex to mourn the disuse of a language can be motivated only by something else—nostalgia or, perhaps, the loss of a group's ability to easily demarcate itself. Krishnan rightly points out that actively suppressing language ought to be condemned, but that suppression and obsolescence are wholly different. No reasonable person would forbid the speaking or learning of any language, but surely no reasonable person should compel it if the only use of a language is its further teaching or translation.
The Bible is widely read and loved in spite of the fact that most people don't speak any of the languages in which it was originally written. "The Odyssey" is one of the blockbusters of the year even though the language in which the story first appeared is long dead. The reanimation of Hebrew in Israel was less about preserving the language than about choosing a common tongue, one that wouldn't favor one group of Jewish people over another. If Smith Galer wants to speak Emilian, no one is standing in her way. But to refer to the fact that few people seem to want to speak it as "killing" it, well, that's killing language by misuse.
Kurt Tidmore Carrigaline, Ireland
Louis Menand, in his examination of Andres Serrano's "Piss Christ," contends that the outrage the photograph elicited among American Christians in the nineteen-eighties was the opening salvo in the culture wars that rage to this day (Books, July 20th). I was not old enough to participate in the
early debates, but speaking today, as a Christian minister, I would like to convince my fellow-believers that this indignation misses something fundamental about the central symbol of our faith. Indeed, Serrano's image is, to me, comparable to an icon, worthy of sincere contemplation.
The cross represents the most sadistic and extreme form of mockery and humiliation, so if one considers dipping something in urine to be profane, doing this with the crucifix is actually redundant. The cross did much worse to the one whom Christians believe to be the human incarnation of God, yet Jesus' followers believed that his very crucifixion was the key to unlocking the revelation of God's grace. In the New Testament, Paul called the idea of a crucified Saviour "a scandal."
But centuries of casual display has domesticated the image of the cross. For this reason, Serrano's work, with its uncannily beatific admixture of the sacred and the profane, recovers something of the original impact of Paul's scandalous proclamation. Serrano's intentions, which he seems to wish to keep obscured, are beside the point. An understanding of the sacred in which the sacred collapses when it comes into contact with the profane is impoverished, falling short of the transcendence that is worthy of the word "God."
A foundational insight of Christianity is that the sacred has the power to sanctify the profane. The social implications are crucial: Jesus concretely identified himself with "the least of these," elevating as sacred the dignity of anyone whose humanity society wishes to piss on or flush away. This, rather than sanctimonious display, is what should motivate Christians. The Reverend Nathaniel Mahlberg Philadelphia, Pa.
Letters should be sent with the writer's name, address, and daytime phone number via e-mail to themail@newyorker.com. Letters may be edited for length and clarity, and may be published in any medium. We regret that owing to the volume of correspondence we cannot reply to every letter.
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What we're watching, listening to, and doing this week.
Since 2021, the British singer Olivia Dean (pictured) has enjoyed several viral breakthroughs—including a clip of a show at London's Jazz Café which exploded across socials—all while climbing the usual rungs of the industry ladder: signing with Virgin E.M.I., doing late-night shows, playing Glastonbury. Virality finally tipped over into ubiquity this year, with the hit single "Man I Need," from the record "The Art of Loving," making her a sensation on her way to a Grammy for Best New Artist. The LP, her second, finds its star growing into a warm vintage pop-R. & B. sound. At Madison Square Garden (Aug. 14-15 and 17-18), Dean is joined in concert by Baby Rose, a singer with a similarly old soul and timeless voice.—Sheldon Pearce

OFF BROADWAY | "I must admit, a stroke at thirty wasn't in my five-year plan . . . or my ten-year plan or fifty-year plan," the eponymous star of "Cat Cohen: Broad Strokes" deadpans in her new one-woman musical comedy, directed by Alex Timbers. The stroke, caused by a hole in her heart, is just one entry in the sprawling hypochondriacal catalogue raisonné that powers the show. Dressed, like a Renaissance duchess, in a sparkly lavender corset with puffy taffeta sleeves, the "young for my grade" raconteuse pinballs from topic to topic: her first migraine with a visual aura at twelve, the "stroke of unluck" that upended a summer trip to Europe, a parade of clinicians. Cohen's songs, co-written by David Dabbon, often play like impressions of impressions, but her physical comedy shines.—Rhoda Feng (Lucille Lortel; through Sept. 25.)
DANCE | In its forty-fifth iteration, the Battery Dance Festival holds on to its signature virtues: location (outdoors, with a backdrop of New York Harbor at sunset) and variety (a grab bag of local and international companies). It's like a neighborhood recital, with guests from around the world and the Statue of Liberty presiding. The varied programs, all free, include U.S. premières of work from Brazil, Romania, Spain, and Taiwan, and, per tradition, one evening is devoted to Indian dance. The host company, Battery Dance, turning fifty this year, presents new pieces by Sidra Bell and the former New York City Ballet star Jock Soto.—Brian Seibert (Robert F. Wagner, Jr., Park; Aug. 10-16.)
OFF BROADWAY | Benedict Lombe's two-hander romantic drama "Shifters" begins—if a show
this gleefully indifferent to chronology can be said to begin anywhere—at the wake for the beloved grandmother of Dre (Daniel Ezra), where he is blindsided by the arrival of Des (Heather Agyepong), a close friend who vanished from his life years earlier. Lombe then shuffles the chronology like a deck of tarot cards: at sixteen, the pair clock each other as the only Black students in their philosophy class; some time later, Des frantically searches for a missing painting she'd made; in their thirties, after the wake, they sift through Nana's belongings while circling the life they failed to build together. Not every philosophical detour lands, but Agyepong and Ezra negotiate the play's hairpin turns with the effortless accord of a pair of figure skaters.—R.F. (Cherry Lane; through Sept. 13.)
DANCE | In recent years, a small loft above a beauty-supply store in East Williamsburg has emerged as a hotbed of dance experimentation. This incubator is called Pageant, a community space run by young choreographers and artists, who present scrappy and adventurous work. A contemporary equivalent of SoHo lofts or East Village theatres in the eighties, it has now attracted the imprimatur of the Museum of Modern Art, which is hosting a daylong marathon of short pieces by many Pageant artists. Here's a chance to catch up on the scene in concentrated form, and without a trek to East Williamsburg.—B.S. (MOMA's Kravis Studio; Aug. 21 and 30.)
MOVIES | Matt Johnson's "Tony" is a charmingly superficial bildungsroman about how, in the summer of 1975, the brash and callow college student Anthony Bourdain (Dominic Sessa), who went by the titular nickname, found his culinary calling. The dramatic recipe involves equal parts literary ambition, risk-taking, and chutzpah, with a dash of substance abuse, cooked on the high heat of adolescent lust that brings Tony to Provincetown in pursuit of a schoolmate named Nancy (Emilia Jones). Misadventure and misbehavior leave him stranded on the porch of a sympathetic chef and restaurateur (Antonio Banderas), whose kitchen offers a tumult of volatile personalities and whose soulful wisdom confers a sense of adult responsibilities. If the movie plays like a just-so story, it also movingly suggests the caprices of chance in every seeming destiny.—Richard Brody (In limited release; in wide release Aug. 21.)
JAZZ | The Jazz Generations Initiative is an organization set on bridging generational and disciplinary divides by emphasizing the ways in which jazz is informed by its in-person community. Its New York chapter "puts jazz in motion" around the city by arranging various events, and in conjunction with those efforts the drummer and composer Savannah Harris, as part of J.G.I.'s Continuum Fellowship, curated a show featuring the experimental soul artist KeiyaA, the saxophonist and bandleader Immanuel Wilkins, and the bassist and d.j. Onnigi. These musicians have different creative sensibilities, but, as the J.G.I. banner clearly understands, they exist along a shared artistic spectrum and are united in purpose.—Sheldon Pearce (Public Records; Aug. 12.)
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The writer Sheila Heti recommends three books.
"Two Serious Ladies," by Jane Bowles. It's so original, and completely follows its own rules and logic, and it is so funny. Bowles and Tennessee Williams were very good friends. He called her "the most important writer of prose fiction in modern American letters," although I didn't know that when I first read her, in my early twenties, I would have been surprised: she seemed to have come out of no milieu, to have lived in nothing so literal as a city, or in something as ordinary as time. I'm sure I would have written completely differently if I had never read it.
I love Émile Zola's "The Ladies' Paradise (Au Bonheur des Dames)," from 1883, which is as brilliant as any book could be about marketing, advertising, the rapacious swallowing up of smaller shops by larger ones, and the hard life of being a salesgirl from the provinces trying to earn a living in Paris. I love all the delicious details of the store's wares: enticing displays of umbrellas, lace, linen, and gloves. And how Zola works into his story all the inventive ways his capitalist visionary, Octave Mouret, fans the flames of his female customers' desire for new and beautiful things.
I read Vigdis Hjorth's "If Only" at the subway station, then on the subway, then in the airport, then on the plane across the ocean, then in the taxi after landing, then finally in the hotel. I can't separate the feeling of movement and travel from the feelings that book gave me: the vertigo of falling disastrously in love with exactly the wrong man, being shunned by him, taken up by him again, suffering from the love, and all the twists and turns of the relationship which the book depicts.

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79 MacDougal St.
Every inch of Somssi is charming: the lace curtains, the vintage baking tins repurposed as wall sconces, the mismatched wooden tables and chairs. It's the kind of charm that could tip, in less careful hands, into hospitality kitsch—all warmth, no substance. But it would be a mistake to dismiss Somssi's appeal as mere superficial loveliness. The restaurant's managing partner, Ahris Kim, was for many years the director of operations for Na:Eun Hospitality, the group behind the ultra-high-end Korean-inspired tasting counter Atomix. At Somssi, in partnership with Na:Eun's impresarios, Ellia and Junghyun (J.P.) Park, Kim channels the group's high standards into her own deceptively casual concept. The restaurant's name, pronounced "somm-shi," means something like "time-honed skill" in Korean, and dining there put me in mind of what baseball old heads used to call easy power: a display of capability so practiced that it nearly looks like relaxation.
Few things on the bistro-style menu look especially novel, but every dish offers a twist, or a zing, or a moment of cloud-parting clarity. The sliced scallops in a crudo appetizer, for instance, are pressed to create ragged edges that wick up chilled rhubarb broth fragrant with makrut lime. The menu is less overtly Korean than the restaurant's name and affiliations might lead you to expect. Ko-
Korean flourishes appear here and there—a mustard-greens kimchi spiking a classic Bolognese; a fiercely peppercorn-y sauce, evocative of japchae, au-poivre-ing a picanha steak—but so do other influences. An enormous double mutton chop, rubbed with a sweet and aromatic spice blend, is inspired by Chinese cumin lamb. I loved a wedge of tender roasted caraflex cabbage under a custardy egg-and-crab sauce rich with white pepper: it's egg foo young, but silkified, sultrified (and now, tragically, no longer on the menu).
Plenty of buzz seems to be accumulating around the cutesily named "Potato, Potato, Potato, and Caviar," a pucklike croquette wrapped in fried ribbons of potato and topped with an inky tiara of roe. But I found the dish too much, an overwrought packet of luxury in a restaurant that otherwise seems to have no need for such clunky signifiers. It would make more sense outside Somssi—I mean literally outside, where this particular stretch of MacDougal is thronged with the TikTok-led, list-driven, clout-chasing hordes. Success in restaurants has always been a kind of curse, but these days every mediocre dessert shack commands a line, and every reservation is unattainable. One of the best things about Somssi is how far it feels from all of that, even if its own tables do move pretty briskly on Resy. Kim is working the floor every night, touching each party with a hello or a smile or a friendly retrieval of a fallen napkin. Her easy power is as exciting as all the hype beyond the doors. (Dishes $13–$42.)
—Helen Rosner
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This summer, as the ideologically fractious Democratic primaries begin to recede and the politically pivotal mid-term elections edge nearer, candidates and voters alike have had their attention drawn by vast, humming edifices newly constructed on the outskirts of towns. Abdul El-Sayed, an epidemiologist and former public-health official who finished a deft insurgent campaign by becoming Michigan's Democratic nominee for the U.S. Senate, sounded a theme that helped decide primaries in his state and in Kansas last week. "People really effing hate data centers," he said.
That kind of consensus is rare in politics right now. About seventy per cent of Americans, including sixty-three per cent of Republicans, oppose building the hyper-scale centers that power the A.I. boom in their area, according to Gallup, but more than four thousand centers have been built across the country, and about four thousand more are planned. Politicians, first from the left and then from the center and the right, have spent the past few months hastily distancing themselves from them. Bernie Sanders and Alexandria Ocasio-Cortez proposed a federal moratorium on new data centers in March, and the pragmatic governor Kathy Hochul enacted the first statewide one in New York in July. The rallying cries against A.I. can themselves sound a bit as if ChatGPT wrote them. "It's time to press control-alt-delete to put a stop to this A.I.-data-center crisis," a closing ad for Francesca Hong, a democratic socialist
who is the front-runner in this Tuesday's primary for Wisconsin governor, announced. Still, when something is this unpopular, blunt talk can work.
Florida's Republican governor, Ron DeSantis, always on high alert for political opportunity, set conditions on new data centers in his state in May. But the surprise in recent weeks has been a reversal on the issue by business conservatives who not long ago were touting A.I. projects as the cornerstone of a new prosperous age. Just eight months ago, Governor Greg Abbott, at a news conference with the Google C.E.O., Sundar Pichai, bragged, "Texas will be the centerpiece for A.I. data centers for Google in the entire world." Then, last week, Abbott abruptly announced that all such projects would be suspended, pending an "audit" of their costs and potential benefits. Even the brashest, most pro-tech Republicans are sounding defensive. Vivek Ramaswamy, the former Presidential can-
candidate and DOGE co-chair, who is now the Republican nominee for governor of Ohio, insisted that "despite my opponent's claims, I'm not 'pro-data center.''
Part of the issue is simply that the facilities are so huge and tend not to provide many jobs once construction is complete. Microsoft's announcement of a new site in Mount Pleasant, Wisconsin, enumerated '46.6 miles of deep foundation piles, 26.5 million pounds of structural steel, 120 miles of medium-voltage underground cable and 72.6 miles of mechanical piping." The tech journalist Jasmine Sun noted, about a center being built for OpenAI and Oracle in the same state, "Opponents time how long it takes to drive past one at highway speed (1 minute 42 seconds for the Port Washington site)." The resources required for such facilities—electricity for power and water for cooling—have sometimes stressed local systems: after two recent data-center-related electrical surges in northern Virginia, an expert from the Union of Concerned Scientists said that utility companies had fielded "complaints about flickering lights and strange noises coming from refrigerators." Protests spread, and, according to Data Center Watch, at least seventy-five data-center projects, whose costs totalled roughly a hundred and thirty billion dollars, were stopped in the first three months of 2026 alone.
But this summer some politicians have detected a deeper unease, and have begun asking more basic questions about whether A.I. infrastructure will benefit ordinary people, or just the billionaires behind the technology, and why it has taken mass protest to force public consideration of these issues. As El-Sayed

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PHOTO ILLUSTRATION BY CRISTIANA COUCERO: SOURCE PHOTOGRAPHS FROM GETTY
put it during a campaign stop at a data center in Saline, Michigan, “Unless and until we protect local communities from the power of corrupting money and politics, we’re going to continue to see projects like this get pushed onto local communities despite themselves.”
What makes data centers interesting not just as a local issue but as a national one is that they might allow Democrats to highlight the duplicity of Donald Trump’s politics of populism and his embrace of futuristic tech billionaires. Whereas the President’s 2016 run focussed on Rust Belt themes of economic decline, his 2024 campaign featured the presence of Elon Musk, who brought with him a roster of Silicon Valley allies—one of whom, David Sacks, became the President’s A.I. and crypto czar—and the promise of a transformed future. But, as the A.I. boom and the data-center build-out have accumulated momentum, the statements from the tech industry about widespread job dis-
displacement have grown increasingly dystopian. In May, Microsoft’s A.I. C.E.O., Mustafa Suleyman, said that the technology would be able to automate most white-collar tasks within twelve to eighteen months. Even if that’s an overstatement, or corporate hype—there’s little evidence of job loss so far, and Suleyman later walked back his remarks—it should have been obvious that the public might need some reassurance that the economy would still require human beings.
But Musk and Sacks have become less visible in Washington, and although A.I. has been the major business and social topic of the past year and a half, the President has barely addressed it. The White House’s most memorable foray into the A.I. debate is still the very weird press conference that Melania Trump held in March where she walked onstage side by side with a white-plated, faintly Stormtrooper-looking robot called Figure 03, which said in a mechanical female voice that it was grateful to play a
part in revolutionizing education. For the Trump Administration, the A.I. backlash is at once a source of political trouble and an expression of its second-term rudderlessness, in that the President has helped unleash a future that he does not seem to understand.
The moratoriums themselves may not be particularly consequential to the advance of artificial intelligence—many data centers have already been built, and others can be constructed in friendlier jurisdictions, or even overseas. In May, the Anthropic C.E.O., Dario Amodei, waved away the political challenges. He said, “We’re going to find that ideology will not survive the nature of this technology. It won’t survive reality.” The things he was talking about, he added, “are gonna become bipartisan and universal because everyone will recognize the necessity of it.” On the campaign trail, in Michigan and elsewhere, something like the opposite is happening.
—Benjamin Wallace-Wells

If movies are to be believed, sleep-away camps provide the setting for one of two things: personal awakening in the form of new friendships or bloody murder by psychosexual slasher. Finally, there’s a film that combines both—Jane Schoenbrun’s “Teenage Sex and Death at Camp Miasma.” In the movie, Hannah Einbinder (of “Hacks” fame), playing a filmmaker who’s been assigned to reboot a classic horror franchise, and Gillian Anderson (of “The X-Files” fame), as the reclusive actress who played the franchise’s original “final girl,” talk about their feelings and hook up before Einbinder is chased across the camp by a spear-wielding killer named Little Death.
The other day, Einbinder swung by Halloween Adventure, a year-round costume superstore in the East Village, and perused one of many walls of options: “70’s Blacklight Shirt,” “Metallic Foil Print Tiger Disco Shirt,” “Disco
Shirt—Purple Circles,” all modelled by the same man on their packaging.
“Talk about a beautiful subculture—the plastic-bagged-costume-model industry,” Einbinder mused. “In the waiting room of the casting office, everyone’s, like, ‘Fuck, Jerry’s here. You remember Jerry? From ‘Flower Power Disco Shirt’? He’s going to book it. I have no shot.’” Einbinder, who is thirty-one, wore a tailored gray suit and tinted glasses. For Halloween one year, she and the comedian Sandy Honig both dressed as Wayne, from the movie “Wayne’s World”—“because we both identify more with Wayne than Garth.” They’d made a pact that all their future costumes would be “strictly from the Mike Myers universe—so this coming year we will be fembots, and so on,” she said.
She admired the knockoff “Austin Powers” costumes, such as “60’s Mr. Mojo,” then strolled to the killer-clown section (separate from clean-cut clowns), where she tried to recall Halloweens of her youth. “I have to do a little bit of work to access my childhood in general—give me one second,” she said, tapping fingers against her face and arms. She explained, “I’m just doing a little E.M.D.R. to launch myself back.” (E.M.D.R. being eye-movement de-
sensitization and reprocessing, a psychotherapy trauma treatment.)
“My parents were sober when I was growing up,” she said. “And, oftentimes, when people don’t do drugs or alcohol anymore, they have to have something fun—in many cases that’s sugar. So they would do drug-addict behavior around my Halloween candy. They’d be, like, ‘O.K., guys, you can have nine pieces tonight and then we’ll talk tomorrow about how much. . . .’ And my candy would be

Hannah Einbinder
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ILLUSTRATIONS BY JOÃO FAZENDA
gone in the morning." Einbinder's mother, Laraine Newman, was one of the original cast members of "Saturday Night Live"; Newman posed as a vampire for a 1978 issue of High Times, which described her as a "skinny spaced-out sex symbol."
In "Miasma," Einbinder and Anderson have sex on a fireside carpet of candy wrappers, which were not added in post. "Yeah, that's all practical—practical sex, practical candy, no extras there," Einbinder said. It turned out that she and Schoenbrun are both "total sugar-heads." Einbinder has a particular taste for sour. "I recently went to a 7-Eleven that had the new BUBS, which is a Swedish candy. They're like diamonds," she said, reverently. "They're flavored tutti-frutti, which is not really in the American palette. It's somewhere in a bubblegum sort of citrus-forward area."
She turned her attention to a "Pit Dweller" costume (one size fits most, up to six feet, two hundred pounds) that was basically a skin suit, with bulging ribs, long bloodied fingers, and a gaping fanged mouth for a face. It hung near a classic skeleton costume. "So, it's actually exciting, because you can look to the influence," Einbinder riffed. "Pit Dweller" was only made possible by "Skeleton Adult Costume," which we can clearly see as a response to the First World War.
She contemplated how comedy related to horror: "I think there's something similar in the body, this buildup of tension followed by a release of sorts." She set a crown on her head at a jaunty angle and described the petite mort she shares with Anderson toward the end of the movie, which involved a lot of fake blood spewed out of their mouths from edited-out tubes. This, to an outside observer, seemed like it might be funny to film. "Nobody broke," she said. "I was just, like, 'Oh, hell no. Let's get this in one. Let's fucking nail this.'"
"Miasma" was shot at two camps in British Columbia; Einbinder, who grew up in L.A., went to Buck's Rock summer camp in New Milford, Connecticut. "It was, like, no groups, no schedule, glassblowing, metal shop, loom," she recalled. "There was weaving, and animal-farm-clown theatre," which sounds scary but apparently wasn't. Did anything spooky happen there? She considered. "I got a tick."
—Emma Allen

Austin Kral and Ed Vogel stood in a downtown Atlanta park the other day, preparing to lead what they'd advertised on flyers as a "spy hunt." The spies were the surveillance cameras used by police and the government, "and the corporate vender ecosystem," Vogel said. He had on a black ball cap and a T-shirt that read "SILENCE = DEATH." According to the Atlanta Journal-Constitution, there are more surveillance cameras in Atlanta, per capita, than anywhere outside of China—more than sixty thousand of them. New York City has fewer per person but, Vogel said, "they do have some sort of Bluetooth technology thing for monitoring rats."
Kral wore glasses and athletic shorts, and both young men had on masks, but not to conceal their identities. "Your brow is actually enough for most facial-recognition systems," Kral said. Viruses.
Kral and Vogel are members of Southerners Against Surveillance Systems and Infrastructure (SASSI), an activist network opposed to what it calls "an ever-expanding surveillance appa-
apparatus" that offers "a mirage of 'public safety' that never materializes." SASSI's methods of opposition include conducting research and leading spy hunts around the country.
The first participant to arrive was a freshman at Georgia State University, who wore braces and said that he planned to study philosophy. His name was Gene. "I'm here for the hunt," Gene said. "And discussion of socialist politics, generally." Next came a tattooed geography professor named Carrie, and her four-year-old daughter.
"What do you think about the cops?" Carrie asked the child, who stuck out her tongue.
Time to tour the panopticon. Kral and Vogel pulled out their phones. Vogel's had only two apps: Signal and a multi-factor-authentication app. Kral had more apps, including one called DeFlock, which allows users to locate and document surveillance tech, like Flock Safety security cameras. The C.E.O. of Flock recently apologized for calling the growing DeFlock movement a "terroristic organization."
"He walked that one back a bit," Vogel said. He and Kral discussed other Flock-related headlines.
"I read one this morning!" Kral said. An officer charged with illegally tracking people with Flock had investigated a former officer who had used Flock

"Now use it! Use the belt!"
for the same purpose. They laughed.
The hunters didn't need the DeFlock map in downtown Atlanta, where cameras seem to outnumber pigeons. "We're actually working on a birding-type guide to surveillance cameras," Kral said. "An illustrator is on board." Rounding a block, he motioned toward P.T.Z.s (pan, tilt, zoom), A.L.P.R.s (automatic license-plate readers), and what looked like ShotSpotters (acoustic sensors).
"One thing that would be interesting to do in Atlanta is to map the places where you're actually not within view of a camera," Vogel mused.
Pausing to look at a P.T.Z., Kral said, "They typically have a blind spot facing the pole." He stepped into it.
Gene pointed to a parking lot where he'd once seen a "robo-dog" patrolling for loiterers. He'd seen another one, "looking defeated, on its side, computers shattered," he said. "Kind of sad."
At the next crosswalk, at least seven cameras captured them, Vogel estimated, "including the police helicopter above us." They passed a police precinct, which had matching P.T.Z.s at the entrance. ("Gratuitous," Kral said.) A homeless man in a Jon Ossoff T-shirt introduced himself as Ronald and asked what the group was doing. Vogel explained.
"Cameras all over," Ronald said. "We being surveilled."
"Have you ever felt consequences of that?" Vogel asked.
"You go to midtown," Ronald said. "Robots taking a picture of your ass."
Kral gave him some money and the group continued, passing two students in hoodies. "Do you feel safer having a camera like this up?" Vogel asked, pointing to an A.L.P.R. overhead.
"It takes a photo of every car that clearly passes," Vogel went on. "All that data is uploaded to a database that thousands of police officers across the country can search. ICE can get it, too."
"If it's being used by ICE, it's not safe," the other student said.
They arrived at a surveillance trailer sitting in a parking lot. A pole with multiple cameras protruded from it. "Should we get it to talk?" Kral asked, noting that some setups are equipped with "live monitoring."
"Come on, say hi!" Vogel begged the machine, which blinked back silently.
They stopped in the shade of a tree to drink some water. "Trees," Vogel said. "They keep you safe."
—Charles Bethea

Some municipal slogans are better than others. Fall River, Massachusetts (that's Faw Rivah, to some), induces anxiety with the words "We'll try" emblazoned on its police vehicles. "The city of brotherly love" sounds copacetic until you attend a Flyers or an Eagles game. "Trenton makes, the world takes"—not bad, if deflating. What happens in Vegas is, of course, so memorable that we can't discuss it.
The married artists Eve Biddle and Joshua Frankel had no intention of launching a new branding campaign for the borough of Queens when they set out to paint a mural near their apartment, in 2007. They were living on Borden Avenue, near the Long Island Expressway, and noticed an underpass in want of tagging. "Then we thought, If we do it as graffiti, will someone change it?" Frankel recalled recently. They wound up getting permission to use a handball court outside a middle school in Jackson Heights, instead. They painted a subway escaping its tracks, accompanied by the phrase "Queens is the future"—an allusion to the borough's diversity, and perhaps its tradition of hosting forward-looking World's Fairs. Then the couple moved to Brooklyn, which was enjoying a trendier present.
Someone changed the mural anyway. In 2014, Sony had a new Spider-Man movie coming out and enlisted another artist to help add Queens's most famous superhero to the image, along with a misplaced Statue of Liberty. An outcry over the corporate co-opting of public art brought renewed attention to the mural and its optimism. Spidey eventually flaked off in the rain. Biddle and Frankel moved upstate but sold T-shirts with the original design, raising money for the victims of a fire and inspiring a restoration of the mural in 2022. Next
came the election of Mayor Mamdani, the first Queens resident to lead the city, and the need for new highway signs to replace all the references to Eric Adams.
"Queens is the future!" the borough president, Donovan Richards, said the other day, greeting the artists near a noisy tangle of aging urban infrastructure: the Midtown Tunnel, the Pulaski Bridge, the L.I.E. "There's just no getting around it."
"Are you ready to jaywalk?" Frankel asked.
They crossed several lanes and began ascending an on-ramp to the L.I.E., amid stray honking from trucks and taxis. "We get to choose the slogan as the borough president," Richards explained, noting that Marty Markowitz, the former Brooklyn beep, had added "Fuhged-daboudit" to "Leaving Brooklyn" signs on the Belt Parkway. "There was a little controversy," Richards went on, alluding to complaints about ethnic stereotyping. "And so, he had to come up with 'Oy vey,' too." Richards, for his part, had considered replacing "The world's borough," the long-standing but staid Queens tagline, with a favorite Nas lyric: "Queens get the money." It seemed fitting, both in terms of Realpolitik and considering the projects that Richards began enumerating, as if on a stump: affordable housing in Willets Point, a pair of casinos, the refurbishing of the airports. "But D.O.T. thought it was too ethnic," Richards said of the lyric. "They didn't say it, but they said it without saying."
The politician and the artists were standing now on a sloping grass median, facing a "Welcome to Queens" sign, one of a dozen scattered around the borough's parkways and expressways, the legacy of Robert Moses, an erstwhile futurist. More honking. "I was thinking about how these green-and-white signs on the highways are one of the only places where the people get to choose some of the words," Frankel said. He meant the names Zohran Kwame Mamdani and Donovan Richards, Jr., chosen via ballot box: a Muslim socialist and a Black beep. Above the names, in italics, was the new motto, from their mural: "Queens is the Future!" They took turns posing for selfies.
Was it true, though? A bystander found himself wondering, amid the whiplash of the past decade: the retrenching on immigration, the resurgence of
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nationalism, the Mets' losing streak. "I mean, it's unfortunate that our President comes from Queens," Richards said, referring to Donald Trump, before adding, "He's from a part of Queens that's really oriented towards Long Island."
They began descending the ramp, facing a Manhattan skyline of ever-taller towers that made the Empire State Building look like an afterthought. Richards mentioned a history book he'd been reading. Queens had been home to early color-TV demonstrations: ahead of its time. The vote to establish Israel had taken place in what is now the Queens Museum, in Flushing Meadows Corona Park. (Current events leave one unable to predict how that might be viewed in the decades to come.) "And also, Walt Disney is said to have originally looked at that park to be the first Disney World," Richards said. "But the weather—he needed warm weather year-round."
So-called unseasonable temperatures loomed in the forecast. In the future, one couldn't rule it out.
—Ben McGrath

Dan Hoyle is an actor of improbable parts. His first one-man show, a study of American industry abroad, required him to play sweatshop workers in Hanoi and protesters in Quito. When acting out Nigerian oil politics, he was both militants and rebels. Performing all the characters in a scene is hard, and Hoyle, who lives in Oakland, makes it harder by playing only people who really exist; his method is to interview strangers and channel them onstage, a practice he calls "journalistic theatre." "I feel my job is to connect people to people again," he said the other day, in advance of his latest one-man show, "Takes All Kinds," which returns to Joe's Pub on August 16th. "I work in front of a big mirror and, when I see somebody who doesn't look like me, that's a start."
Hoyle grew up in a performing family. His father, Geoff Hoyle, is a famous clown. Alongside Bill Irwin, Geoff was
a principal in the Pickle Family Circus, and he originated the role of Zazu in "The Lion King" on Broadway. At home, in San Francisco, the family spoke in an inversion dialect they called the Lang ("The Lion King" became "King of the Lies"), and they studied the world from park benches. "My dad would be, like, 'Now, look at how that guy is walking—is it a choice or an injury?'" Hoyle said. "San Francisco was a more affordable, more diverse city, and there was an openness, like, 'What's your story?'" When he started college, at Northwestern, he took trains to Chicago to chat up anyone he met. At school, he learned that this was called "performance ethnography."
In 2008, Hoyle went around the country talking with people in red districts. "The stuff that I was hearing is what became the Tea Party and then Trump," he said. He put it in a show. For "Takes All Kinds," Hoyle, now forty-six, went looking for people in purple America who weren't natural activists but who stumbled into efforts at reconciliation and change. He transforms himself into a Phish-head in Florida lobbying the school board on behalf of his lesbian daughter, and a pair of MAGA-supporting Latino barbers. "I'm listening for stories that complicate a surface-level understanding," he explained. "My friend always says, 'If you want to get close to somebody, stand next to them.' It's a joke—but also true."
On a recent Tuesday, Hoyle was in the South Bronx, looking for people to stand next to. He struck up a conversation at the Citi Bike rack at 167th Street. He texted a man known as Pop (Jahar Simmons); they had met when Hoyle lived nearby. Hoyle had never put Pop in a show. He walked in circles looking for him, then his phone buzzed. "I don't see you," he said, and squinted. "Oh, there you at." Pop, a guy in his mid-thirties with a white T-shirt and a mane of braids coiled atop his head, perched in the entrance to the Webster Houses project with two men, one lanky and dressed in Helmut Lang trackwear, the other built like a wrestler and wearing shades. "Son, D., what's going on?" Pop said. "You can't be white and lost in the hood."
Hoyle told Pop's friends that he acts out real people's stories.
"Ask him, did I get a story yet," Pop said.
"Did Pop get a story yet?" the tall man asked.
"Not fucking yet!" Pop bellowed.
Pop visited Hoyle whenever he went to the Bay Area. The first time he and a friend went to see one of Hoyle's shows, he felt out of place. ("We smelled like a pound of weed, like a pack," he said.) Then Hoyle gave him a shout-out onstage, and the weather changed. "All the people coming up to me: 'You from the Bronx? What's it like?'" He affected a grave look: "Walking over dead bodies every day. People getting shot."
His friends laughed. Pop worked days at the high school and nights at the hospital, and he used weekends to organize block parties. The guy with shades, Carlee Hopkins, was a counsellor for juveniles in detention; the other man, Ro Smith, worked in resale. This spring, he bought the entire stock of Knicks hats at Foot Locker and Dick's Sporting Goods, for forty-six dollars apiece, and, when the Knicks peaked and shops ran

Dan Hoyle
out, sold the hats for a hundred and fifty dollars each. Smith asked Hoyle whether his plays were on YouTube.
"Thing is, it really needs to be experienced live," Hoyle said.
"Motherfucker's doing voices," Pop explained. "Changing his face—"
"Pop, you ready to do my show?" Hoyle asked. "We'll give you an opener."
"Give me something!" Pop said. "Put me in the game, Coach—put me in the game."
—Nathan Heller
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DISPATCHES
The doulas who help us die.
BY ALEXANDRA SCHWARTZ

Before meeting a client, Virginia Chang, an end-of-life doula, performs a ritual that she calls “becoming an empty vessel.” She closes her eyes, plants her feet on the ground, and holds her arms at her sides, palms up. She breathes deeply through her nose. To still her mind, she begins to quietly chant a Sanskrit mantra such as lokāh samastāh sukhino bhavantu—may all beings everywhere be happy and free. Then she starts to move, pushing her hands away from her body, raising them above her head, and lowering them again in a gesture of surrender. Because she does this on the streets of New York City, no one pays
her any attention. Delivery guys squeeze by with their handcarts; kids dodge and weave on their scooters; dogs sniff near her ankles and move on. Chang is a slight woman in her early sixties, with graying hair cut into a long, straight bob. She likes to wear lacquered red clogs, stretchy black pants, and a thin scarf of turquoise or coral pink, even in the heat of summer. To be of use to the dying, she believes that she must first set aside the buzzing miscellany of thoughts and cares that constitutes “her shit,” and that is what her ritual helps her do.
On a bright afternoon in May, Chang pressed her hands together at
her forehead, bowed slightly, and opened her eyes. Then she checked her watch. She was standing in front of an apartment building on East Fifty-second Street, where her client Eleanor Lennard had lived since the nineteen-sixties. Eleanor was a hundred and one. She had been widowed for more than two decades. Nearly all of her friends were dead. She had lost most of her sight to macular degeneration, so she could no longer attend meetings of her amateur photography club, but her mind was still sharp. Her daughter had recently managed to get her admitted to hospice—no small feat, considering that extreme old age does not in itself count as a terminal diagnosis—and she had round-the-clock care from home health aides. But Eleanor felt lonely, discarded. She wanted to have conversations, to discuss art and literature and the news. When her hospice learned this, they sent Chang.
The word “doula,” many doulas like to say, derives from the Greek for “woman who serves.” (Technically, the word means “slave,” but its Anglophone usage gives it a gentler cast.) There are many different ways that end-of-life doulas—or death doulas, a term that some favor—interpret this mandate. They might help clients articulate their preferences regarding medical treatment, or advocate for their wishes amid the competing demands of imperious doctors and anxious family members. They might offer Swedish death cleaning or shrouding services, or conduct funeral preparations and grief support. The role is nonmedical; at its core, it is an act of accompaniment toward the unknown.
Chang had been seeing Eleanor weekly since January, and looked forward to each meeting. At noon, though, when she had called to confirm her visit, an aide reported that Eleanor was disoriented and agitated. She had tried to get out of bed by herself and had to be restrained. Inside the apartment, the shades were drawn. Family portraits decorated the hallway: smiling children; a couple leaning toward each other in a private moment of happiness, the woman with short, dark hair. Two aides eased Eleanor from her bedroom to an armchair in the study. She
Virginia Chang, an end-of-life doula, with her client Eleanor, in New York.
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PHOTOGRAPH BY LAUREN LANCASTER
wore a pink gauze dress; her hair was gray now, still cut close. On the air-conditioner behind her rested a folded American flag, of the kind presented to veterans' spouses at their funerals.
"It's your favorite girl," one aide said, brightly. "Woman, excuse me."
"We're all girls compared to her," Chang said.
"Is that Virginia?" Eleanor asked. "It's Virginia." Chang spoke loudly and slowly. "You know you can't say no to me!"
"It's the same way around, if you think about it," Eleanor said.
Chang knelt by Eleanor's feet. She took the old woman's left hand in both of hers, gently stroking Eleanor's fingers and gazing steadily up into her face.
"I never belonged to the faithful when it comes to belief," Eleanor said, as if she had been in the middle of discussing the subject. "I mean, I understand what they stand for, because the lessons are there. But religion, to me, is a kind of sport."
"Interesting. Eleanor, have you been turning to God more?"
"No."
Chang laughed. "O.K."
"What I was trying to say is, it isn't the God that some people imagine, but it is my God."
"Well, tell me what your God does for you."
"Frankly, now he just makes me angry."
"Why?"
"Because of brutality," Eleanor said. "The world is in an ugly sphere now. And my personality with my children, which was not good." Her speech began to wander. She reached for a word, couldn't find it, and laughed in defeat. "Why did you get here this early on a Sunday?"
"It's Friday at three, when I always come."
"It's Friday? Good! I thought I had lost a whole day. It came on so suddenly. I was fine. I could maneuver and walk around with a walker, and suddenly I was a different person." She had been furious when the aides told her that she couldn't get up, for fear of a fall. "They're busy assuming there's something really wrong with me. I know I'm not a good-mannered person. I want my rights."
"You always stay true to yourself," Chang said. "And that's what's most important."
Based on the aide's description, Chang had expected Eleanor to be terse and withdrawn, but she wanted to talk. Dark things were on her mind. She spoke angrily of a cruel, manipulative person she referred to only as "he," until Chang asked, "Eleanor, are you still watching the news?" She suspected that Eleanor might have started her final decline, but she kept that thought to herself. She would return early the next week. If anything changed in the meantime, the aides knew to call.
"Childhood is the kingdom where nobody dies," Edna St. Vincent Millay wrote. By that definition, Chang's childhood lasted through adolescence and deep into her adult years. None of her relatives died. None of her peers died. She did lose a pet—a gerbil—and that was sad, but hardly tragic. "I really considered myself an ordinary, average person in America, which is to say, I never thought about death and dying," she told me recently.
Then, in September, 2016, when she was fifty-two, Chang's father died. That January, so did her mother-in-law, followed by her own mother, three months later. This suite of losses severed Chang from reality as she had known it. Her mother's death was relatively smooth—she had dementia, and her decline was swift—but the other two were brutal ordeals. Chang's mother-in-law, who suffered from a host of ailments, had been subjected, while unconscious, to an invasive emergency procedure that her husband tried to refuse; she died in recovery. Chang's father had a heart attack at his assisted-living facility; though he was immediately pronounced dead, a team of E.M.T.s performed CPR and defibrillation as Chang begged them over the phone to stop. "Don't look under the sheet," a nurse told her, referring to her father's battered body.
Chang's family was not naïve about the practice of medicine; her mother and sister were doctors, her mother-in-law a nurse. Chang saw herself as an independent, savvy New Yorker. Yet she had never experienced such pow-
erlessness or despondency. "To be so disregarded at the end of our lives—I thought it was a sad statement on our society," she said. "Is this what death is? Is this what we have to accept? I honestly didn't know."
About a decade earlier, a hospice social worker named Henry Fersko-Weiss had wondered the same thing. Hospice offers terminal patients an alternative to the chaotic, clinical environment of a hospital; the emphasis is on dignity and comfort rather than on curative treatment. Even so, at the large hospice in New York City where Fersko-Weiss worked, he saw too many deaths that he considered less than ideal, if not downright bad. A person who wanted to die at home might instead be rushed off to the hospital. A family member might insist that a loved one keep "fighting," couching denial as encouragement. An exhausted spouse might step away for a nap and miss her partner's final breaths because she hadn't known how to recognize the signs of death.
One root of these problems, Fersko-Weiss believed, was an inability to communicate frankly about what death and dying entailed. "Our collective fear of death is so strong, our defenses so well maintained, that when a person receives a terminal diagnosis, he or she is totally unprepared and often hides within a fragile bubble of hope," he later wrote.
Fersko-Weiss had a friend who'd recently become a birth doula, and the concept intrigued him. The doula role emerged in the United States during the nineteen-seventies, as a reaction to the concern that birth had become overly medicalized. Doulas sought to empower women by educating them about childbirth, and by providing physical and emotional support before, during, and after that transformative event.
Dying was a kind of labor, too. A birth plan, Fersko-Weiss thought, could be translated into a death plan. Where did a person want to die? Whom did he want to be present? What type of music should be playing? Instead of assisting in the birthing room or the nursery, end-of-life doulas could keep vigil over people during their last hours, providing
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comfort and companionship and helping a family find peace.
Fersko-Weiss began to formulate a doula-training program of his own. A devoted Zen Buddhist, he drew on spirituality—and on psychotherapy. He was particularly influenced by the mid-century developmental psychologist Erik Erikson, who believed that life consists of eight stages of development, each characterized by a central psychosocial conflict. Erikson called the final stage “ego integrity vs. despair.” As people at the end of their lives reflect on their experiences and relationships, they can either achieve a valuable sense of fulfillment and coherence—integrity—or become mired in bitterness, fixating on failures and unrealized dreams. Building on this notion, the gerontologist Robert Butler created the strategy of “life review,” in which a person is guided through an examination of the past in the hope of producing the happier of these outcomes. Fersko-Weiss, who trained his first group of doulas—seventeen of them, all volunteers at his hospice—in 2003, incorporated life review into his methodology. In 2015, he co-founded the International End-of-Life Doula Association (INELDA), to offer trainings around the country and beyond.
After the deaths of her parents, Chang was lost. She regularly went to meditate at the Bhakti Center, in the East Village, seeking to escape her grief. On a June day in 2017, she saw a flyer there advertising a talk called “Why Death Matters,” to be given by Fersko-Weiss. “Honestly, I don’t remember anything about the talk except for Henry talking about end-of-life doulas,” she said. “I just thought, Why wasn’t there someone like that there for me?”
Chang asked Fersko-Weiss out for coffee, and they struck up a friendship. In early 2018, she took an INELDA training: a few days of people discussing how to improve the experience of death and dying. Then she enrolled in an end-of-life-doula program at the University of Vermont: eight weeks of people discussing how to improve the experience of death and dying. Still, she wasn’t sure that she wanted to become a doula herself. “You’re jammed full of all this infor-
information, but you’re, like, ‘This is just information,’” she said.
Chang, who has a Ph.D. in organic chemistry from Stanford, began her career in new-drug design, then worked as a chemical-contamination expert in the cleanup of the Pelham Bay Landfill, in the Bronx. She stopped working in her thirties to raise her children. Now she was an empty nester, with time on her hands. She decided to devise an experiment. She would spend a year volunteering at V.N.S. Health, a hospice in New York, and apply the doula methodology to the patients there, to see if the skills she had acquired actually worked. She practiced active listening—a kind of deep, compassionate attention meant to facilitate openness and connection—and “unconditional positive regard,” a technique, developed by the psychologist Carl Rogers, that entails demonstrating total acceptance of another person. She mirrored; she validated; she figured out how to ask exploratory, nonjudgmental questions, and how to hear the responses without adding her own two cents. If she was tempted to interrupt, she reminded herself to WAIT, an acronym she had learned in her training which stood for “Why am I talking?”
“Guess what?” Chang said. “It works.” She opened her private practice, Till the Last, in 2019. (She continues to volunteer with V.N.S.) As Chang sees it, her role is “not about telling

you that you can have a good death—it’s not about trying to make it beautiful or sacred or reverent.” She prefers to think of it as a reframing. “You’re creating environments where a person is telling you things that they haven’t said to anybody else,” she explained. “Once you’ve established that trust, you can go anywhere in the future with them. You can get them to look at difficult emotions. You can have hard
conversations. You can take them to places of dreaming big.” Death may be the end of life, but dying is still a part of living.
These days, as a recent headline in Town & Country announced, it can seem like “Suddenly Everyone Is a Death Doula.” INELDA estimates that it has trained more than ten thousand doulas globally in the past decade, and the University of Vermont program, where Chang now teaches, has trained more than five thousand since it began, in 2017. Some end-of-life doulas think that their field is forty years behind the birth-doula movement, but others say twenty, or only ten. “If people know about this service, they will take it—that’s a guarantee,” one doula told me.
End-of-life doulas attribute the rise of their field to the “silver tsunami”—nearly a fifth of Americans are sixty-five or older—or to the apparent spike in cancer rates among people under the age of fifty, or to the COVID pandemic, when it became blatantly clear what a bad death could look like. In a broader sense, though, the end-of-life-doula movement can be seen as the latest chapter in a societal reconsideration of death that has been under way for more than fifty years. In the 1978 book “The Craft of Dying,” the sociologist Lyn H. Lofland proposed that dramatic cultural and technological changes had led Americans—“especially affluent middle-class Americans”—to adopt new attitudes and approaches to death. Thanks to modern medicine, people were able to live longer, which paradoxically meant that the dying process, extended by treatment, took longer, too. Death had become bureaucratized—removed from the home and relegated to the hospital—and secularized, stripped of ritual and fixed meaning. Lofland was interested in what she called “the happy death movement,” a loose coalition of people who had set out to solve these problems. Some of their solutions seemed offbeat or marginal, but others have become commonplace. Hospice was itself a countercultural practice in the seventies, limited to a handful of cities around the country. By 2024, more than half of Americans
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on Medicare were on hospice when they died.
One goal of the happy-death movement was to puncture what its members considered to be a taboo around discussing death. Today, there is a growing sense that embracing mortality can be a component of wellness. “A lot of my clients now are people who aren’t in crisis and there is no threat of death,” Darnell Lamont Walker, a doula based in rural Georgia, told me. “They’ll say, ‘Can you help me plan that day—or the rest of this life?’” Virginia Chang told me that, as a result of her work, “I’m living a much more intentional life.” Recently, she was approached by the editors of the For Dummies guides to lend her expertise to the series. In “Preparing for End of Life for Dummies,” published earlier this year, she counsels even readers in good health to think about death daily, a practice that she calls taking a “mortality vitamin.”
In May, I went to Los Angeles to meet Jill Schock, who practices under the moniker Death Doula L.A. Schock is forty, with dark hair and cat-eye glasses; her arms are covered with delicate tattoos, including one of her late cat Reuben, whose ashes she wears in the form of a starburst-shaped ring on her left hand. Schock lives in the city’s Chinatown, in a former art gallery that she has remodelled into a studio dedicated to fostering the public’s understanding of grief and death. On the evening I visited, she was hosting a “grief yoga” class, advertised, on Facebook, as “a gentle way to move grief, sadness, anger, and other big emotions through the body instead of carrying them alone in the mind.” The previous week, she had organized an “eco death fair,” in collaboration with a local funeral home, to promote alternative corpse-disposal methods, such as human composting and burial at sea, that are environmentally preferable to traditional burial (coffins don’t typically biodegrade) and cremation (high emissions).
Schock’s studio is bright and inviting, with a polished concrete floor and double-height walls; a staircase leads to a small, closed-off loft—her private quarters, which she shares with Monty, her frenetically friendly dachshund-terrier mix. “Every month or so, we have an exhibit that’s mortality-adjacent,”

“This is the book I’m reading for my book club, this is the book I’m reading to put off reading the book for my book club, and this is my phone, which I’ve been reading for the past half hour.”
she said. The work on display, a group of textiles, was by an artist named Kate Saubestre. A suit of pinkish canvas skin, decorated with pepperoni-size areolae and an intricately furred mons pubis, hung from a hanger, as if waiting for its owner to return and slip it back on. In the center of the room, a shroud that had been molded to fit Saubestre’s body rested on top of a handsome black pedestal that proved to be a casket on wheels—what Schock called “a nice piece of utility furniture.”
Schock grew up in Santa Clarita, California, the daughter of two school-teachers. She first found her way into the death field as a chaplain, studying at Vanderbilt’s Divinity School and training in emergency rooms, though her interest in faith was more philosophical than spiritual. “I’m an existentialist,” she said. “Kierkegaard is big for me.” She went on to work in hospice, but lost her job, in a bitter twist, after taking a leave to attend to her father as he died. When she learned about end-of-life doulas, she said, “it
just clicked so hard. I was already qualified to do it.”
Schock opened her private practice in 2016. Initially, she said, “nobody liked my business name—‘Death,’ you know.” But she was adamant. “Everyone goes for the euphemisms, like ‘sacred transitions,’ ‘crossings,’ all of that kind of illusionary stuff,” she said. “I just wanted to work with people who fully knew they’re dying. I’m not going to disrespect them by using a different word.”
The next day, I accompanied Schock in her black Ford Edge—“MY OTHER RIDE IS A DETERIORATING BODY OF FLESH AND BONES,” the bumper sticker read—to visit her client Karyn Balzary, who was sixty-six and dying of ovarian cancer. Karyn was in bed, propped up on a pillow, very thin under her floral coverlet. Her eyes were piercingly blue. Next to her was a stuffed bilby, which her daughter, Lily, had owned since she was three years old. Lily was twenty-seven now.
Karyn was first diagnosed in 2019,
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and tried everything from heated intraperitoneal chemotherapy to sound baths. She stopped treatment last December. "I've kind of said goodbye to everyone I need to, except for Gavin"—her husband—"and Lily," she told Schock. Her brother, Michael, had come to visit before going on tour with his band; one of her best friends, Suzie, had come from Australia, where Karyn was born, and would be leaving soon. "Emotionally, I'm at the point where I wish that I could just turn out the light," she said.
"That's good, that you've done all your goodbyes," Schock said. She asked Karyn what she thought people should know about how it felt to die.
"I think the first thing that we all have to accept—and it's not that hard—is that death exists," Karyn said. "It's not scary. It just sucks. It sucks big fat donkey dicks."
On the latest season of the HBO hospital drama "The Pitt," Roxie, a mother with advanced lung cancer, is admitted to the emergency room. She is accompanied by her husband,
Paul, and her death doula, Lena. Roxie is depleted, in terrible pain. Though she is on hospice, Paul is her primary caretaker, and he is eager for her to return home. But Lena can see that Roxie is reluctant to leave the hospital. She is tired of putting on a brave face as her body fails; she feels that Paul and their two young sons are living with her ghost. Paul is baffled, distraught. If Roxie stays at the hospital, he will have to accept that she will never leave.
"From my perspective, the family is as important as the dying person," Virginia Chang told me. She estimates that she has assisted more than a hundred people through the dying process, and she includes her clients' family members in that number. Diane Lennard, Eleanor's daughter, said that Chang routinely pulled over while driving to take her calls. "This is so new to me," Diane said. Like many people with elderly parents, she finds it challenging to meet her mother's emotional needs, to say nothing of her physical ones. "I call Virginia, and I say, 'What do I do?'" she told me. "How do I handle this? What should I say?"
Recently, Chang told me, she'd helped engage with a hospital ethics panel on behalf of a family who wanted their loved one released to die at home. "I never do anything that's solely the dying person's wishes unless the family is completely on board," she said. "And if there is any disagreement—or not even disagreement but an emotional complication—I won't move forward until everybody is in a good place about it."
This surprised me. Some doulas I spoke with told me that they felt it was their responsibility to advocate for a client's desires, even—perhaps especially—in the face of familial pressure. On "The Pitt," Lena privately assures Roxie that the choice of where to die is hers, while tactfully nudging Paul to give Roxie the space to decide for herself. I wondered if there had been cases when Chang found it difficult to achieve consensus.
"I'm in a case like that right now," she said. A client whom I'll call Esther, an eighty-five-year-old with advanced Parkinson's, had spent the past few years living with her son, his wife, and their two young children in Manhattan. The family contacted Chang in April. Chang said, "The first thing out of her mouth was 'I want to die. Am I eligible for MAID?''—medical assistance in dying. But the requirements for MAID, which just became legal in New York, are stringent, and a person must generally have a diagnosis of six months or less to live; Esther wouldn't qualify.
Instead, Chang suggested that Esther let time and her disease take their inevitable toll. Meanwhile, Chang would focus on improving quality of life. She worked with Esther's children to help them develop what she called "a sustaining mind-set." "The situation had gotten so intense," she said. The caretakers needed to take care of themselves, too—"to not think of everything as an emergency." But, Chang said, "I think the biggest thing that I did for them was to reframe Esther's end-of-life experience as one of being, not doing." Esther felt useless. She couldn't leave the house, and even reading to her grandchildren was impossible. Chang advised her to consider her presence enough. Just being

"All this trouble just to make squid-ink pasta."
in a room with her family was salutary; the kids could read to her instead of the other way around.
Then a mass was discovered on Esther's pancreas. Her opportunity to die had come. She declined a biopsy, and decided to start VSED, the voluntary stopping of eating and drinking, a legally protected way to speed up the dying process. At a family meeting, two of Esther's children told Chang that their sister was wary. Their mother's death had been abstract; now it could happen in a week or two. Chang suggested that Esther hold off on VSED, just for a bit, to give her daughter time to adjust.
Esther's son was concerned. Was Chang asking his mother to suffer longer? "You could view it like that," Chang recalled telling him. "But your mom is someone who has put her family at the core of her existence for such a long time, and loves each person so intensely. This is a small kindness that will save her daughter a lot of anguish and struggle." If Esther postponed VSED, her daughter would have a chance to understand what was happening to her, and why. When Chang turned to Esther for her opinion, she gave the thumbs-up.
"This is what we have lost in the dying experience, right?" Chang said. "This feeling of family and community. We don't all live together. We travel. We've developed very individualistic points of view. Maybe for some things in society that's O.K. But, in regard to the experience of death and dying, it's taken something away." She went on, "If this daughter gets a good end-of-life experience for her mom, it will change her whole point of view of what death and dying could be, and it will change what she wants for herself and what she wants for all of her loved ones. I can make her a ripple in the positive-death movement—in making it better for everyone."
Lately, the ripples have been getting bigger. Ironically, in Hollywood, the land of eternal youth, end-of-life-doula training has become newly fashionable in the way that studying Kabbalah once was. In January, while promoting "Hamnet," a film that centers on the grisly demise
of a sixteenth-century child, the director Chloé Zhao told an interviewer that she was becoming an end-of-life doula in order to confront her fear of dying. A few months later, Nicole Kidman announced that the death of her mother had inspired her to train as a doula, too. Kidman framed her interest as a matter of personal growth. "I am looking to expand myself," she said. This did not stop people from imagining what it might be like to shuffle off their mortal coils while being ministered to by a world-famous movie star. "If I am at my deathbed and she comes at me with a Russian accent and psilocybin, I am all for it," one Redditor commented.
The death-doula field is unregulated—you don't need to be certified to practice—and most doulas prefer it that way. "I love that we're a little bit of a rogue band of people," Kelly Briggs-Hayler, a New York-based doula, told me. Still, the lack of standardization can breed confusion, and some doulas have taken it upon themselves to do quality control. Every two months, a doula named Emma Acker hosts a meetup for her fellow-practitioners and apprentices at Sparrow, a self-described "contemporary" funeral home in the Greenpoint neighborhood of Brooklyn. On a recent evening, a circle of twenty chairs was arranged in a room outfitted with light pine floors and Edison-bulbed chandeliers. The doulas browsed a buffet table loaded with wine, seltzer, charcuterie, and pesto-dressed orecchiette, chatting until Acker called them to order.
"Wow, it's such a large group—that's awesome!" she said. Acker has a spray of graying corkscrew curls and, though she has lived in New York for more than thirty years, the accent of her native New Zealand. She started the meetup three years ago to serve as an ad-hoc professional network. "This space is truly gatekept, for lack of a better word, by me," she said. "We only allow people to come if they've done a death-doula training. Wherever you're at with it, it doesn't matter. But you're not shopping to see if you want to do that. You've done it, and now you're finding your way after."
The doulas were white, Black, Asian, young, and middle-aged; one
was old. All but two were women. Acker invited them to introduce themselves to the group. Robin had been working as a death doula and an ecopsychologist since 2022, and ran a group called the Dead Parents Club. Erika used text-to-speech software to say that she did art-based grief support. Simone trained in Sweden, and had just had her first client. Marianne was a licensed clinical social worker at a children's hospital, where she cared for dying kids. Alexa came from "a social-impact background in tech" and wrote a Substack called "Mourning People." Ryan found his way to the death world after his husband died of cholangiocarcinoma, a rare cancer of the bile ducts, and was volunteering as a doula at Mount Sinai's palliative-care program. Boshko confessed that he was not a doula—the room broke into hoots of laughter—but he did provide Reiki at memory-care facilities around the city.
Sula, a blond woman in her early forties, ran a doula service called Peacing Out. "Honestly, I'm bad at joining groups," she said. "I'm bad at social media. So I feel a little fucked in the ways that I'm connecting or not with community in this world, and one of the biggest questions I have is, like, how do we actually make a living doing this?" She had turned to doula work full time after being laid off from her job in communications, but the numbers weren't adding up. She went on, "While I'm very pleased that the field has expanded, I'm also, like, Let's get talking about our labor. I don't want to do anything else, and I also need to survive."
"I love this topic," Acker said. The question of making a living as an end-of-life doula can be touchy. Some doulas get more calls than they can handle, but they are in the minority. Others provide their service gratis, from the conviction that it should be accessible to all, or on a sliding scale. Jill Schock offers three packages, starting at $1,799 and going to $2,999, plus an assortment of à-la-carte options: funeral support and planning cost $225; helping a client who is dying by MAID is $1,600. Schock doesn't live off her client work alone—she supplements her income by teaching a
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virtual doula-training course—but she's optimistic. "I'm sorry, but, if Labubus can sell, we can sell this service," she told me.
Acker works on what she calls a "Toms Shoes model": the paying clients she sees allow her to take on others who can't afford her services. One afternoon in June, I went with her to visit a sixty-seven-year-old man, whom I'll call Lee, who falls into the latter category. Acker met Lee a few years ago, at All Angels' Church, on the Upper West Side, where she volunteers weekly, manning its coffee stand. Lee would swoop in dashingly on his bike to grab a cup; he himself spent time volunteering in the kitchen. But his health had been failing: chronic arthritis, mobility problems, a bike accident. Acker had started a project at All Angels' to help unhoused and other vulnerable people get health-care proxies, and she became Lee's. "He's very proud—he used to be the guy who helps everyone," she said. Now he was staying at a nursing home on the Upper West Side. "He really wants to get out," Acker said, but the chances of that were slim.
Lee was in a hospital bed, separated from a roommate by a yellow curtain. He was missing a number of teeth, and the fingers of his right hand were stiff and curled. Blue and orange "Happy Birthday" balloons dragged on the floor, out of air. Acker had brought two large deli coffees, and Lee sipped his from a straw. She sat on the corner of his bed and asked how he was.
"Listen, Emma," Lee said. His voice was very weak. "They don't take care of me here. I would feel better at home."
"You would feel better at home," Acker repeated.
"I've been thinking," he said, pointing to one bushy eyebrow.
"Thinking is a good thing to do," Acker said. They laughed.
Just what Lee was thinking was drowned out by a TV mounted in the corner, blaring the news of the day, but the gist was clear. After the visit, Acker said, "He wants me to sign him out." He had pleaded his case with great intensity, but Acker wouldn't do it. Lee's Section 8 apartment in the Bronx was up many flights of stairs that he could not walk. "Because you're here, I see myself from the outside, and I see how
hopeless it is," Acker told me. Lee wasn't actively dying, but he wasn't getting well, either. His former life had ended, and that was a sort of death, too, one to which he was not reconciled. Acker went on, "At the same time, I know the value of at least having somebody. I'm not fixing what's happening, at all. But I'm not turning away."
Eleanor didn't decline. In fact, she improved. The next week, when Chang returned, she was back to her lucid self. In her dark days of confusion, she had injured herself while fighting to get out of bed. White gauze bandages were wrapped around her ankles, and her elbows and left knee were bruised. "This kind of old age is unfair," she said. She felt like a member of "the living dead."
"Eleanor, you don't give yourself enough credit," Chang said. "You're pretty amazing for a one-hundred-and-one-year-old."
"It's just a number!" Eleanor said, but she smiled with pleasure.
"How old do you feel?"
"Two hundred—and fifty."
Chang fished through her bag and produced a copy of "The Brain: The Story of You," by the neuroscientist David Eagleman, which she had been reading aloud during their visits. "That's our special time together now," Eleanor said. She had become fascinated with the brain after Chang suggested that she donate hers to science as a legacy project—a contribution that a dying person can make to the future. Such projects usually consist of activities like writing letters to one's children or making a quilt, not organ donation, but Eleanor had been thrilled by the idea. An undemented brain of her vintage was a hot commodity in research circles. "I thank her for it all the time, because I finally found something I could do that's fruitful," Eleanor said.
Chang began to read. They had already been through the brain's development during childhood. Now they were in the teen-age years—the excruciating social awkwardness and emotional sensitivity owing to a still unfinished prefrontal cortex. "Next time, we'll talk about adulthood," Chang said. "There are some interest-
ing topics coming up, such as the fallibility of memory and the aging brain."
"I don't know if this science topic is going to focus on exactly what I'm hoping to find out, because that's too mysterious," Eleanor said. "But I'll give it a try, because it would be helpful for me to understand more about myself."
"I'm glad that you're still curious."
"I often wonder why I am. I keep saying that to myself—'Why are you caring so much about the political problem for the future? You're not going to be involved in it.'" What Eleanor wanted to find out, though, was personal. She was wondering about her children, who were in their seventies. She'd had a wonderful marriage, but motherhood was difficult. Why were her children not who she had thought they would be? Why did they have such different values than she did? "What I'm looking for is probably so technical that I maybe would never be able to understand it without any background in science," she said.
"But maybe your brain will contribute to an answer one day."
"Good. I have that hope. She's the one that builds up the hopes."
"Eleanor, I have some news to tell you," Chang said. "I'm actually going to be away for three weeks." She was off to complete her second book on facing death.
"Oh, really? Well, this is an eternity I'm serving here. Three weeks is nothing."
"So when I come back we'll finish the book. But—I understand that things can happen, as well. It has been such an honor to work with you."
"It's been a pleasure. You've added something to this end-of-life thing which wasn't there before. That's mighty useful. Mighty useful."
Chang leaned over the chair where Eleanor sat and embraced her. They both held on for a long time. Gently, Chang broke away. She kissed Eleanor on the cheek.
"O.K.?"
"O.K."
"As soon as I get back, I will call. O.K.? Three weeks." She stood up to go.
"And thank you for being there."
"O.K. All right, Eleanor," Chang said quietly, and left the room. ♦
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SHOUTS & MURMURS

BY ANTHONY LANE
Crisis and controversy have struck the New York Times on many occasions since its founding, in the eighteen-fifties. Few threats, however, have been as grave as the one that consumed the storied newspaper this summer, reportedly starting late July. It appears that editorial staff became aware that, unless emergency procedures were initiated, the following day's edition of the Times would contain not a single article on the subject of Christopher Nolan's "The Odyssey."
"How the [expletive] did this [expletive] happen?" was the reaction of one source in senior management. "We've had since the [expletive] Bronze Age to prep for it," the source added. "There's no excuse." No current or former employees of the Times were willing to go on record to discuss the near-disaster, but several staff members agreed to speak on condition of anonymity.
Nolan's film was released on July 17th, but expectations had been high for more than a year. A succession of trailers, from July, 2025, onward, revealed further details of the movie. A Times article from February, 2026, bore the headline "Who Cares If Matt Damon's 'Odyssey' Helmet Is Historically Accurate?" The debate intensified after the entrepreneur Elon Musk criticized Nolan for casting Lupita Nyong'o as Helen of Troy. In response, the Times ran a guest essay by Daniel Mendelsohn, a recent translator of Homer's epic poem. A source at the paper commented, "I
hate to say it, but thank God for Elon."
As the release date for "The Odyssey" approached, the paper increased its coverage accordingly. "Yeah, we had that big Nolan profile, saying how anxious he was and everything," a source said. "And getting Matt [Damon] and Tom [Holland] into the Times kitchen to make pizzas three days before the movie came out—genius."
Once the film was in theatres, according to a source in the Opinion department, "the gloves were off. Sharon [Waxman, a contributing writer] said the culture-war stuff was dead, which was a smart way of stoking it all over again. Michelle [Goldberg, a columnist] had another pop at Musk, which always goes down well. Then Maureen [Dowd, a columnist] said the movie wasn't sexy or weird enough, which of course sent the comments into a frenzy." At this point, the source was interrupted by the delivery of a large fruit basket from the marketing department of Universal Pictures, which the source was quick to decline.
Then the crisis hit.
In the words of the senior-management source, "It came out of nowhere. We had a piece on what's so great about eating a [expletive] lotus flower. We went gaga over that hot black outfit worn by Rob [Pattinson, who plays Antinous]. There was an interview with the woman who was the stunt double for Matt [Damon]. We did a story on the popcorn that you scoop into the belly of a [expletive] horse, like, a plastic Trojan horse. We
were on fire. Then, suddenly, nothing."
According to reports, a midmorning meeting was hastily scheduled. "We needed something that could be commissioned and filed in half a day," a source who was at the meeting confirmed. "Someone from Cooking suggested tips for re-creating the dish that Circe serves to Odysseus' men, but legal said that turning readers' families into pigs was a recipe for class-action lawsuits, so that was out. I was about to pitch a piece to Travel about going on vacation to Hades, like a once-in-a-lifetime thing, but then, hallelujah, the Wilson call came in."
The source was referring to Emily Wilson, whose translation of the Odyssey was praised by Nolan, but who has since written a scathing review of his film. "That totally saved us," the source at the meeting said. "Now we just call the other translators and see what they think. I'm already reaching out to Alexander Pope. Also, we ran this terrific article on August 3rd about people taking their babies to 'Odyssey' screenings in the morning. Which means we can follow up with a piece about therapists who are expecting a bonanza in, say, nine years' time. All these messed-up kids will be asking why they can't help thinking of their dads as giants with one eye who want to eat them."
Larger questions remain. How long should the paper's coverage of Nolan's film persist, and what of issues in the wider world, including the war in the Middle East? "You mean the forever war? Excuse me, but that's Troy all over," the source in senior management said. "I know that half of Europe is basically a barbecue, and the yen is in the toilet, and the Lincoln Memorial pool actually is a toilet, but we still don't know why Benny Safdie had, like, zero dialogue as Agamemnon before he got whacked by Clytemnestra, and what that tells us about men's inability to articulate their feelings in both Homer's time and ours. Or something. Anyway, if the Times won't explain it, who will?" The source added that, even as interest in Homer declines, the paper is preparing for the release of Mel Gibson's latest film, "The Resurrection of the Christ: Part One," currently scheduled for May, 2027. "Tell me that isn't news. The [expletive] Resurrection," the source said. "I hate to say it, but thank God for Mel." ♦
LUCI GUTIERREZ
19
BRAVE NEW WORLD DEPT.
How to tell if you're human.
BY JILL LEPORE

There are now more bots online than people, and knowing which is which is hard.
Three summers ago, Sam Altman, the C.E.O. of OpenAI, posted on X a fifteen-second video of dozens of people—mostly young, veiled in face masks, and wearing super-hip, white-soled sneakers—waiting in a long, snaky line in the traffic-light-lit but otherwise dusky dark of an unnamed city that appears to have been Nagoya, Japan. “Crazy lines around the world,” Altman wrote. “One person getting verified every 8 seconds now.” In the video, the camera pans to the front of the line, where a woman is kneeling on the sidewalk as if in prayer, staring into a gleaming silver orb about the size of a volleyball that has been propped up on a stand about the height of an end table. It looks like the eyeball of a giant robot Cyclops. She
stares into its aperture, a void. You may wonder why. Here’s why. She is bowing before an artificially intelligent machine, seeking a certification that she is human.
That eyeball, which is known as the Orb, was developed by Tools for Humanity, a San Francisco- and Munich-based tech company that Altman founded in 2019 with a twenty-five-year-old German physicist named Alex Blania, who is now its C.E.O. At the time, Altman had just stepped down as president of Y Combinator to head OpenAI; Blania had dropped out of graduate school at Caltech. (Last year, Blania and Altman co-founded another startup, Merge Labs, funded by OpenAI, which, like Elon Musk’s company Neuralink, aims to hook your brain up to a computer. I guess this
is another tool for humanity.) If you get scanned by the Orb, which you can now do at sites on four continents, you get a credential called a Proof of Humanity—provided, that is, that you are not a robot.
Are you a robot? If you’re not, you’re going to be pretty sure you’re not. Still, online at least, you likely find it difficult to tell who else is and is not. Businesses find this difficult, too, and it’s getting harder all the time. If you were forced to guess, the odds would tell you to guess robot, because at this point there are more bots online than people. To deal with this problem, businesses retain bot-detection and bot-management firms, a specialty within the field of cybersecurity. Their task used to be to block bots, but, with the rise of agentic A.I., that has changed. Now the problem is how to let in the good bots (like the avatar you send to the Gap to buy you a new pair of pants) and keep out the bad bots (like the thief trying to scrape the data of every Gap customer). The rest of us have to be our own bot detectors. It’s been suggested to me that if you’re on the phone or in an online chat with a customer-service “person” and you aren’t sure whether you’re talking to a human or a chatbot, one good idea is to ask, “What color shoes are you wearing today?” Because chatbots don’t have feet. (Yet.) I once asked a customer-service representative calling herself Crystal S. if she could prove to me that she was human, and she told me that she lived in Texas and had three daughters and two French bulldogs named Benny and Smoltz. I forgot to ask her about her shoes.
This is not a drill. But it is a hassle, something between an inconvenience and a nightmare, depending on your degree of enthusiasm for the shiny, glimmering how-we-live-now Orb of it all. It is also a very long game of cat and mouse. We used to be the cats. Now we’re the mice.
A certificate verifying your humanity is in certain ways a newer version of some ancient technologies of identification used not for distinguishing between humans and machines but for sorting one group of people from another. Those technologies include tattooing, cutting, and branding—methods of identification that go back thousands of years. In Revelation (13:16–17), the Beast
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ILLUSTRATION BY BRATISLAV MILENKOVIC
requires everyone “both small and great, rich and poor, free and slave, to receive a mark on their right hand or on their foreheads.” The Greeks branded their slaves; the Romans tattooed their gladiators. In the twentieth century, the Nazis required Jews to wear badges, and then they tattooed them, “including newborn babies,” as Primo Levi once wrote. These techniques are still used for livestock, and for gang members.
Claiming to be a particular person has always been something of a performance, down to how you walk and talk and what clothes you wear. (Etymologically, the word “person” means “an actor’s mask”; that meaning was later expanded to describe “a character in a play” and, finally, simply, “a human.”) Imposture is a performance, too, as every con artist knows. A trickster named Arnaud du Tilh passed himself off as a peasant named Martin Guerre in sixteenth-century France by looking a fair bit like him and having a good memory for details. It was said in early modern England that you could pass yourself off as the king if only you could stop yourself from farting.
The more that populations grew, and the more that people moved around, the easier it was to pretend to be someone else. Hence, identity documents, beginning with travel papers. Medieval merchants and soldiers were often required to carry laissez-passers. “Where passports do not exist, nothing is easier than to change one’s name,” Tocqueville later observed. Proof of identity, and especially proof of citizenship, came to require written verification in the nineteenth century, when documents like birth certificates and passports became commonplace; they frequently required seals and stamps and signatures by representatives of the church and later of the state. Like money, these documents could also be faked. Signatures could be forged; photographs could be altered. Fingerprints proved more reliable.
By the end of the nineteenth century, the rise of the social-welfare state meant that Britain, Germany, and France began keeping files on individual citizens for purposes of the provision of assistance. Personal identification numbers became common in the nineteen-thirties and forties. (Meanwhile, totalitarian regimes that assign people numbers instead of
allowing them names have been a hallmark of dystopian fiction at least since Yevgeny Zamyatin’s 1924 novel, “We.”) Nazi Germany pursued a policy of Erfassung, total documentation of the population. “We are recording the individual characteristics of every single member of the nation onto a little card,” the head of an I.B.M. subsidiary in Germany explained in 1934. The United States introduced the nine-digit Social Security number in 1936, partly to solve what was called “the Fred Smith problem” (the fact that there are a lot of people with the same name). Critics charged F.D.R.’s federal government with despotism, and the head of the Republican Party warned, “If the Roosevelt administration is returned to power, we shall see two groups of citizens in this nation: those who are numbered and those who are not numbered.” But plenty of Americans carried their Social Security cards with pride, and even displayed their numbers on jewelry and as tattoos, believing the number to be, as the historian Sarah Igo has argued, “a symbol of a new kind of economic citizenship.”
Sweden assigned a personnummer to all citizens beginning in 1947; Icelanders were assigned an eight-digit number in the early nineteen-fifties, when each person in the country was given a punch card in the National Register. By that decade, governments were storing personal information on computers for purposes like keeping track of tax payments and providing benefits to veterans. (In the nineteen-sixties, a planned National Data Center in the U.S., merging all this information together, was scuppered because of privacy concerns.) Starting in the nineteen-eighties, forms of identification as proof of citizenship became more rigidly required. Today, most nation-states require citizens to register with a national database and have a national identity document. The technologies supporting them include R.F.I.D. chips and facial-recognition software. Malaysia introduced biometric passports in 1998. Mexico began issuing national I.D. cards incorporating iris-scan data in 2011. In 2010, the United Kingdom abandoned a plan to introduce national I.D. cards that would have included biometric data. India’s Aadhaar system, created in 2009, uses iris scans and fingerprints, and assigns a
unique twelve-digit number to all residents. As of 2026, when anyone from outside the E.U. enters nearly any E.U. country, no nice passport person says bienvenue or willkommen; instead, a machine scans your passport, your face, and your fingertips, to verify that you are you.
Online, though, you can be anyone. The opening of the internet to the public in the nineteen-nineties led to new forms of identification—including usernames and passwords and two-factor verification and Touch ID—and new kinds of fraud and, inevitably, new forms of imposture, as in: pretending to be made of flesh and bone when, really, you’re some blocky lines of machine code.
Science-fiction writers saw this coming long before it came. An Isaac Asimov story from 1946, set in the future, tells of an ambitious district attorney named Stephen Byerley who is suspected by political opponents of being a robot. (Decades later, some people said the same thing about Al Gore.) “He has never been seen to eat or drink,” a rival says. “Never!” That is insufficient proof, but in Asimov’s future world there’s another kind of test available: harming a human is a violation of one of the Three Laws of Robotics, so, if Byerley can be shown to be unable to harm a human, he must be a robot. At a campaign rally, a man approaches Byerley and says, “Hit me! You say you’re not a robot. Prove it.” Byerley smacks the schmuck in the face and wins the election. Nobody had considered the possibility that it was all a setup planned not by Byerley’s enemies but by Byerley himself, and that the schmuck was . . . a robot. In a later story, Byerley’s political career takes off and by 2044 he is elected essentially President of everything, the humans still not having worked out that their leader is probably a robot. Fortunately, this no longer much matters since, as a robot-psychologist reflects, “by that time it was the Machines that were running the world anyway.”
Cold War science fiction was consumed with the idea of robots pretending to be humans, the way Communists pretended to be Americans, everyone a suspected subversive. In a 1953 story by Philip K. Dick called “Impostor,” a defense-project official named Spence Olham is killed and replaced by a robot,
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who has a “U-bomb” inside him, but the poor robot thinks he’s the real Olham:
“I’m Olham. I know it. No transfer was made. I’m the same as I’ve always been.”
He touched himself, running his hands over his body. “There must be some way to prove it. . . .”
Neither Peters nor Nelson spoke. “I am Olham,” he said again. “I know I am. But I can’t prove it.”
(The proof, or disproof, comes when he explodes.)
Most of these stories involving tests are variations on the seventeenth-century philosophical meditations of René (“I think therefore I am”) Descartes. Seeking certainty about his own existence, Descartes concluded that the very act of thinking proved that he existed as a thinking being. As Anthropic’s chatbot, Claude, will tell you, this proof is no longer sufficient and hasn’t been since Alan Turing proposed the Turing test, in 1950. That led to new tests. In 1968, in Philip K. Dick’s novel “Do Androids Dream of Electric Sheep?”—later adapted into the film “Blade Runner”—a character named Rick Deckard (an homage to Descartes) administers the Voigt-Kampff Empathy Test to suspected androids. The test involves measuring a subject’s reactions to scenarios of cruelty to animals: humans react instantly, but it takes androids a fraction of a second longer to register that they are supposed to find these stories upsetting. The test works, the narrator muses, because “empathy, evidently, existed only within the human community, whereas intelligence to some degree could be found throughout every phylum and order including the arachnids.”
It appears that a rosier view of humanity prevailed in the nineteen-sixties than prevails on Sam Altman’s planet Earth. These days, to find out if you are or are not a robot, no one is going to ask you if a photograph of beagles with their heads trapped in a vise being forced to smoke cigarettes disturbs you. They may, however, ask you to look into an Orb.
Online “I’m not a robot” tests date to the earliest forms of a protocol that came to be called a CAPTCHA (Completely Automated Public Turing test to tell Computers and Humans Apart), first imagined in 1996 by an Israeli cryptographer named Moni Naor and devel-
developed at Carnegie Mellon by Luis von Ahn, who started work on it when he was only a graduate student. (Von Ahn also came up with the name.) “How do we prevent computer programs from using systems designed for human use only?” Carnegie Mellon’s CAPTCHA Project wanted to know. By hand, this task is impossible, given the scale of the problem. “A better solution enlists computers to fight computers: write a program that can recognize, through a brief interaction over the web, whether a user is human or not.”
CAPTCHAs were developed to deter and detect spam, worms, and bots, and, later, to defend against disinformation campaigns, election interference, and acts of cyberterrorism. Most early CAPTCHA tests involved a computer asking you to prove that you are not a robot by deciphering a patch of blurry, crinkled, or otherwise difficult-to-decipher text. These tests soon began to pay a surprising dividend: they allowed Google to crowdsourced the optical-character-recognition work it needed to scan the world’s collection of printed books (without, it must be said, the permission of publishers or authors). In 2007, von Ahn, who had become a professor, launched recAPTCHA, with the slogan “STOP SPAM. READ BOOKS.” Google purchased recAPTCHA in 2009.
With recAPTCHA, every time a human resolved a blurry squiggle or a broken word or phrase, that human was advancing the Google Books Project. The same applied to the maddening visual tests—find the traffic lights, the crosswalks, the bicycles, and teach computers to see better. Von Ahn, who left academia and went on to found Duolingo, has expressed regret about the puzzle phase of proof of humanity, wondering whether he had created an apparatus for siphoning off human attention on a vast scale, a few seconds at a time. But, looked at another way, all that puzzle solving wasn’t a waste of our time if you consider how effective we were at teaching machines how to replace us.
The puzzles, in any event, became obsolete. The first chink in the armor came when (human) crooks started assembling CAPTCHA farms. They’d hire thousands of (real) people to staff their operation in, say, the Philippines, and, if a bot hit a CAPTCHA test, it’d call a
human to crack it and then: open sesame.
It was to defeat CAPTCHA farmers and other no-goodniks that, in 2012, Tamer Hassan and three friends started a bot-detection company that’s now called HUMAN, while hanging out in the back of Singularity&Co., a science-fiction bookstore in Brooklyn. (Singularity was less a bookstore than an archival philanthropy: with money from a Kickstarter campaign called Save the SciFi, they’d buy up rare, out-of-print twentieth-century pulp science fiction, scan it, and then sell the original books, by the pound.) Hassan was newly back from a tour in Iraq with the Air Force, flying helicopters and C-130s. He started HUMAN, he told me, because he and his co-founders wanted “to disrupt the economics of cybercrime.” Cybercrime comes in all shapes and sizes, but it does not require a great deal of capital to do it. “You get teen-age hackers in their pajamas,” Hassan says. “You get college kids trying to get extra money for drinks on the weekend and you get organized cybercrime and you get terrorist groups.” Law enforcement hadn’t worked especially well. And CAPTCHA was failing, too.
What began to replace asking humans to complete puzzles was asking computers to monitor internet traffic more closely. Beginning in 2014, Google launched a series of tests without puzzles (a class of tests that came to be known as “invisible recAPTCHA”). You see a box that you can click to certify “I’m not a robot”—as if anyone would take your word for it!—but the box is essentially a ruse, because, while you’re dragging your cursor over to click on it, the program is already determining whether or not you’re a robot by evaluating your past and present online behavior: where you click and have clicked, how long you pause, what cookies you’ve collected, your I.P. address, how you move your mouse, how you scroll. “In the early days, you could spot something that wasn’t real with basic algorithms,” Hassan says. “If somebody moves too fast through the pages, you can say that is nonhuman.” Humans are messy; bots are tidy.
This worked well for a long time because bots used to be stupider, and they also used to be more expensive. “Maybe ten years ago, it was pricey to build a really good bot, a really efficient bot,” Benjamin Barrier told me. Barrier co-founded
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an international bot-detection company called DataDome in 2015, in Paris. (The company now also has offices in New York and Singapore.) Bots got smarter and cheaper, and then you could buy what came to be called “packaged bots,” something akin to a full-service bot provider. These days, Barrier says, “you spend a few hundred bucks a month and you can rent out a perfect bot,” or, more likely, an army of bots. It’s the difference between one rat in your kitchen and a rat infestation in your basement.
Packaged bots are the precursor to today’s “A.I. agents,” which is just a name for bots that aren’t doing things that are illegal or socially or commercially undesirable. Some people keep rats as pets! So now the problem, for companies like HUMAN and DataDome, is figuring out a bot’s intent—is this one a pest or a pet?—which is quite a bit more difficult than just keeping them out. That requires analyzing behavior, assembling a library of all known bad bots, and using A.I. models and cryptography protocols to tell the bad bots from the good bots. “That time when bots were bad and humans were good, that was a much easier time,” Barrier says with a sigh.
DataDome promises to help clients “regain control of your traffic.” But the metaphors in the bot-management industry lean less toward air-traffic control than toward national defense. HUMAN has both a military and a public-service sensibility. Stu Solomon, HUMAN’s current C.E.O., is, like Hassan, an Air Force Academy graduate; he is also a brigadier general in the Air Na-
National Guard. Solomon and Hassan’s interest in cybersecurity comes from their commitment to the prevention of crime, counterfeiting, fraud, and terrorism. (Before joining HUMAN, Solomon was a cybersecurity executive at Bank of America.) If this is a war, it’s over, and the humans lost. It’s no longer possible to defend the internet against bots. Solomon says, “Now we need to think about this as coexistence.”
Solomon thinks the fact that there are now more bots than humans online was always inevitable. Hassan agrees, and he also thinks it would be best if, at this point, humans simply cede the internet to the robots—the good ones. “The internet was made for machines to talk to each other,” he says. “It’s a system of protocols for computers to interact and message each other. In the end, that’s what it will be. It will be an internet of A.I. agents, operating on our behalf. Probably in protocols and with languages that we don’t understand anymore.”
He’s O.K. with that. We still have the real world all to ourselves. Don’t we?
The Orb is not a bot-detection device. It’s a human-capturing device. Sam Altman and Alex Blania’s company Tools for Humanity has taken an entirely different approach to cybersecurity than companies like HUMAN and DataDome have. Tools for Humanity is interested in securing onetime, portable proof of your humanity and charging other companies for the use of that evidence. The Orb is different in other ways, too. Rather than having
origins in crime prevention or cybersecurity or national defense, the Orb has origins in cryptocurrency.
The first tool for humanity that was forged by Tools for Humanity, in 2019, was a cryptocurrency called Worldcoin. Actually, that was the purpose for which the company was founded, because the whole scheme started out as what Blania refers to as “the Bitcoin Project,” a universal-basic-income proposition. The original idea had been to hand out Worldcoin to every human on the planet as a hedge against the revolution otherwise inherent in the coming A.I.-driven jobpocalypse. Start handing out money, and you need to verify everyone so that no one double dips, and so that robots don’t dig around in the till with their grubby little robot paws. In a public announcement in 2021, the company described Worldcoin as a “new, collectively owned global currency that will be distributed fairly to as many people as possible.” Get scanned, get verified, get paid. Revolution averted.
Both the Orb and the story that Tools for Humanity tells about its purpose have changed since then. An early version of the Orb, which looked like a miniature Death Star, spat out physical coins, like a slot machine, presumably to make the point about the quid pro quo to people who might not quite comprehend blockchain. Prior to the product’s launch, the field testing spanned thirty-four countries—many of them developing nations—and included such cities as Buenos Aires, Lisbon, Bangalore, and Nairobi. Worldcoin also gathered training data for its A.I.-driven Orb by sending Orbs to locations in Sudan, Chile, and Ghana. The MIT Technology Review reported that villagers in Gunungguru, Indonesia, lined up for hours to have their irises scanned, having been offered “everything from free cash (often local currency as well as Worldcoin tokens) to AirPods to promises of future wealth.” (A company spokesperson responded to the Review, saying that the Orb operators were “independent contractors, not Worldcoin employees,” and that the giveaways were “isolated efforts” on the part of these workers.) At the time, twenty-five tokens was a typical payment; today, that’s worth about eight dollars. The project’s ambitions swelled like a tick on a dog’s belly. When the token publicly launched,


“Everyone likes how it sparkles, but no one wants to talk about what it’s for.”
in July of 2023—a time when OpenAI was doing a lot of posturing about saving democracy, currying favor with the we-are-saving-democracy Biden Administration, and only months before the board of OpenAI tried to oust Altman on the grounds that he was reckless and untrustworthy—Altman and Blania said, in a statement, “If successful, we believe Worldcoin could drastically increase economic opportunity, scale a reliable solution for distinguishing humans from AI online while preserving privacy, enable global democratic processes and eventually show a potential path to AI-funded UBI (universal basic income).” A rollout that summer focussed on higher-income nations in Asia, especially Japan and South Korea, where people who queued at pop-up Orb stations, like the one Altman tweeted about, were paid in Worldcoin. Then the tick burst. Later that year, talk of universal basic income disappeared from Worldcoin’s website. Soon, Tools for Humanity dropped the “coin” from the Worldcoin name and, for the most part, stopped mentioning crypto.
The latest version of the Orb is meant to look less sinister, more like something made by Apple or, as Tiago Sada, Tools for Humanity’s chief product officer, told me, “like something out of Pixar.” That cute little gooseneck desk lamp, say, or EVE, the gleaming-white legless robot from “WALL-E.” That scarcely disguises its darker implications for human freedom.
One of the thornier political, legal, and moral concerns raised by companies like OpenAI and Tools for Humanity is the emergence of what I think of as the “artificial state”: for-profit, international corporations assuming powers once reserved for nation-states, without any democratic mandate. With the Orb, Tools for Humanity proposes to take over the historically governmental function of identification.
World wants everyone in the world to get scanned. When you get scanned, you verify your WorldID, and with the World App you buy gift cards and cryptocurrency. This hasn’t gone over very well. A sizable number of nation-states, including Argentina, Brazil, Colombia, Germany, Indonesia, Kenya, the Philippines, Portugal, South Korea, Spain, and Thailand, have either investigated or banned the Orb or fined Tools for
Humanity, citing privacy or consumer-protection violations, ethical misgivings, or regulatory concerns.
Nevertheless, the Orb may be coming soon to a coffee shop, sidewalk, or shopping mall near you. “We have about forty million people on the network with some level of verification and about half of those, eighteen million, at the highest level of verification—the Orb verification,” Sada told me. “But right now we are really focussed on the U.S.” During the Biden Administration, the S.E.C. wasn’t inclined to look favorably on people being paid in crypto for having their eyeballs scanned. That changed when Donald Trump returned to office, and since the spring of 2025 it has been possible to secure a Proof of Humanity from an Orb within the land of the free and the home of the brave.
During the past year’s P.R. push, people at Tools for Humanity and World have talked less about universal basic income, or democracy, and more about protecting humans from a world overrun by artificial intelligence, especially in the form of bots, scams, malware, deepfakes, and other assorted automated nuisances that are swarming all over the internet. Sada, who is from Mexico City, started building robots when he was thirteen. He met Altman when he was briefly an undergraduate at Worcester Polytechnic Institute: Y Combinator funded an app Sada invented, called Flinto, that is akin to Venmo but for Latin America. He joined Tools for Humanity in 2021, when he was twenty-four. Sada told me that Altman and Blania started Tools for Humanity because they were concerned that, one day, “trust on the internet would start to get eroded.”
Essentially, World, which has about two hundred and fifty million dollars in venture-capital funding, proposes an alternative internet—or at least an exclusive space within the existing internet, something like a first-class airport lounge—for humans only. Its motto is “Let’s make the internet more human.” (This, mind you, is coming from the people who brought you the bots in the first place.) But, to get into that lounge, you need to get scanned and verified by
the Orb. This strategy has achieved some success. WorldID is now integrated, as a human-verification mechanism, into apps that include Zoom, Tinder, Shopify, and DocuSign. Verifying more humans is Blania’s whole reason for living, he told Tools for Humanity’s employees last year: “That’s all I care about every day and all you should care about every day, and nothing else should matter.” Since then, given the growing number of countries questioning the Orb, the company has appeared to be struggling. I talked to Sada at the end of May. In early June, the day OpenAI filed paperwork for going public, Tools for Humanity, valued at $2.5 billion, announced that it was laying off staff because of a shifting “company strategy.”
None of this has quieted the hype, or the revisionist history. This spring, at a World event in San Francisco celebrating the launch of a new version of WorldID (“We think it’s a really special moment in human history,” one company representative said), Altman made no mention of World’s original plan—handing out money to people put out of work by A.I. Instead, he insisted that he and Blania had started on this path years ago because they knew advanced artificial intelligence was coming, and they wanted to preserve humanity in a world “where there’s going to be more stuff generated by A.I. than by humans.” A world overrun with bots is a wonderful world, in Altman’s view—so long as they are doing our bidding. There’s just this one hitch, he admitted: “I’m sure many of you have started to have an experience more and more where you’re, like, ‘Am I interacting with an A.I. or a person?’”
It’s not a speech that schoolchildren will one day memorize, like when Abraham Lincoln resolved “that this nation, under God, shall have a new birth of freedom—and that government of the people, by the people, for the people, shall not perish from the earth.” No, this wasn’t Lincoln at Gettysburg. This was Altman in the Valley. “We really wanted to make sure that the world continued to be about people, for people, that people were still the primary thing that we all care about,” Altman said. Are you reassured? ♦

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PROFILES
The Chief Justice insists that his Court isn't biased even as it keeps making dramatic leaps rightward.
BY MARGARET TALBOT
When President Donald Trump announced plans to attend oral arguments at the Supreme Court on April 1st, the problem arose as to where to put him. The Court's oral arguments have precise protocols, but none of them governed where a President should sit in the courtroom, because no President had ever done such a thing. Tradition—and respect for judicial independence—had prevented it. The case that the President wanted to see argued was Trump v. Barbara, which was among the more consequential matters the Court was considering that term. Trump had tried, through an executive order, to overturn the guarantee of citizenship to all babies born on U.S. soil—a conception of what makes an American that had been enshrined in the Fourteenth Amendment, upheld by the Supreme Court in 1898, and later reaffirmed by congressional statute.
Because none of the Justices had invited Trump, he couldn't be placed in the section reserved for their families and other guests. Since he loathes the press, it was hard to imagine him sitting among the journalists, most of whom perch on creaky bentwood chairs in crowded alcoves. Because Trump was a party in the case, Court officials felt that he shouldn't be given the seat Presidents occupy during swearing-in ceremonies for Justices—typically the only time they visit. In the end, the officials put him in the front row of the public section, where he glowered at the Justices, his signature red tie dangling, one hand on each knee.
It felt like a mafioso move. For months, he'd been denouncing the Justices—particularly two of his own three appointees, Neil Gorsuch and Amy Coney Barrett—when they didn't decide his way. In February, after the Court ruled that Trump couldn't invoke a national emergency in order to impose sweeping tariffs, he told reporters that Gorsuch and Barrett, who'd joined the 6-3 majority, were "an embarrassment
rassment to their families." At a White House Easter lunch later that day, Trump made it clear that he sees judicial appointments as quid pro quos, doing a mincing imitation of Justices who won't knuckle under: "I don't care if Trump appointed me, I don't care, it doesn't make any difference to me—I'm voting against him!" He added, "They want to show their independence, you know? Stupid people." (The White House posted, then took down, a video of the speech.)
Watching Supreme Court oral arguments can feel like watching a play—the Justices emerge from behind red velvet curtains to take their appointed seats at a long bench. As Clare Cushman, of the Supreme Court Historical Society, told me, "It's not entertainment, but it's entertainment-adjacent." On April 1st, Trump's presence generated dark comedy and cringly implausible encounters. He arrived at the Court with a posse: Howard Lutnick, the billionaire Commerce Secretary; David Warrington, the burly White House counsel; and Pam Bondi, the obedient Attorney General whose firing, for not being obedient enough, Trump announced the next day. (He reportedly gave her the news while they rode in a limousine to the Court.) In the guest section, apparently at the invitation of one of the liberal Justices, sat Robert De Niro, an inveterate Trump critic. A few rows behind the President was John Eastman, a former lawyer known for opposing birth-right citizenship; he'd been disbarred in California for his role in a scheme to return Trump to the White House after the 2020 election. On the plaza outside, the celebrity chef and activist José Andrés, wearing an "Immigrants Feed America" T-shirt, addressed protesters who carried signs saying "It's Literally in the Constitution" and "Born Here, Belong Here."
Peter Shane, a constitutional-law scholar at New York University, told me, "I wondered if Trump understood that he wouldn't be the center of attention.
The Chief Justice wouldn't be staring him in the eye, there'd be no television cameras on him. That is not usually his cup of tea." In the end, there were no disruptions, not even when Trump walked out after the government's lawyer made his presentation and before the opposing lawyer, from the A.C.L.U., had got very far into hers. The Justices seemed to avoid even glancing at the President.
Still, it was another profoundly strange moment in a profoundly strange time for the Court—especially for the seventy-one-year-old Chief Justice, John Roberts. Twenty-one years into his tenure, he keeps waking up, "Groundhog Day" style, to the same ironic scenario: he's a proponent of maximal Presidential authority who is compelled to deal with a President especially likely to abuse it. (Roberts, a George W. Bush appointee who is reflexively polite, with a self-deprecating sense of humor, probably wouldn't even enjoy a round of golf with Trump.) Roberts has leveraged his mild persona to defend the Court's political neutrality at a time when Americans increasingly see it as partisan; according to a recent poll by the Pew Research Center, more than half hold an unfavorable view of it—a near-historic low. Whereas Roberts likes to stress that the Court is fundamentally nonpartisan and frequently unanimous—the Justices agree around forty per cent of the time, though typically on minor issues—many Americans believe that he has presided over a rightward march in the Court's jurisprudence, on such issues as affirmative action, immigration and asylum, abortion, voting law, gun rights, and the separation of church and state. And, with a few high-profile exceptions, such as the tariffs case, his Supreme Court has overruled lower courts to permit much of Trump's second-term agenda to proceed. This has often happened without explanation, because the decisions have been issued on the emergency, or "shadow," docket—that
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SOURCE PHOTOGRAPH BY ERIN SCHAFF / GETTY

Today's Justices are openly fractious. All Roberts can say is "We're not as much at each other's throats as you might think."
ILLUSTRATION BY PAUL ROGERS
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is, decided without a full briefing, oral arguments, or detailed opinions. Of the thirty-five requests for emergency action made by the second Trump Administration—on everything from defunding scientific research to allowing people to be deported to “third countries” where they have no affiliations—the Court has ruled in the Administration’s favor, in part or in full, twenty-five times, generally with the three liberal Justices, Sonia Sotomayor, Elena Kagan, and Ketanji Brown Jackson, in dissent. Among the fifty-six cases fully briefed and argued before the Court this past term, there were 6–3 splits between the Republican and Democratic appointees in thirteen rulings, compared with six last term.
To some observers, the fact that the Court ruled against the Trump Administration in a few major opinions—including, it turned out, the birthright-citizenship case—was a reassuring affirmation of Roberts’s view that it operates outside the realm of politics. Trump’s theatrics fuelled this impression: his clumsy attempts to tip the balance obviously failed. William Baude, a law professor at the University of Chicago, argued in the Times that the Roberts Court was “one of the most independent” he could “imagine at this stage of the second Trump administration.” Yet the term was overwhelmingly favorable to the President, and, though the final rulings certainly matter, of equal importance is the Court’s choice of which cases to take up in the first place.
Steve Vladeck, a law professor at Georgetown, pointed to the Court’s handling of Louisiana v. Callais, in which the conservative majority gutted portions of the Voting Rights Act. Vladeck noted that the Court could have treated the case—involving Louisiana’s creation of a majority-Black voting district—as a smaller dispute, but instead it ordered the parties involved to re-argue the case as a broad test of the constitutionality of weighing race when redistricting. Vladeck said, “A big theme of this term is all these times when the Court could have looked like it was above politics but chose to lean in. This is the one institution left in the country that had a chance to say, ‘We have long-term principles’—and instead it got swept up in the political moment.”
Roberts has offered the occasional courteous rebuke to the President’s public trashing of the judicial branch. In 2018, after Trump dismissed a district-court judge who’d rejected one of his asylum policies as an “Obama judge,” Roberts declared, “We do not have Obama judges or Trump judges, Bush judges or Clinton judges. What we have is an extraordinary group of dedicated judges doing their level best to do equal right to those appearing before them.” Even those lofty, carefully considered remarks rankled Trump. At the Easter lunch that year, he said, “There is no Republican judge and there is no Democrat judge,” a certain person says. And I say you’ve lost all credibility when you say that.”
For a man like Roberts, to whom the label “institutionalist” attaches like an epithet in the Odyssey, perhaps the only thing worse than Trump’s excoriation of the Justices is his gratitude when they do what he wants. In March, 2025, Roberts was present when Trump gave the annual Presidential address to Congress; afterward, Trump patted the Chief Justice on the shoulder and said, “Thank you again—won’t forget.” To many people, this sounded like an acknowledgment of Trump v. United States, the remarkably capacious 2024 ruling that granted Presidents immunity from prosecution for official acts. More immediately, the opinion saved Trump from facing trial for interfering in the 2020 election. Roberts had written the opinion for a 6–3 majority. J. Michael Luttig, a retired federal judge and a conservative, was close to Roberts for many years—he was a groomsman at his wedding—but has since become sharply critical of him. Luttig told me that he regards the immunity decision as “one of the two or three worst cases in all of American history, if not the single worst, because of the structural damage that it did to the Constitution and the separation of powers.” On Truth Social, Trump blamed “sleazebag ‘journalists’” for suggesting that his comment to Roberts was related to the immunity decision. He said that he’d just been thanking Roberts for swearing him in at his second Inauguration. Nobody who knows Roberts thinks that he could have found the gesture anything other than embarrassing.
Roberts, with his country-club equanimity, can seem like a man out of time—maddeningly or reassuringly, depending on your perspective. Even as a septuagenarian who peers at lawyers over reading glasses, he projects boyishness. He has the same modest swoop of a forelock that he’s had since his confirmation hearings. (A longtime Supreme Court sketch artist told me that Roberts’s bland good looks and buttoned-down comportment make him challenging to draw.) Roberts has called himself a “dinosaur” when it comes to A.I., and he’s never stopped writing opinions by hand. He still likes to boast about how collegial the Court is, though lately he’s had to temper those claims: in a speech at Rice University this past March, the best he

“The things I do so you people feel less alone.”
could muster was “We’re not as much at each other’s throats as you might think.” Back in the nineties, both Democrats and Republicans loved to praise the unlikely friendship of the (liberal, feminist) Justice Ruth Bader Ginsburg and the (conservative, originalist) Justice Antonin Scalia. If such a friendship exists on the Court today, there’s no evidence of it.
In oral arguments, Roberts is generally unruffled. He takes up less airtime than most other Justices and seems less aggravated and indignant than the most aggravated and indignant among them—Samuel Alito for the conservatives, Jackson for the liberals. (An analysis by The Hill found that Jackson had the highest spoken-word count this past term, at more than seventy-five thousand, whereas Roberts was at about twenty thousand, ahead only of Clarence Thomas, who until recent years barely spoke from the bench.) Robert’s harshest interjections—and they aren’t that harsh—come when he reminds a colleague not to interrupt a lawyer or another Justice.
Still, it must be confounding to have Roberts’s job these days. In one sense, he’s been getting so much of what he has long believed in: the weakening of the administrative state, the enlargement of Presidential power, and the rollback of affirmative action and of voting-rights protections for minorities, which he thinks our society no longer needs. (“The way to stop discrimination on the basis of race is to stop discriminating on the basis of race,” he famously wrote in 2007.) These are goals he’s sought since he worked in the Reagan White House. The string of conservative victories must be one reason that, as he deadpanned to an audience in Buffalo last year, he has no plans to retire: “I’m going out feet first.” This is one point on which the young Roberts and the current one do not concur—in a 1983 memo to Reagan’s White House counsel, Fred Fielding, Roberts noted that the Framers had adopted life tenure for federal judges, including those on the Supreme Court, “at a time when people simply did not live as long,” adding, “A judge insulated from the normal currents of life for twenty-five or thirty years was a rarity then, but is becoming commonplace.” Roberts, then twenty-seven, suggested term limits of about fifteen years for federal judges, to insure that they’d “not lose all touch with
reality.” In Buffalo, Roberts said that he’d entrusted two friends to tell him if it was “time to go,” but added that he felt “pretty healthy” and that it was “exciting to get up every morning and go into work.”
His workplace is trickier than it used to be, though. Although his conservative flank has a lock on power, Roberts himself has less sway than ever over an increasingly fractious Court. Notably, the Chief Justice has less room for the cagey maneuvering, including narrowing the scope of decisions, that he’s often used to build consensus, as with a 2012 opinion that brokered a compromise on the Affordable Care Act by characterizing its insurance mandate as a mere tax. In 2018, Roberts told an audience at the University of Minnesota that “you can try to get as many people on board as you can” by keeping decisions narrow, and by only deciding “what is absolutely necessary to be decided.” But today’s Court often divides along stark ideological lines, and the liberals often sound truly distraught in their dissents. Jackson, describing the majority’s decision in the Presidential-immunity case, invoked “a five-alarm fire that threatens to consume democratic self-governance.” Kagan wrote an impassioned dissent to the Court’s 6–3 decision in the Louisiana-redistricting case. Opting to read passages of her opinion aloud from the bench, for impact, Kagan repeated “I dissent” like a chant as Roberts and Alito—whom Roberts had chosen to write the opinion—stared straight ahead. Kagan spoke of “the majority’s now completed demolition of the Voting Rights Act,” a law “born of the literal blood of Union soldiers and civil-rights marchers.”
During oral arguments, Sotomayor and Jackson, in particular, are seldom shy about articulating what they see as the existential stakes of the Court’s decisions. In a case this past term involving a policy that would allow the government to turn away asylum seekers at the Mexican border without first hearing their claims, Sotomayor twice cited the story of the M.S. St. Louis, a ship carrying Jewish refugees from Nazi Germany which the U.S. refused to allow to dock in 1939. “The majority of those people were shipped back or had to go back from where they came and were killed,” Sotomayor told the lawyer arguing for the policy. “That’s what we’re doing here—
isn’t it?” In June, when the Court ruled, 6–3, in favor of the policy, Sotomayor read part of her dissent from the bench. Alito, who’d delivered the majority opinion, grew so annoyed that he offered a testy remonstrance. “There is much that I would have added to my bench statement, had I known there would be a dissent read,” he began. (A Court spokesperson later acknowledged “a misunderstanding on Justice Alito’s part”—he’d in fact been informed in advance of Sotomayor’s plan.) In 2024, Sotomayor told an audience at Harvard, “There are days that I’ve come to my office after an announcement of a case and closed my door and cried.” When Kagan was asked, at a separate event, about Sotomayor’s admission, she said, “I’m not much of a crier, myself. . . . I’m more of a wall-slammer.” (At a more recent appearance, in July, Kagan sounded a conciliatory note, saying, “Is this Court the kind of puppet for the current Administration? I think definitely not.”)
Vladeck, the Georgetown law professor, said that the two-year period before Barrett replaced Ginsburg, firmly tipping the Court’s balance, was the high point of Roberts’s ability to work out compromises: “He will never be in more control than he was between 2018 and 2020, when he was the median on everything.” Ironically, the firmly conservative majority has watered down Roberts’s power. This became especially clear in 2022, when Roberts tried to find a middle way in Dobbs v. Jackson Women’s Health, which overturned the constitutional right to abortion. When the Justices met for a final vote on whether they’d take the case, Roberts, Barrett, and the three liberals voted to turn it away, according to reporting by Adam Liptak and Jodi Kantor, of the Times. But the Court requires only four Justices to grant a case, and Brett Kavanaugh, whom Roberts had hoped would back his strategy of prudent avoidance, wouldn’t go along. Roberts ended up writing a concurrence, arguing for a “more measured course” in which the Court would uphold a Mississippi ban on abortions after fifteen weeks and toss out the long-standing rule that abortion was legal until a fetus was viable, but stop short of discarding Roe v. Wade altogether. He was following, he wrote, “a simple yet fundamental principle of judicial restraint: If it is not necessary
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to decide more to dispose of a case, then it is necessary not to decide more.” But the liberals were having none of it, and the conservatives wanted to end abortion immediately. “In the aftermath of Dobbs, he was the proverbial man without a country,” Luttig said.
During the first Trump Administration, Roberts’s position as tiebreaker sometimes allowed him to adopt a professorial tone, offering critical notes on the government’s legal strategies. In two 5–4 opinions invalidating Administration actions, he gave implicit advice on how the government might have pursued its aims differently. In one case, the Administration wanted to place a citizenship question on census forms, claiming that this would somehow help protect minorities’ voting rights. (Opponents said that the true intent was to scare immigrants away from filling out the form, and, thus, from being counted.) Roberts called the government’s explanation “contrived,” suggesting that it would have found success had it been more forthright. In a second case, Roberts rejected “post-hoc rationalizations” that the government had given for invalidating the DACA program, which allows some immigrants who came to the country illegally as children to avoid deportation. Benjamin Eidelson, a professor at Harvard Law School, told me that Roberts, to his credit, was trying to make the Administration more accountable for its controversial agenda. But it’s also possible that Roberts had found a clever way to deflect some explosive cases; if so, that leverage is gone—the current Administration is too emboldened to engage in pretenses. “When the Court struck down big policies in Trump’s first term, it was because the Administration had concealed or obscured from the public what was really going on,” Eidelson explained. “In both the census case and the DACA case, the Chief Justice’s theme was ‘You can do this if you want, but you have to own the choice and pay the political price.’ Now the Administration is just saying the quiet part out loud.”
It takes a determinedly selective eye not to see the increasingly open divisions among the Justices. Some of them have been speaking publicly about their chagrin with the Court, and with one another, in ways they rarely would have
earlier in Roberts’s tenure—even though that surely displeases him. “This is a very careful guy,” David Leebron, a friend of Roberts’s from their law-school days, at Harvard, told me. “He’s a person who is not going to say anything he shouldn’t say.” Days before Joe Biden’s Inauguration, an upside-down American flag—a symbol of the movement that falsely claims the election was stolen from Trump—was raised outside Alito’s home, in Alexandria, Virginia. (Alito blamed the display on his wife.) This past April, Thomas gave a speech at the University of Texas, Austin, in which he criticized American progressivism for, among other things, suggesting that rights could be granted by governments; in Thomas’s view, rights are bestowed by God. (He also said that “Stalin, Hitler, Mussolini, and Mao all were intertwined with the rise of progressivism.”) And if Alito’s wife, Martha-Ann, minors in election conspiracies, Thomas’s wife, Ginni, majors in it, having explicitly urged lawmakers in two states to overturn Biden’s election.
In April, at the University of Kansas, Sotomayor sharply criticized an unnamed “colleague”—clearly Kavanaugh—for his concurrence in a September ruling that permitted ICE agents doing immigration-status checks to take into account what they presume to be a person’s ethnicity. “There are some people who can’t understand our experiences, even when you tell them,” Sotomayor said, during an onstage conversation with the appellate-court judge Mary H. Murguia and her twin sister, Janet, the head of a Latino

civil-rights organization. “I had a colleague in that case who wrote, you know, ‘These are only temporary stops.’ This is from a man whose parents were professionals and probably doesn’t really know any person who works by the hour.” Sotomayor later apologized for making “inappropriate” comments. (She got along with nearly all her colleagues, she said at a different law school event that month,
in part because she strove not to “define them by their worst ideas.”)
Meanwhile, in a speech at Yale, Jackson delivered a frank critique of the Court’s dependence on the emergency docket. A President, in an emergency application to the Court, might argue that he was being irreparably harmed by a lower court’s ruling against one of his executive orders, but she found this hyperbolic—he might be “harmed in an abstract way, by not doing what he wants to do,” but that hardly mattered if “what he wants to do is illegal.” She likened some of the Court’s brief, unsigned opinions to mere “scratch-paper musings,” adding that certain ones came across as “utterly irrational.” To issue “important decisions in such a cursory manner disrespects not only the people whose lives are upended by the rulings but also the public,” she said. Whereas Kavanaugh and Alito have defended the Court’s use of the emergency docket as the only way to handle all the pressing cases before it—Kavanaugh prefers the bureaucratic term “interim docket”—Jackson said that she’d “adamantly reject” any attempt to “normalize” the docket.
Stephen Wermiel, who covered the Court for the Wall Street Journal and is a law professor emeritus at American University, told me that Jackson’s speech was highly unusual: “The Court does not have a tradition of airing its dirty linen in public.”
It’s true that, as Roberts has said over the years, the nine Justices are bonded by the singularity of their work: they are the only people in the world doing precisely what they do. And they have certain rituals to maintain comity. Before oral arguments, they shake one another’s hands, a tradition stretching back to the nineteenth century. “It’s a small thing, perhaps,” Roberts said in a 2018 speech, but an important reminder that “we do not serve one party or one interest.” They eat lunch together on each argument and conference day, and Roberts enforces a rule that they must not talk about work. Instead, they chat about baseball, movies, grandchildren. If it’s someone’s birthday, Roberts brings in a bottle of wine for a toast.
Still, given the two unprecedented leaks in the past four years—drafts of the Dobbs opinion and of the confidential memos behind a seminal 2016 emergency-
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docket opinion, which Kantor and Liptak reported on recently in the Times—the atmosphere must sometimes be tense. (An awkward internal investigation of the Dobbs leak reached no evident resolution.) Justin Driver, a Yale law professor who clerked for the former Justice Stephen Breyer, said, “These leaks are painful for anyone who cares about the reputation of the Court.” Driver remembered Roberts gathering the clerks in a room to talk about the importance of confidentiality: “It wasn’t a stern talking-to, but it was very, very clear—you do not talk about what is happening here.” On the right, commentators see the leaks as part of a campaign to delegitimize the Court, and Roberts in particular. Fox News’s main response to the Times’ shadow-docket scoop—which showed that Roberts had moved aggressively to quash President Barack Obama’s signature environmental initiative, the Clean Power Plan—was to run an online op-ed, by the conservative legal scholar John Yoo, titled “The Left’s War on the Supreme Court Just Hit a Terrifying New Low.” Wermiel found this framing highly selective. “We don’t know who leaked this material,” he said. “But, even if you assume that conservative critics are right—that a liberal-leaning clerk was trying to undermine Roberts’s credibility—I don’t think it even comes close to Trump’s efforts to humiliate and denigrate the Court and its Justices.”
People familiar with the Court’s inner workings told me that new ways of conducting business might also be fraying nerves. Until a decade ago, the shadow docket was used only occasionally, mainly for true emergency applications—such as capital cases in which individuals faced imminent execution. Now it’s the venue for all kinds of substantive statutory and even constitutional matters, from immigration to election law, in large part because the Trump Administration has made such aggressive use of it—constantly filing for “emergency” relief to vanquish lower-court rulings that impede its policies. A former clerk said, “More of those decisions are essentially battles of memos, rather than human processes where the clerks talk, and then the Justices talk, and there are multiple drafts of opinions. It’s much more impersonal, and it kind of crowds out any sense of compromise or engagement—

“What’s that, Lassie? They’re repainting the barn? And you wish they wouldn’t, because you kind of like the old color? Not everything you say is an emergency—sometimes you just want to talk about regular stuff?”
of mutual understanding.” Shadow-docket petitions now pour in year-round, including in July and August—months when the Justices once had little, if any, Court business to attend to, and could enjoy speaking gigs in Rome or London, or work on their memoirs or children’s books. Today, Driver said, the Justices feel compelled to keep “interacting with each other” during the lull.
Roberts himself probably laments this change. He likes to paraphrase a quip by Justice Louis Brandeis, who said that he could do twelve months’ worth of Court work in ten months, but not in twelve. “We work at very close quarters on very important issues, on very sensitive issues,” Roberts said at a public appearance last year. “And we do need a little break from each other.” Some Justices socialize with one another over the summer, he added, but, as for himself, “I’m a—I think I’ve got the group right—Four Seasons fan, and my approach is ‘See You in September.’” (He got the group wrong—the song was recorded by both the Tempos and the Happenings.)
In another drain on the Justices’ energy, oral arguments have become notably longer in recent years. During the pandemic, the Justices conducted sessions over the phone, and they adopted a system in which Roberts called on each of them to speak. When the Justices
returned to the courtroom, Roberts partially retained this format. A free-for-all period—in which any of the nine can jump in to ask questions of the lawyers arguing the case—is followed by Roberts calling on each Justice, in order of seniority, to ask any remaining questions. Arguments now stretch out to two hours or more; an hour had previously been the standard. (At an appearance in May, Alito complained that there was currently “too much speechifying” on the Court. Roberts has said that he’ll be looking into the matter this summer.) Michael Dorf, a constitutional-law scholar at Cornell, told me, “The new format is better, if for no other reason than that the old format just didn’t allocate enough time in complicated cases.” But, as the former clerk told me, it “probably also tests the Justices’ patience with one another, because they’re all sitting there for so long—it seems like kind of a miserable experience sometimes. Especially given that some of them really talk a lot. I can just imagine how much eye-rolling, actual or mental, the others must be doing.”
After Trump left the Court on April 1st, the oral arguments went on for about another hour. The Justices’ questioning was thorough, historically grounded, and fairly subdued—the President probably would have found it
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tough going had he stuck around. But he no doubt enjoyed seeing his Solicitor General, D. John Sauer, whaling on birth-right citizenship in his opening arguments. Sauer, a Harvard Law graduate who clerked for Scalia—and proved his worth to Trump by successfully arguing the Presidential-immunity case—speaks fast, in a distinctively raspy voice. As Trump looked on, Sauer ominously declared that America’s guarantee of citizenship to babies born here had “spawned a sprawling industry of birth tourism as uncounted thousands of foreigners from potentially hostile nations have flocked to give birth in the United States in recent decades.” This warning about “birth tourism” echoed one of Trump’s favored talking points, though there’s little data indicating that such births occur in significant numbers, and U.S. law already forbids obtaining a tourist visa specifically for the purpose of giving birth here.
Even before a conservative Court, Sauer faced a daunting challenge, because the citizenship clause of the Fourteenth Amendment is extremely straightforward: “All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside.” (There are a few recognized exceptions to this rule, such as the children of diplomats.) You could dispute precisely what “subject to the jurisdiction thereof” meant—and Sauer did. You could also stress—and Sauer did—that the purpose of the amendment had been to grant citizenship to formerly enslaved people and their children after the Civil War. But in an “originalist” reading of the language—the preferred mode of modern conservatives, in which the Constitution’s meaning is fixed by the people who wrote it—the “all persons” phrasing would seem to be unambiguous. That is certainly how the Court reasoned in 1898, when it famously upheld birthright citizenship; in that case, Wong Kim Ark, the son of Chinese immigrants who were living in San Francisco when he was born, brought suit when his citizenship was challenged after the passage of the Chinese Exclusion Act.
Roberts, as is his wont, said little during the oral arguments, but an exchange he had with Sauer was the most memorable of the day. When Sauer noted, “We’re in a new world now . . .
After the box wine, the chicken thighs, and Nancy’s spice cake, we lounged around talking of poetry, manure, and flowers. The warm of summer lingered. And the smile of moonlight. Mosquitoes were on vacation. “Look!” Sylvia, our host, cried. On the half-dead night-blooming cereus, there was a large pale flower opening. All of us pressed our noses toward its sugary fragrance. Evidently, Johnny, a horticulturalist, had given it to Beth, who passed it on to the warden’s wife, and all of them are gone, so Sylvia adopted it. When she put it on a stool in bright lamplight, it was difficult not to touch. How idiotic our griefs seemed, how transient our sins. In the same way I am rewired by mineral traces in seawater, frivolous petals on a dry stem had given us our bodies back. By dawn it had withered up and was gone.
—Henri Cole
where eight billion people are one plane ride away from having a child who’s a U.S. citizen,” Roberts shot back, “Well, it’s a new world. It’s the same Constitution.” This was followed by the kind of nervous laughter you hear when someone unexpected delivers a zinger.
The Chief Justice’s brio seemed telling. “The Roberts Court loves cases like this,” Peter Shane, of N.Y.U., said. “By occasionally resisting the President’s agenda when the law really doesn’t allow any cogent alternative to his losing, it allows them to say, ‘See, we’re not ideologically driven.’”
Rogers Smith, a political scientist and a professor emeritus at the University of Pennsylvania who co-authored a book about the citizenship clause, said, “Roberts is glad to rule against the Trump Administration when he can to help bolster the image of judicial impartiality. He will do it in cases where it does not threaten the efforts to restore what he thinks is a correct conservative understanding of the Constitution. In the birthright-citizenship case in particular, the Court benefits from the fact that the Trump Administration is probably less concerned about whether it wins the case than it is about the political benefits of bringing the case.” (The MAGA base cheers deportations, legal or not.)
In the end, Roberts wrote a strong opinion for the majority. He argued that the English common-law understanding of birthright citizenship—
originally known as jus soli, or “right of the soil”—had “crossed the Atlantic with the colonists” and been “adopted with little fanfare after the Revolution” for a “Nation of immigrants.” Not only was the “succinct language” of the Fourteenth Amendment unequivocal; so was the Court’s ruling in the Wong Kim Ark case.
The biggest shock was Roberts’s failure to bring more of the conservatives on board. Alito and Thomas had been expected to side with the Administration, but it had seemed possible for Roberts to forge an alliance with all the other Justices. In the end, the vote was 6–3, but with a major caveat. Barrett joined Roberts and the liberals in full. Gorsuch joined the conservatives in full—a surprise. Kavanaugh agreed that Trump’s executive order should be overturned but didn’t agree that it was unconstitutional. Instead, he concluded that Trump’s order had violated a 1952 congressional statute upholding the citizenship of all babies born on U.S. soil. In a separate opinion, Kavanaugh pointedly noted that Congress could amend or override that law. Samuel Erman, a law professor at the University of Michigan, told me, “It feels like this could have been an easy win—just convince a couple more of your conservative colleagues to uphold a very firmly established constitutional interpretation that is overwhelmingly consistent with text and history. That Roberts couldn’t—
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well, it doesn't seem like a Court that is marching to his drumbeat."
Several legal scholars I spoke to said conservatives should be pleased that a challenge to birthright citizenship had made it to the Supreme Court at all. Tellingly, some of the leading opponents of the citizenship guarantee weren't as let down by the result as they might have been. John Eastman told me later that he was "disappointed, of course," but added, "The fact that the ruling was 5-4 on the constitutional issue strongly put to rest any claim that this was not a serious constitutional argument." Vice-President J. D. Vance told Fox News that the division in the Court's ruling was a "big silver lining," noting, "A lot of legal experts expected this case to go the wrong direction by seven to two, or even eight to one." Birthright citizenship was now "hanging by a thread." On August 6th, Trump signed two executive orders aimed at blocking citizenship for certain people born here, such as those whose parents belong to a "Foreign Terrorist Organization."
Vladeck told me the case confirms that Roberts "can't build consensus" anymore. "From the perspective of being able to steer the Court out of a political thicket, this term is pretty emphatic proof that he can't, even if he wanted to," Vladeck said. "And I'm not sure that he wants to."
On May 6th, a week after the Court announced its decision in Louisiana v. Callais, triggering immediate efforts by Republicans in Southern states to break up majority-Black voting districts, Roberts gave a speech in Hershey, Pennsylvania. He took the opportunity to lament how misunderstood the Court is. "People think we're making policy decisions," Roberts said, with evident frustration. "I think they view us as truly political actors, which I don't think is an accurate understanding of what we do." He used to deliver this refrain in cheerier cadences. In 2005, when he was appointed to the Court by Bush, he immediately became Chief Justice. (The former Chief Justice, William Rehnquist, had just died, of thyroid cancer.) During the confirmation process, Roberts famously invoked a baseball metaphor: judges are like umpires, and their job is to call balls and strikes, not to
pitch or bat. Yet does Roberts truly not care who wins the games? He emerged from a specific political culture, with a set of conservative policy preferences that go back to his college days. As Chief Justice, he has found ways to align his legal reasoning with those policy preferences in many, many cases.
A former clerk for another Justice told me that, when he was at the Court, he never really got Roberts's "talk about balls and strikes." Although Roberts believed in decorum and was "always polite," he also "seemed pretty ideological—he has an agenda and knows how to move it forward."
There are exceptions—most notably, the 2012 Obamacare ruling, when Roberts angered conservatives by finding a convoluted way to determine that the individual insurance mandate was constitutional. But he has unquestionably helped realize many long-held conservative goals—and he has been far more effective at this than congressional Republicans. Nor is the Roberts Court merely reflecting the people's will: its jurisprudence is well to the right of the average American voter, according to a recent statistical analysis.
It may not be necessary to classify Roberts as either an ideologue or an institutionalist. Wermiel, the former American University law professor, told me, "I don't think there needs to be an overarching theory that explains everything about him and the Court. I think he has some very strong, ideological views, and they take precedence. If he
can try in a case to cool things off a bit and find consensus, and thinks that's in the best interest of the institution, I think he does that, and he's done it well on some occasions. But he certainly doesn't do that all the time."
In the eighties, Roberts spent several years in the Reagan Administration, first as a special assistant to the Attorney General, William French Smith, and
then as an associate counsel to the President. During this period, he seems to have crystallized his thinking on many issues that later came before him on the Court. The Justice Department was then almost a think tank within the Administration, generating new arguments and initiatives for downsizing government, dismantling affirmative action, overturning abortion rights, supercharging the office of the Presidency, and unleashing free markets. Amanda Hollis-Brusky, a politics professor at Pomona College, has written that the Reagan Justice Department should be "described as revolutionary for the legacy it left behind in the form of ideas, and more importantly personnel, who were shaped by those ideas." Many staffers went on to federal judgeships and to influential positions in the Federalist Society, the Heritage Foundation, and other right-leaning organizations, forming what is now known as the conservative legal movement. Two staffers, Alito and Roberts, eventually joined the Supreme Court.
Roberts, at the appearance in Buffalo, was asked if he planned to write a memoir, as several Justices have. He told his interlocutor, "I think my life is very interesting," then paused for comic effect. "To me. I'm not sure it's terribly interesting to anyone else." (Of course, a Roberts memoir would be plenty interesting if he chronicled behind-the-scenes debates, but the Justices practice tomblike silence on those matters.) Roberts said that he'd found Clarence Thomas's autobiography "absolutely gripping." Thomas rose from rural poverty in Gullah-speaking Georgia to success at Yale Law School and beyond, with dramatic setbacks along the way—a drinking problem, Anita Hill's accusations of sexual harassment. By comparison, Roberts has had a quiet ascent, climbing steadily through largely homogeneous milieus.
He was born in Buffalo in 1955, the second of four children in a family headed by John G. Roberts, Sr., an electrical engineer who became an executive at the Bethlehem Steel Corporation, and Rosemary Roberts, a homemaker active in charitable causes. (Roberts's dad stayed at Bethlehem until 1985, then became the president and C.E.O. of Copperweld Steel.) When Roberts was ten, the family moved to northern
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Indiana, where Bethlehem Steel had just opened a plant. The Robertses settled in Long Beach, an upper-middle-class enclave with a summer-home feel on the shores of Lake Michigan. Roberts's childhood and adolescence were serene. The Robertses were observant Catholics, and as a teen-ager John attended La Lumiere, a nearly all-white Catholic boys' school. He excelled academically, joined the football and wrestling teams, played Peppermint Patty in a production of "You're a Good Man, Charlie Brown," and, as a junior, wrote a paper arguing against admitting girls to the school. ("I would prefer to discuss Shakespeare's double entendre and the latus rectum of conic sections without a Blonde giggling and blushing behind me.") Roberts's biographer Joan Biskupic writes, "His classmates were later hard pressed to think of any true setback he may have experienced. He did lose the election for student government president, which some classmates chalked up to lingering resentment that he was first in nearly everything else."
In 1973, the federal government ordered Bethlehem Steel, which had been the subject of an investigation that found entrenched racial bias at the company, to make substantial changes to the seniority system at one of its plants; the goal, the Times reported, was to "assure blacks better job opportunities." John Roberts, Jr., surely took notice: a lawyer for the Department of Labor told the Times that the agreement was "the most far-reaching affirmative action decision" ever made.
That year, Roberts left for Harvard, entering as a sophomore because he had so many A.P. credits. He graduated summa cum laude, with a degree in history, then proceeded to Harvard Law, where he became managing editor of the Law Review. Other students at the law school—most of whom considered themselves liberals—clocked Roberts's conservatism but found him smart, focussed, and amiable. Leebron, then the head of the Law Review (he later became president of Rice University), told me, "John and I had different political perspectives, but they certainly didn't interfere with any sense of friendship then, or respect now." He said that he related to Roberts because, "like me," he was not "an overly gregarious, glad-handing kind of person." Roberts was reliable,
outwardly modest, a standout writer, and so hardworking that he hardly ever ventured into Boston, even though it was just three subway stops from Harvard Square. After a long day of studying, Roberts liked to drop by the local Baskin-Robbins; he ordered the same chocolate-chip sundae every time.
Roberts wore his hair a little shaggy, like the singer in a soft-rock band, but that was his only obvious concession to the mores of the day. In 2005, a former undergraduate classmate recalled to the Times that when Roberts was considering law schools he took Stanford off his list because the Stanford interviewer wasn't wearing a tie.
After law school, Roberts landed two prestigious clerkships: the first with the appellate-court judge Henry Friendly, in New York, and the second with Rehnquist, who was on the Supreme Court but was not yet Chief Justice. Rehnquist, a staunch conservative, was known as the Lone Ranger for his habit of writing solitary dissents. "The two men offered Roberts two distinctive paths forward," Biskupic writes. "Friendly was a model of intellectualism known for his modest judicial approach and respect for precedent. Rehnquist was brilliant but ideologically driven to reinterpret Court precedents in accordance with his conservative views." Biskupic goes on, "When he became a judge himself, Roberts would identify in public statements with Judge Friendly's neutral legal approach even as his own opinions aligned more with Rehnquist's."
After Reagan won the 1980 election, Rehnquist called the Attorney General's office to say that a bright clerk of his wanted to work in government before entering private practice. Hearing the new President's Inaugural Address, Roberts felt "a call to action," he said in a speech years later. "I felt he was speaking directly to me."
After leaving the Reagan Administration, Roberts joined the Washington firm Hogan & Hartson, where he began arguing cases before the Supreme Court, prevailing in most of them. One of his colleagues, the late E. Barrett Prettyman, was a prominent liberal lawyer who grew fond of Roberts even though they disagreed on most issues. Roberts was known for his meticulous
preparation, which included visiting out-of-town courtrooms to gather intel on judges' quirks and preferences. "I've never seen someone become so sure of his position," Prettyman said, in a 1995 interview. "He psychs himself up and is really convinced of it, and he is able to get that feeling across to the judges so that they're almost embarrassed to question him." Prettyman noted in a 2012 interview that he and Roberts often joined a table in the firm's cafeteria where "the high Pooh-Bahs" talked politics. "I had heard him expound on virtually everything, and it was clear to me that he was exactly what the Republicans believed," Prettyman said.
For a few years, Roberts returned to government, serving as Principal Deputy Solicitor General in the George H. W. Bush Administration. Michael Astrue, then the general counsel to the Department of Health and Human Services, remembers Roberts as "the classic smart kid in the class who is not arrogant about it." Astrue, who'd also been an associate counsel to Reagan and Bush, thinks it was formative for both him and Roberts that, "early in our careers, the client we represented day-to-day was the President of the United States. Coming out of that, I think, you probably have a stronger sense about what the prerogatives of the President are."
In 1992, Roberts experienced what seems to have been the only major hiccup in his career: Bush appointed him to the D.C. Circuit, but the Senate didn't get around to confirming him before the election of Bill Clinton that November. Roberts returned to private practice. In 2001, George W. Bush nominated him to the same position; within four years, he was Chief Justice. At his confirmation hearings for the Supreme Court, he had his opponents, including the civil-rights hero John Lewis, who said, "We cannot afford to elevate an individual to such a powerful lifetime position whose record demonstrates such a strong desire to reverse the hard-won civil-rights gains that so many of us sacrificed so much to achieve." Still, Roberts had a golden-boy aura of inevitability, burnished by those baseball metaphors and his references to the "endless fields of Indiana stretching to the horizon, punctuated only by an isolated silo or a barn." The confirmation vote was 78-22.
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In 1996, after a long run as a well-connected, well-dressed bachelor, Roberts married Jane Sullivan, a corporate lawyer from an Irish Catholic family. Both were in their forties, and they adopted two babies, a boy and a girl. As a couple, Roberts and Jane have taken lessons in cèil, a form of Irish dancing; according to Newsweek, onlookers report that Robert is surprisingly “raucous” and “moves with great intensity and verve.” Their daughter, Josephine, attended a Catholic girls’ school in the Maryland suburbs, and then, like her father, went to Harvard; their son, John, attended a boarding school in Connecticut, and then the University of Miami. In July, Roberts and Jane sold their longtime home, a gray brick Colonial in Chevy Chase, Maryland, for $3.4 million; they have not said where they live now. They also own two vacation homes in Maine and reportedly have a time-share in a cottage in Ireland, where Roberts likes to golf. For years when Roberts lived in Chevy Chase, he often stopped at a Connecticut Avenue Starbucks en route to the Court. A driver stayed in the car as he headed inside for coffee, giving his name as John to the barista and chatting with customers. He offered one regular advice on which varsity sport the man’s son should pursue.
In 2007, Jane left the firm where she was a partner to become a high-salaried recruiter for law firms. Thanks to this and to Roberts’s own years in private practice, he is by far the wealthiest member of the Court; according to a 2024 analysis by Forbes, he has a net worth of twenty-five million dollars. His family background in the steel industry and his immersion in business-oriented Reaganite Republicanism have endowed him with a clear affinity for corporate interests. According to the Times’Kantor and Liptak, Roberts “acted as a bulldozer” behind the scenes of the 2016 shadow-docket ruling that blocked the Clean Power Plan, which would have required U.S. electricity companies to reduce carbon emissions by a third within fifteen years. The Chief Justice’s urgent solicitude for the companies running coal-fired power plants—including about inconvenient costs they might bear while awaiting a decision from the Court—was striking. In an alarmed memo to other Justices, he cited the “on-going, cumulative, and irreversible harms that pri-
private parties are incurring each day under the rule.” Of the ongoing, cumulative, and irreversible harms to the environment, Roberts said nothing.
In a speech at his son’s ninth-grade graduation, in 2017, Roberts struck a note of noblesse oblige. He reminded the boys that they were privileged and urged them not to “act like it.” He explained, “When you get to your new school, walk up and introduce yourself to the person who is raking the leaves, shovelling the snow, or emptying the trash. Learn their name and call them by their name.” It was conventional, he noted, to wish new graduates luck. But he wished them some hardship, too: “From time to time, in the years to come, I hope you will be treated unfairly, so that you will come to know the value of justice.” Perhaps the idea occurred to Roberts because he’d experienced so little ill luck himself.
During Roberts’s confirmation process to become Chief Justice, the National Archives and the Ronald Reagan Presidential Library made available many memos that he had written as William French Smith’s special assistant and as a White House associate counsel. When some senators pressed him on the memos’ content, Roberts bristled. “You keep referring to what I supported,” he told Senator Russ Feingold. “I was a twenty-six-year-old staff lawyer. . . . I was not shaping Administration policy.”
Perhaps not, but Administration policy was shaping him. And the memos are markedly consistent with opinions he’s written as Chief Justice—on affirmative action, on the Voting Rights Act, on Presidential power. Even in his twenties, Roberts was clear and forceful in his writing, and self-assured both in his political judgments and in his clean-cut social conformity. Asked to weigh in on a proposed White House award to Michael Jackson—the singer had been warning teen-agers about the dangers of drunk driving—Roberts advised against it. Jackson could be seen as a role model, he wrote in an April, 1984, memo, only if “one wants the youth of America and the world sashaying around in garish sequined costumes, hair dripping with pomade, body shot full of female hormones.” (Somebody apparently overruled Roberts; Reagan honored the pop star at a ceremony the next month, declaring the occasion a “thriller.”)
In the White House counsel’s office, staff lawyers reviewed everything from speeches Reagan gave to bills he signed. Roberts’s boss, Fred Fielding, had been deputy counsel to President Richard Nixon; he was retained by the Trump Organization as Trump prepared to take office in 2016. In a 1984 Washington Post article, Roberts described his work in the office as “heady stuff” for a recent law-school graduate. When I spoke to Fielding, who still enjoys regular reunions

“I could learn to be a better partner to you, but I’d rather use you to learn how to be a better partner to my next partner.”

“The seating chart shows where other people will be sitting but not how annoying they’ll be.”
with his White House counsel staff, including Roberts, he recalled, “John was very bright, very quick-witted, very personable,” with a “strong conservative philosophy.”
In 1982, Congress was set to renew portions of the Voting Rights Act, and it was considering including language that addressed not just racially discriminatory intent but also discriminatory effects. Roberts wrote talking points, speeches, and op-eds arguing against such a change. In a draft of an op-ed, he wrote, “If an effects test were enacted . . . election systems across the nation and at every level of government would be subject to litigation. The end result could be massive restructuring to achieve proportional representation—essentially a quota system for electoral politics.” Congress did amend Section 2 of the act to include discriminatory effects; the legislation did not require racially proportional representation. As Ari Berman, a journalist who has written on this history, notes, “The Reagan administration lost the battle over Section 2,” but, once Roberts was on the Court, conservatives began winning “the larger war over reshaping the country’s civil rights laws.”
As Chief Justice, Roberts authored an opinion, in Shelby County v. Holder (2013), that dismantled a crucial enforcement mechanism of the Voting Rights Act. “Voting discrimination still exists,”
Roberts acknowledged. But the act required nine states and certain localities with histories of voter suppression to obtain “preclearance” from the federal government before changing their voting laws, and this, he wrote, violated those states “equal sovereignty”—a concept not enumerated in the constitution. (Shelby County is in Alabama, one of the nine states.) Besides, he argued, the Voting Rights Act itself had sufficiently redressed racial discrimination to the point that such “stringent” measures were no longer needed. This argument elicited one of Ginsburg’s most memorable ripostes: “Throwing out preclearance when it has worked and is continuing to work to stop discriminatory changes is like throwing away your umbrella in a rainstorm because you are not getting wet.”
David Tatel, a retired federal judge whose ruling Shelby reversed, notes in a memoir that the Court could have ruled narrowly, saying Congress hadn’t shown that preclearance was necessary in Shelby County specifically, but, “instead of that scalpel,” it “used a machete.” The effects were immediate. States that had been subject to preclearance, Tatel writes, “redrew district lines, tightened voter-ID requirements, purged voter rolls, canceled same-day registration, restricted early voting, and closed polling places—all in ways that made voting more difficult
cult for minority voters than for others.”
This term, in Louisiana v. Callais, Roberts signed on to the majority opinion, written by Alito. Instead of holding that the voting district Louisiana legislators had generated, under court order, needed to be revised, the Court swept away the entire notion of discriminatory effects, just as Roberts had always wanted. The Voting Rights Act, Alito wrote, proscribed only “intentional racial discrimination.” Without smoking-gun evidence of racist intent, it will now be very hard to bring challenges under the act.
Roberts’s jurisprudence on race often reverts to a simplistic notion of color blindness, in which taking race into account—no matter the reason—is itself racial discrimination. “It is a sordid business, this divvying us up by race,” Roberts wrote in 2006, dissenting from a majority opinion stating that part of a Texas redistricting plan had violated the Voting Rights Act. In a 2007 case, Roberts, writing for the majority, struck down a Seattle school district’s program of assigning pupils to classrooms with a goal of racial diversity. He repeatedly cited Brown v. Board of Education, a case famously argued before the Court by Thurgood Marshall. Seattle’s desegregation effort was comparable to Jim Crow-era school segregation, Roberts argued: “Before Brown, schoolchildren were told where they could and could not go to school based on the color of their skin. The school districts in these cases have not carried the heavy burden of demonstrating that we should allow this once again—even for very different reasons.”
Yet the “very different reasons” are the crux of the matter. Wermel, the American University law professor, considers the invocation of Brown to be the most offensive passage in Roberts’s body of opinions. “Marshall was fighting people who thought Black people weren’t deserving of equal treatment as human beings,” he explained. “Whatever you think of affirmative action, or of using race for pupil assignment, no one was attacking the human being—ness of white people! Nobody was treating them as second-class citizens, or suggesting that somehow they would feel stigmatized if race was a tie-breaker in pupil assignment. For somebody who’s such a history buff, that’s just so ahistorical.” Roberts’s writing about race suggests that America has fully trans-
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formed itself into a meritocracy that rewards all the strivers among us. It's almost as if we were all the sons of steel executives from Long Beach, Indiana.
During Roberts's time in the Reagan Administration, a new conception of government was firing up young conservative warriors in the Justice Department. It wasn't just the President's antipathy to the federal bureaucracy in general, and to independent agencies such as the Federal Trade Commission and the National Labor Relations Board in particular. It was the notion that the power of the Presidency needed strengthening. In the post-Watergate, post-Vietnam era, this thinking went, Congress had gone too far in constraining the executive branch with presumptuous reforms that aimed to secure greater accountability and transparency from the White House. In a memoir, William French Smith, Reagan's Attorney General, listed many changes he despised, including "the so-called Ethics in Government Act," the legislative veto, the War Powers resolution, and "restrictions on the president's appointment and removal powers." Smith wanted the Reagan Administration to push harder for "the concept of presidential power." But the Justice Department, he wrote, "could at least take comfort in the fact that we constantly hammered away at this principle."
Roberts did some of the hammering. In an article that he ghostwrote for Reagan, he argued that the Presidency was endowed with a kind of authority that other government branches were not. "Other than the Vice President with whom he runs, the President is the only official in our government elected through a process involving all the voters," Roberts wrote. "Only the President can claim to speak for all the people." In a 1983 memo for Fielding, Roberts mused, "The time is ripe to reconsider the Constitutional anomaly of independent agencies" and "bring them back within the executive branch"—even if "more timid souls" see this as too "provocative."
In the fifties and sixties, conservatives had tended to be suspicious of an imperial Presidency. But that perspective shifted when they began to view expanded executive power as a means of curbing environmental and economic regulation, civil-rights enforcement, and
the federal bureaucracy. John Dearborn, a political scientist at Vanderbilt, told me that, by the seventies, "you have the Republicans starting to realize that they can win the Presidency at a time when they're not really competitive for winning Congress. So, somewhere along the line, they start to see that, in terms of their interest in changing regulation or controlling bureaucracy, the Presidency is a potentially useful vehicle."
The conservative argument for a strong Presidency became known as the unitary-executive theory. Promoted by the Heritage Foundation and the Federalist Society, and by Smith and his successor, Ed Meese, it held that the President had the sole power to appoint, direct, and fire high-level federal officials. Amanda Hollis-Brusky, the Pomona professor, thinks that the unitary-executive theory has roots in Cold War anxieties—"the idea that we need to empower a strong Presidency to protect free markets and counter godless Communism." Then, after Watergate, Hollis-Brusky said, "it's like the crown is shattered, and you have people like Robert Bork and Antonin Scalia, who are besties, becoming figureheads who pick up the pieces and catalyze a movement to rebuild the Presidency." She went on, "What it becomes is an excuse for the executive branch to ignore and circumvent—to engage in wars and military conflicts without consulting Congress or even reporting to it. It becomes a way for the U.S. to effectively have a monarch."
Proponents of the unitary-executive theory also tend to be originalists, and

many claim that their robust view of Presidential power was shared by the Founders. They point to the opening of Article II of the Constitution—"The executive Power shall be vested in a President of the United States"—and to the phrase, also in Article II, "he shall take Care that the Laws be faithfully executed." They also cite a 1789 congressional
delicate during which James Madison said, "I think it absolutely necessary that the President should have the power of removing from office." (His reasoning was complicated and, in fact, sounds skeptical of an overweening executive: "It will make him, in a peculiar manner, responsible for their conduct, and subject him to impeachment himself, if he suffers them to perpetrate with impunity high crimes or misdemeanors against the United States, or neglects to superintend their conduct.")
Many legal scholars regard these examples as slender reeds on which to build an entire theory of Presidential power. Andrea Katz, a law professor at Washington University, said, "To me, if we're being originalist, 'he shall take Care that the Laws be faithfully executed' means a duty to follow Congress's orders, not a power to interpret the laws as the President decides." In a recent essay, Caleb Nelson, a law professor at the University of Virginia who is a former Thomas clerk and a leading originalist, wrote, "Article II vests the executive power in the President. But Congress is in charge of creating offices within the executive branch, and the Constitution does not give the President unilateral power to dictate who will fill those offices or what their authorities and duties will be."
For many veterans of the Reagan Justice Department, though, the unitary-executive theory is an article of faith. Cass Sunstein, a Harvard law professor whose most recent book is about the separation of powers, worked in the Justice Department's Office of Legal Counsel during Reagan's first year, and remembers there being "overexcited clarity" about the truth of the theory. There was much discussion of two contradictory Supreme Court cases: Myers v. United States (1926) and Humphrey's Executor v. United States (1935). In Myers, the Court ruled that the President had the authority to remove appointed officials without congressional approval. (The opinion was written by Chief Justice William Howard Taft, the only Justice who had also been President. Roberts said recently that, though he'd once thought of Taft as "just sort of some fat plutocrat," he was "probably the most extraordinary public servant this country has ever had.") In Humphrey's Executor, the Court affirmed that Congress could create independent agencies,
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and that their independence was constitutionally protected.
In a recent Substack post, Sunstein recalled that he and many others at the Office of Legal Counsel believed “that Myers was right, a shining constitutional star, and that Humphrey’s Executor was wrong.” Sunstein, who no longer fully endorses the unitary-executive theory, wrote that he now sees a “classic process of group polarization,” explaining, “Our discussions with one another led us to be more unified, more confident, and more extreme in our commitment to a Unitary Executive.”
As Chief Justice, Roberts has given the theory teeth. Indeed, the Columbia University legal scholar Gillian Metzger has written that the Roberts Court has “an obsession” with executive power. In 2010, in one of several related opinions written by Roberts, the Court asserted the authority of Presidential appointees to remove lower-ranking agency officials at will. In 2020, it expanded the President’s reach even further, with Roberts writing that Trump could fire the director of the Consumer Financial Protection Bureau without cause. Roberts, echoing his remarks from the eighties, contended that “the Framers made the President the most democratic and politically accountable official in Government,” adding, “Only the President (along with the Vice President) is elected by the entire Nation.”
Then, in 2024, Roberts wrote a decision on executive power whose sweep surprised even people who had been
closely following his jurisprudence. In Trump v. United States, Roberts, writing for a 6–3 majority, concluded that former Presidents were entitled to “absolute immunity” from criminal prosecution for any actions taken during their Presidency which were within their core constitutional authority (including pardons)—and to “at least presumptive immunity” for any action that could be construed as official. Anything less would hobble the Presidency and risk making politically motivated prosecutions of former Presidents “routine.” Roberts wrote, “The enfeebling of the Presidency and our Government that would result from such a cycle of factional strife is exactly what the Framers intended to avoid.” The case in question, in which Trump was facing prosecution for allegedly interfering with the transfer of power after the 2020 election, was sent back to a lower court, which dismissed it, clearing the runway for Trump’s reelection in 2024. But the future implications of Trump v. United States were bigger, as the dissenting Justices argued. When a President, Sotomayor wrote, “uses his official powers in any way, under the majority’s reasoning, he now will be insulated from criminal prosecution. Orders the Navy’s Seal Team 6 to assassinate a political rival? Immune. Organizes a military coup to hold onto power? Immune. Takes a bribe in exchange for a pardon? Immune, immune, immune.”
Roberts clearly thought that he’d written an opinion for the ages, and he may
have been disappointed when Trump v. United States was not widely regarded that way. For one thing, he assigned himself the opinion—he does so only a few times each term—and wrote at length. He chided the three dissenters for striking “a tone of chilling doom” that was “wholly disproportionate.” According to reporting for CNN by Biskupic, he didn’t even try to bring the liberals aboard through compromise—it was a “hard-and-fast 6–3 vote” from the day the Justices first met in private about the case. Instead, Biskupic revealed, Roberts tried to persuade his colleagues “not to think about” Trump and “to look toward the future.” In his opinion, he wrote, “Unlike the political branches and the public at large, we cannot afford to fixate exclusively, or even primarily, on present exigencies.” Barrett issued a partial concurrence that laid out important exceptions to blanket immunity. She wrote that, since “the Constitution, of course, does not authorize a President to seek or accept bribes,” the “Government may prosecute him if he does so,” and the prosecution would have to be allowed to look into his motives. Context mattered. Roberts didn’t incorporate such caveats. His opinion argues that courts, even when trying to determine whether a President’s act was official or unofficial, cannot inquire into motives.
Roberts did allow that a former President was prosecutable for private acts committed while he held office. The types of crimes weren’t spelled out, but imagine that a President, say, poisoned his estranged spouse and concealed the crime until after leaving the White House. Trump had argued that if a President wasn’t successfully impeached while in office there could be no criminal prosecution of him for anything. Roberts didn’t go that far, and some commentators hailed the opinion as a delicate compromise. In the National Review, the lawyer and conservative activist Carrie Campbell Severino praised Roberts for “balancing the commonsense notion that presidents are subject to liability for private actions with the constitutionally inescapable position that presidents must be able to exercise Article II power without fear of criminal liability.”
This assessment wasn’t universally shared among conservatives. Jack Goldsmith, a Harvard law professor who

served in the George W. Bush Administration, warned that the opinion's "maximalist" conception of executive power was a sword for future Presidents of both parties to wield against other branches of government. Stephen McAllister, a University of Kansas law professor and a former Thomas clerk who served as a U.S. Attorney in the first Trump Administration, told me, "There's not a single provision in the Constitution that suggests immunity, frankly, for anybody. If you're a true originalist, your only argument is 'Well, the Framers all understood this to be the case, even though nobody ever said it, and even though nobody thought to put it in the Constitution.'"
This past term, Roberts finally got the chance to overturn the ninety-year precedent of Humphrey's Executor. Trump v. Slaughter was brought by a Federal Trade Commissioner named Rebecca Kelly Slaughter, whom Trump had appointed to fill a Democratic seat on the Commission during his first stint in office and had fired without cause during his second. (By law, the F.T.C. must have both Democratic and Republican members, all of whom are nominated by the President and confirmed by the Senate.) The Court, in a 6-3 opinion written by Roberts, ruled that the President could dismiss the Commission's appointees at will. Roberts's opinion took no heed of the current President's autocratic impulses. In a blog post, Eric Berger, a law professor at the University of Nebraska, argued that, although "consequentialist reasoning" should not "govern constitutional decision making," it is "notable that the Court would extend to the President nearly unlimited control over previously independent agencies without saying a word about what the decision might do to our democratic order at this particular moment." In another case this term, involving Trump's firing of the Federal Reserve Board commissioner Lisa Cook for allegedly committing fraud on mortgage documents—she denies this—the Court carved out a single exception. It would simply be too disruptive to financial markets to allow such firings at the Federal Reserve Board. (On August 5th, the White House initiated a fresh campaign against Cook, demanding that she an-
answer questions about the fraud accusations within three weeks.)
Trump was thrilled with the Slaughter decision. On Truth Social, he posted, "It is such an Honor to be the sitting President who won this Historic and Unprecedented Ruling, one of the most important ever given with respect to Presidential Powers." Although Roberts is presumably gratified, too, history's little joke is that the President currently enjoying this generous new interpretation of his powers is surely not the manner, norm-abiding Republican Roberts had in mind decades ago. Trump, a vengeful chaos agent, has taken the Court's rulings on executive power as a license to obliterate entire departments, gut the federal workforce, fire officials at independent agencies designed to be insulated from political pressure, and treat the D.O.J. as his personal law firm and police force.
Have these tumultuous real-world consequences unnerved Roberts? Perhaps not. Michael Luttig said, of the Presidential-immunity case, "There is no evidence whatsoever that the Chief Justice regrets that abhorrent decision." But Nelson, the originalist at the University of Virginia, wrote in his recent essay that "more than one member" of the First Congress had "warned against interpreting the Constitution in the expectation that all Presidents would have the sterling character of George Washington." One of Roberts's former government colleagues told me, "John and I came of age as lawyers in a time when you just couldn't imagine a lot of the stuff that happens today. He would never acknowledge it, but I think a lot of this stuff is painful for him."
But Michael Dorf, at Cornell, told me that, given how relentless Trump has been in exerting Presidential power, it's naive to focus on the occasional times when the Court has reined him in. "If an Administration is really pushing the edge," Dorf said, its record of wins and losses means something very different than it would for "a normal Administration."
In 2023, the Times reporter Linda Greenhouse pointed out how much of "the robust conservative wish list that greeted the new chief justice 18 years ago" had been fulfilled: "Overturn Roe v. Wade. Reinterpret the Second Amendment to make private gun ownership a constitutional right. Eliminate race-based affir-
mative action in university admissions. Elevate the place of religion across the legal landscape. Curb the regulatory power of federal agencies." In the three years since, the Court has delivered even more wins for the movement—rulings undercutting the rights of trans people and immigrants, vitiating the Voting Rights Act, and expanding Presidential power. At the July event where Kagan pushed back against the notion that the Court had been a rubber stamp for Trump, she also said, "Is this Court very conservative? Does it do a bunch of things that are out of the playbook of the conservative legal movement that I think are deeply wrong? Yes."
As it does for many people, the U.S. probably feels a little rougher around the edges for John Roberts than it used to—harsher, less content, more polarized. Armed National Guard troops remain stationed around Washington, D.C., a year after they were deployed. Some of Roberts's Chevy Chase neighbors were no doubt fired from the federal government. Since the storming of the U.S. Capitol, on January 6, 2021, and a 2022 incident in which an individual was arrested with a pistol and a knife outside Kavanaugh's home, D.C. residents don't spot the Justices around town as much, not even at Starbucks. When the Justices do venture out, though, they're more likely to be approached—and criticized. In May, 2025, Roberts said, "It's getting worse, though, in general, just because the work of the Court is getting a higher degree of publicity." At a recent public appearance, when a woman stood up to ask him to speak more loudly, he joked nervously that he'd thought it "was a protest."
Still, if you were Roberts, you might justifiably feel, in the summer of 2026, that, along with your intelligence and ambition, your consistency had paid off. You might feel that you'd turned back the clock to pretty much where you wanted it. Whatever might be happening on the streets of American cities—or whatever the current occupant of the Oval Office might be like—constitutional interpretation was in safe hands at the highest court in the land. America was celebrating a birthday milestone, the Happenings were singing "See You in September," and nothing could really go wrong. ♦
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A REPORTER AT LARGE
A group of Ukrainian women stuck inside the Russian prison system.
BY JOSHUA YAFFA
SIZO-1, the main pretrial detention facility in the southwestern Russian city of Rostov, traces its history to the reign of Catherine the Great. The jail is shaped like an “E,” with a long main corridor and three adjacent wings, each lined with cells. When Russia invaded Ukraine in February, 2022, its forces began to capture and arrest Ukrainian soldiers and civilians alike. At SIZO-1, criminals from Russia were moved out of several cellblocks to create space for a new category of inmate: citizens of Ukraine waiting to be tried for alleged crimes against Russia.
Liliia Prutian had been at SIZO-1 for a year when, during lunchtime on September 10, 2024, a guard instructed her and about ten other women in her cell to follow him to the medical clinic. Before her capture, Prutian had served as a medic in the Aidar Battalion, a volunteer militia that had been absorbed into the Ukrainian armed forces. She is in her mid-fifties, a mother of three adult children, with a gentle bearing and fine dark-brown hair. Early in the war, she suffered a concussion and lost much of her hearing. The day that she was taken prisoner, on a battlefield near the village of Petrivske, she was raped by a Russian soldier. Three had initially approached her. “You have to understand,” one of them told her. “We’ve been in the field for three months.” Prutian, sobbing, told them, “Please let it be just one of you.” She later said, “You could say they met me halfway.”
Rostov is home to the Southern Military District, a key hub for Russian forces in Ukraine; Prutian had faced trial at the district’s military court. Previously, she had spent more than a year at a jail in Donetsk, an occupied region in eastern Ukraine, where she underwent a series of brutal interrogations. The jail in Rostov was less barbaric but no less stultifying. A Russian human-rights activist who has worked on behalf of Ukrainian in-
mates told me that conditions often improve for prisoners who are nearing their trial dates: “Defense attorneys are allowed to visit. Inmates receive and write letters. Once they are brought to court, it’s harder to keep outright torture hidden.”
That day, Prutian was led to the jail’s clinic with another former medic from the Aidar Battalion, who’d been captured alongside her. Most of the other women in the group had been cooks for the Azov Brigade, a Ukrainian military unit based in the city of Mariupol. The cooks had been arrested, in the spring of 2022, after Russia seized the Azovstal factory, a vast metallurgical complex that became the last stronghold of Ukrainian troops in the city. For Russian propagandists, the Azov Brigade, which began as a nationalist militia, was shorthand for the supposedly fascist influences from which Vladimir Putin claimed to be liberating Ukraine. Russia considered both Azov and Aidar to be terrorist organizations; the women were charged with, among other things, the illegal armed seizure of power. “Making borscht isn’t some kind of coup,” Natalia Golfiner, one of the Azov cooks, said in court.
At the jail’s clinic, a warren of rooms on the fourth floor, Prutian and the others were told to strip to their underwear. Medical personnel inspected them for bruises or other indications of abuse. If they discovered anything, the prisoner was handed a sheet of paper to sign—a declaration that she had no complaints about her treatment inside. For the women, the sudden interest in their well-being was a welcome sign. Obmin, Ukrainian for “exchange,” had been one of their main preoccupations from nearly the moment they had been captured. Prutian and the others knew that, in early 2024, prisoner swaps between Russia and Ukraine had resumed after a months-long pause. “We were on edge,” Prutian told me. “But also full of anticipation.”
After thirty minutes, guards took the

Liliia Prutian, a medic in Ukraine’s armed
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forces, spent more than two years in Russian jails. “Usually, I don’t want to remember,” she said. “It’s all very painful.”
PHOTOGRAPH BY MILA TESHAIEVA
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women back to their cell. They were afraid to say anything to their cellmates, a half-dozen other women with whom they had spent the past year in a cramped concrete room, and who now greeted them with nervous, expectant faces. There was Iryna Navalna, a twenty-six-year-old with tattoos covering her arms, gauges in her ears, and a shaved head, who had been arrested on terrorism and explosives charges in Mariupol. Valentina Zayarnaya, a sixty-four-year-old English teacher, was being tried on similar charges. Natalia Vlasova, who'd been arrested in 2019, in Donetsk, was especially fixated on the idea of an obmin. She was forty-three, and among the longest-held Ukrainian civilian prisoners in Russian custody. Her only child, a daughter, was four years old when Vlasova was detained for allegedly taking part in an assassination plot. In Rostov, she kept a bag of clean clothes at the ready. When guards asked what it was for, Vlasova replied, "Obmin."
The women from the Aidar Battalion and the Azov Brigade were enlisted members of the Ukrainian military, which meant that they had a chance of being included in exchanges as prisoners of war; the others, who were considered civilian criminals, likely did not. A
few hours after the guards returned Prutian and the others to the cell, they came back and read out a list of names: all the women from Azov and Aidar would be moved that evening. "That's when we knew," Maryna Tekin, an Azov cook in her mid-thirties, said.
They began to pack up their few belongings: clothes, toothbrushes, diaries. The little food they had in the cell—cookies and tea, a few sticks of salami—was left behind for the others. Prutian gave Zayarnaya a bottle of shampoo. Another Azov cook, Iryna Mohitych, who was in her early forties, told Navalna that it was a great joy to have met her, regardless of the circumstances. "I'll take your example with me," she said. Vlasova, who during her years in Russian detention had watched countless times as others were freed and she was left behind, wept. "Her heart was heavy and aching," Tekin said. She gave Vlasova a Ukrainian flag that she had drawn on a sheet of graph paper, telling her, "If I make it back to Ukraine, let this be a symbol that you, too, will soon return." Vlasova tried to smile.
At three in the morning, after the guards ordered, "S veschami"—"With your belongings"—the selected prisoners exited the cell. For a moment, the women faced each other through the
bars of the door. They had been a single group, bound by a shared reality; now a few inches separated those who were about to be free and those who were beginning another morning in captivity. Alyona Avramova, a fifty-one-year-old Azov cook, found it difficult to look the other women in the eye. "I walked out," she said. "And they stayed behind."
This spring, I travelled around Ukraine to meet with the women who'd been released from Rostov. I spoke with Tekin at a mall in Kyiv, where she now works at a flower shop; Avramova and I sipped tea at her apartment, in the Kyiv suburbs. In a small industrial city in eastern Ukraine, where a Russian ballistic missile had struck a hospital some months before, I took a long walk through a park with Prutian. She has rejoined the Aidar Battalion, but, owing to the trauma of her experience in prison, she no longer serves near the front line. "Usually, I don't want to remember," she told me of her time in jail. "It's all very painful. I keep having dreams where I end up back in captivity." Still, she and the others expressed hope that, by describing their time in prison, they could bring attention to the women who are still there. "For them, I'm ready," Prutian said.
SIZO-1 is a single point in a constellation of detention centers and prison camps across Russia, a new Gulag that extends from the border with Ukraine to the permafrost zone above the Arctic Circle. In more than four years of war, roughly fifteen thousand Ukrainian soldiers have been taken prisoner; about two-thirds of them have been released in periodic exchanges between Ukraine and Russia. But women like Navalna, Vlasova, and Zayarnaya represent something else: the unknowable number of civilians who have been detained or arrested in occupied territory and taken into Russian custody. In some places, they are held with Russian inmates; in others, they are kept isolated, hidden not just from the outside world but from the rest of the prison population. At least thirteen hundred Ukrainian civilians have been formally charged with specific crimes, according to researchers. A larger number, believed to be more than ten thousand, have effectively disappeared—that is, been detained without any legal process or acknowledgment
SHUT DOWN COMPUTER; UNPLUG; WAIT FIFTEEN MINUTES; GO BACK TO BED; GO BACK TO CHILDHOOD; GO BACK TO THE WOMB; GO BACK TO CELLS; GO BACK TO MOLECULES; GO BACK TO ATOMS; GO BACK TO WAVES AND QUARKS; GO BACK TO THE DARK, PRE-TEMPORAL, FORMLESS NOTHINGNESS OF PREEXISTENCE; RE-START.

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of their status. As one report last year by a Ukrainian parliamentary commission noted, “Civilians are taken from their homes—without trial, without explanation, without the right to make a phone call.”
Legally speaking, the very idea of a civilian prisoner in wartime is a contradiction. The Geneva Conventions, a set of treaties governing the conduct of warring parties, which were ratified in the aftermath of the Second World War, forbid the arbitrary detention of civilians. “This category shouldn’t exist in the first place,” Bohdan Okhrimenko, the head of the secretariat of Ukraine’s Coordination Headquarters for the Treatment of Prisoners of War, said. While in Kyiv, I visited the headquarters, a nineteenth-century brick building that has been refashioned into a nondescript suite of offices. Most days, the lobby is bustling with relatives of the imprisoned or vanished hoping for a meeting or some news of their loved ones. The official Ukrainian position on civilians held in Russia is clear. Okhrimenko told me, “They should not be exchanged but, rather, immediately released and returned home.”
According to Russia, civilians from Ukraine are not prisoners of armed conflict; they are individuals charged and tried for alleged crimes. “For Ukraine, these are illegally detained persons,” Andriy Yusov, the deputy head of the coordination headquarters, said. “But Russian officials cannot acknowledge the existence of such a category. Otherwise, they would be publicly admitting to their own war crime.” In other words, by processing such detainees through the judicial system, the Russian state has found a way to legalize the illegal. Ukrainian civilians have been tried in courtrooms in cities occupied and annexed by Russia—from Donetsk to Sevastopol—as well as those farther afield, in Moscow, St. Petersburg, and the Southern District Military Court, in Rostov.
I exchanged letters with several women from the Rostov cell who remain in Russian custody. Vlasova told me that her experience in Russian jails and detention centers has been so varied, “in terms of the conditions, the attitude of the staff, and the community of fellow-inmates,” that it belied easy description. “And I couldn’t share everything here”—in a letter—“anyway.”
Zayarnaya, the English teacher, called prison “a school of survival, a test of the humanity and decency in each of us.”
Iryna Kulish spent the better part of a year in Rostov. She is from a small village in the Zaporizhzhia region, where she used to sell vegetables at a local market. After the region was seized by Russian forces, she was reported to the occupation authorities for her pro-Ukrainian views. Russian prosecutors accused her of plotting a bomb attack. Kulish is in her mid-fifties and has Parkinson’s. In prison, her condition has deteriorated. The tremors in her hands are so intense that she has trouble sleeping. “Please don’t think they have broken me,” she wrote to me in a letter. “But I nonetheless want to share the particular pain in my soul.” Kulish has been shuttled nearly non-stop between more than twenty detention facilities. She wrote to me from a jail in Crimea. “When and where they will transfer me next I still don’t know,” she said. “For now, I am sitting here, waiting.”
Kateryna Korovina, twenty-nine, slight and soft-spoken, is from the town of Starobilsk, in the Luhansk region, which was occupied in the early weeks of the war. Two years later, she was arrested for making a series of small donations, totalling the equivalent of twelve U.S. dollars, to Ukrainian accounts. Korovina said that they were for humanitarian causes, to help civilians affected by the war. Russia’s main intelligence agency, the F.S.B., claimed that the money went to the military and charged her with “financing terrorism.” She arrived in Rostov in 2024, and was ultimately sentenced to ten years in prison. “That is how they valued my love for my native country,” she wrote to me.
Korovina said that, in the Rostov jail, she and her cellmates had been “something like a slightly mad family.” They could be silly, funny, even joyous, singing folk songs and dancing around the cell. Over time, she said, “people here change, grow distant from civilization, and build their own little comfortable world as best they can.” She also started writing poetry; her verses reflected the bewildering situation in which she found herself. “Ideas for new poems were in the air all around me,” she said. “Lines poured out like music.” She shared one with me: “We are all orphans without
our Motherland, but we have one another, which means we will not be lost; after all, even flowers torn from the ground can be woven into garlands, and we will get through everything.”
Ukrainian civilians are arrested by the Russian military or security forces for any number of supposed offenses. A secret Presidential decree, signed by Putin soon after the war began, allows for the indefinite detention of anyone “resisting the ‘special military operation.’” Many are initially held in improvised settings—a garage, a cellar, an empty warehouse—then moved to a larger facility in occupied territory. Several of the women in Rostov first met one another at the jail in the so-called Donetsk People’s Republic, a proxy enclave that Russia formally annexed in 2022. The jail’s main structure was built in the waning years of the Russian Empire, with tall concrete-and-barbed-wire walls added during the Soviet era. In the early days of the war, the jail became so overcrowded with Ukrainian prisoners that many inmates had to sleep in shifts, or even take turns standing up. “A cruel, terrible place where helplessness and despair wear you down,” Tekin, one of the Azov cooks, told me.
After Russian forces seized Mariupol, Tekin voluntarily went to a so-called filtration center, a processing facility meant to root out those whom Russia considered dangerous, or merely pro-Ukrainian. Russian messaging encouraged Mariupol residents to “come and surrender and you’ll go home,” Tekin said. Instead, armed men—military or Russian intelligence, she didn’t know which—threatened to cut off her fingers if she didn’t confess to being a fascist. She was held in several detention centers in occupied Ukraine before she was brought to Donetsk.
There, guards forced her and the other Azov women onto the ground and told them to crawl across the concrete floor and into their cell, a basement smaller than a studio apartment, with a sliver of window just above ground level. The space was dark and squalid. On the floor were six cots and a couple of mattresses, stained and foul-smelling. More than ten other Ukrainian women were already being held there. They told the new arrivals to quickly memorize the words to
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the Russian national anthem. The guards would soon return and demand that everyone stand and sing. A single mistake, the cellmates warned, and the guards would strike the offender with steel-reinforced rubber batons. "It didn't matter if you had been there one hour or one month," Tekin told me.
Each day, the women were woken at six, with the sounds of stomping boots and barking dogs. Guards worked their way down the corridor, randomly striking prisoners. One morning, Tekin overheard a guard complain to his colleagues, "I'm fucking exhausted of beating so many of them." Another time, Tekin and the other women listened as guards bludgeoned a Ukrainian soldier in a cell across the hall. They couldn't see anything, but they heard hard rubber hitting flesh and the man's cries of pain. After the guards left, the man continued to moan; his cellmates called for a doctor. "Give a knock when he dies," one of the guards answered. The next day, Tekin looked through the peephole of her cell door and saw guards dragging out a corpse.
The basement cell had no sink or running water; the toilet was a drainpipe in the floor. "The stench was so acrid, it stung our eyes," Prutian, who arrived at the Donetsk jail shortly after Tekin, told me. The women learned to save some of the borscht that they were given for lunch so that they could pour the liquid down the soiled drainpipe. They fashioned menstrual pads by ripping up their own T-shirts, and passed one another shards of soap to share, though the guards rarely took the women for showers. After a week, many of them developed festering sores on their arms, legs, and hands. Mohitych, one of the Azov cooks, told me, "We were rotting alive." She begged for a doctor to visit the cell. A nurse on staff at the jail told her to forget about it. "Doctors aren't provided in a concentration camp," she said.
The female prisoners were overseen by a Donetsk local in her forties named Ludmila Valerievna. "She had a thing about smothering you with a bag over your head," Mohitych said. "And telling you over and over that you're about to be taken out and shot." The women were routinely marched to an interrogation room. Tekin recalled, "You so much as squirm in the chair and there's a man standing above you, waiting to pummel
you: kidneys, head, you never knew where the blows will land." Like Ludmila Valerievna, the guards were from Donetsk, and Tekin once asked them, "Why are you doing this to us? You're Ukrainians, too." They refused to answer.
After a few months, Navalna, the twenty-six-year-old from Mariupol, was brought into the cell with a bag over her head. Purple bruises covered her back and buttocks. "She was in a daze, frightened, shaking all over," Prutian said. The women tried to calm her. Navalna told them that the Russian state had labelled her a terrorist. That made the others laugh. "Us, too!" Mohitych told her. "You've landed among your own people."
In the spring of 2022, Navalna had fled Mariupol with her mother, Oleksandra, settling in Berdychiv, a midsize city a hundred miles west of Kyiv. Her grandmother, who was seventy, had opted to stay put. She lived on the seventh floor of a Soviet-era apartment block that had been without electricity since the start of the war. That summer, Navalna returned to Mariupol to help her. On the day that she was due to leave the city, according to Russian prosecutors, she planted a bomb at a municipal building where residents were voting in a staged referendum to pave the way for Russian annexation. Hours later, Russian state news agencies posted a clip of Navalna's confession, in which she said that she had accepted an explosive device from an unknown handler. Navalna later de-

scribed being beaten and shocked with a stun gun during the interrogation; her captors threatened to harm her mother and grandmother if she didn't cooperate. "In the end," she said, "I agreed to incriminate myself to save my life and the lives of my loved ones."
In Donetsk, Navalna became close to the other women. Tekin called her "talented, smart—brilliant, even—with a very sensitive nature." Avramova said that she was "full of spunk and attitude."
Occasionally, Navalna's grandmother, who was still living in Mariupol, came to drop off a care package, which sometimes contained hard candies. The women used small stones to carefully break apart each piece. "We passed them around," Prutian told me. "Just enough for everyone to have a taste."
One morning, guards came to the cell and told the women to line up and face the wall—standard protocol for when a new prisoner was being admitted. After they turned back around, they saw Zayarnaya, the English teacher, who was wearing eyeglasses and slippers. Out of a sense of respect, the other women came to address their new cellmate by her name and patronymic, Valentina Ivanovna. "She presented as a very intelligent person," Prutian said. "Someone who manages to find her way in every situation." In a letter to me, Zayarnaya described that first meeting: "The girls turned toward me and I saw young, pale, thin faces with lively, attentive eyes."
After fourteen months in the Donetsk basement, the Azov women got word that they were being moved. A transport vehicle drove them to Rostov, a hundred and seventy miles away. The bus pulled up to SIZO-1 late at night. The women were prodded into a small holding cell, known as a stakan, or "the cup," and told to line up against a wall. A phalanx of guards surrounded them. In Russian prison slang, priyomka, which means "intake" or "reception," refers to the rough welcome that prisoners often receive at a new facility. It usually involves verbal abuse, humiliation, and beatings.
The women tensed when the deputy warden of the Rostov jail, a curt, imperious man with a heavy-footed gait, walked in. "He came to scream at us, to call us names," Avramova said. "But then, when he saw our sorry state, he was speechless." The women looked terrible—bruised and sallow—and smelled even worse. The warden told guards to take them for a hot shower, and to give them a proper meal: soup with tinned fish and fresh bread. The smokers got cigarettes. "We hadn't seen anything like that in over a year," Avramova told me. "It was a shock." Tekin said of the warden, "In his mind, he probably saw this deed as a great act of chivalry. You do something noble for a woman, keep an eye on her—
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which is also a way of possessing her.” But, she added, “let’s not forget he is, after all, a total monster.”
The women’s new cell was also in a basement, but it had running water and a working toilet cordoned off by a plywood door. “After a year in a cellar, any jail cell will feel great,” the Russian human-rights activist said. Prutian, Zayarnaya, and Navalna soon arrived from Donetsk for their own trials. Wake-up was at seven, announced with a shout from the guard on duty: “Podyem!”—Russian for “Rise!” Prisoners had to quickly make their beds, tucking the corners tight. At eight, guards slid trays with breakfast into the cell. Around nine, the women did a daily exercise routine, a circuit of stretching and light calisthenics. Afterward, they cleared their one small table, and Zayarnaya led whoever was interested in English lessons. In a letter to me, she described a study guide that she had managed to get sent to her in jail. “We covered everyday topics,” she wrote. “About Myself, Family, My Home and City.” She still had the heart of a schoolteacher. “I have tried not to single anyone out,” she said. “They all deserve praise simply because they want to learn.”
Zayarnaya is from Amvrosiivka, a small city near Donetsk. Two months into the war, she received a call from an old acquaintance, a former Ukrainian border guard roughly her son’s age, whom she knew only as Dima. He said that his house had been destroyed and that he was stuck in Mariupol. “How could I leave him there?” Zayarnaya later told her cellmates. She drove ninety miles, through multiple Russian checkpoints, to pick him up. Dima was famished and weak, and Zayarnaya nursed him back to health. With time, he began doing odd jobs around her house and working in the garden. He ended up staying for a year.
One day, he asked Zayarnaya to pick up a package for him at an address in Donetsk. When she arrived, F.S.B. officers were waiting and quickly arrested her. Dima fled, only to be detained ten days later. Under questioning, Zayarnaya learned the full truth about him. His real name was Denys Storozhuk. He was a lieutenant colonel in the Ukrainian military, and he’d fought during the siege of Azovstal. Before Ukrainian forces surrendered, Storozhuk had managed to es-

“Sleeping on my back activates my sleep apnea, sleeping on my side hurts my shoulder, and sleeping on my stomach gives me neck pain.”
cape. That meant, as F.S.B. interrogators informed Zayarnaya, she had harbored an enemy soldier. They also alleged that the package Storozhuk was meant to pick up contained explosives. She was charged as an accomplice to terrorism.
Zayarnaya’s cellmates expressed frustration that Storozhuk had concealed his identity. But, Mohitych told me, “she always defended him.” Zayarnaya and Storozhuk were often brought to court together, and Zayarnaya tried to collect candies or other treats to give to him. Later, in a letter to me, she called Storozhuk “Dimochka,” an affectionate version of Dima, and referred to him as a second son, saying, “The most important thing is that my boys are alive and free.”
Afternoons in Rostov were for playing backgammon, reading books, and writing letters. The women were able to receive packages from the outside, and an informal network of volunteer activists in Russia sent them everything from toothpaste to crossword puzzles. Mohitych told me about a recipe that she
developed in prison for morkovcha, a marinated-carrot salad popularized by ethnic Koreans in the Soviet Union. Tekin passed the time inventing intricate plots for imaginary films and narrating them aloud: a historical thriller, a lesbian romance, a drama about a virus that wipes out much of humanity. Once a day for an hour, guards took the women to the exercise yard, which was essentially a jail cell with an open roof. Tekin and Navalna liked to sing pop ballads and theme songs from old movies, as loudly as they could. Some guards told them to knock it off; others ignored them. A few smiled.
Life in the cell created an unavoidable intimacy. Mohitych told me that she and Navalna spent hours lying on their bunks, telling stories, gossiping, and laughing. “We talked about all sorts of things,” she said. “Our families, plans, dreams, the past, the future.” Mohitych could sense when Navalna was struggling: she became quiet and withdrawn as she turned over a difficult or painful
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thought. “In those moments,” Mohitych told me, “I simply walked up to her and said, ‘Ira, let’s talk some more,’ and she opened up, letting out everything that was bottled up inside.” Mohitych said that Navalna did the same for her: when Mohitych was agonizing about being separated from her daughter, who was twenty-three, Navalna would offer a kind word or a hug. “She was just a young girl caught in this impossible situation,” Mohitych said. “But she displayed such bravery.”
Sometimes the mood turned bitter, with fights erupting over insignificant matters. One person might open the small window; another wanted it closed. Someone wanted to read a book that another thought belonged to her. “Every one of us lived inside our own sorrow,” Avramova said. “And each was convinced that her suffering was the most painful.”
For birthdays, the women would make an improvised cake, spreading thick ribbons of condensed milk over stacks of cookies. They poured tea and took turns making toasts. “It was touching,” Avramova said. On her fiftieth birthday, her cellmates handed her a card written by a fellow-prisoner, a Ukrainian woman in her late sixties, who had spent less than a week in the cell. The woman had been on etap, a word in the Russian prison lexicon which refers to the convoluted transfer process between detention centers. During etap, a prisoner can make half a dozen stops over as many weeks before reaching her destination. Avramova remembered only the woman’s first name, Alla, and that she was on her way to a prison colony, where she would serve a sentence of more than ten years. The card, Avramova said, had a hand-drawn picture of a horse, and a message inside read, “May you celebrate your next birthday in a place you love with all your heart.” Avramova asked a guard if he knew where Alla was headed. “She got a one-way ticket,” he answered. Avramova understood the implication: “Wherever she was going, she was unlikely to survive.”
Vlasova arrived at SIZO-1 in June, 2023. During her priyomka, guards confiscated a small photo album containing a few pictures of her daughter, who was then eight, which they never returned. “The ladies gave me a warm welcome,” she said in a letter. She had
overlapped with many of them in Donetsk, but she had been held in a different cell. Her transfer to Rostov, she told me, felt like a chance to exhale, “as if a plotline that had held me in its mercilessly tight grip finally loosened, and a ghostly hope that I might survive after all began to take shape.”
In Rostov, Vlasova treated every court hearing as a chance to dress up—it was an expression of pride and dignity, akin to “stepping out into society,” she said. “And I didn’t want to be seen always wearing the same thing.” The cellmates shared whatever basic cosmetics they had, and traded outfits, including any new items of clothing that had come in care packages. Vlasova would stage an “obligatory fitting and runway show” for the other women—her “fashion critics”—so that they could “deliver their verdict.” Once, a guard asked where she got her clothes from. Vlasova answered, deadpan, “From my collection.”
The trial itself was filled with all manner of inconsistencies and contradictions. Vlasova had been arrested at a Russian checkpoint, in Donetsk, in March of 2019. She said that she and a man named Viktor Shydlovsky were pretending to be a married couple and travelling with fake passports. They had instructions from the S.B.U., Ukraine’s security service, to determine whether one of the agency’s assets had flipped and was working as a double agent. Russian prosecutors claimed that Vlasova and Shydlovsky were on an assassination mission, intending to kill a high-ranking officer in the Donetsk militia forces. Vlasova had confessed as much during her interrogation, but in court she recanted her prior statements, saying that they were extracted under torture. According to Ukrainian activists and journalists, officials in the Donetsk People’s Republic often manufactured assassination plots to retroactively justify a person’s arrest or mistreatment. “Officially, the court follows the two-sided adversarial principle,” the Russian human-rights activist said. “We know perfectly well none of it matters.”
A year into Vlasova’s trial, she was given a chance to address the court. “You will have time,” one of three judges on a panel overseeing her case said. “Prepare.” Vlasova told her cellmates that she was ready to reveal, plainly and clearly,
the story of her imprisonment. Tekin said, “She told us directly: ‘I want to be heard, noticed—and I hope that helps get me out of here.’”
Whatever the true nature of Vlasova’s mission in Donetsk, she had soon found herself in the region’s most notorious detention center: Izolyatsia, a former factory built in the fifties to manufacture insulation materials which, after the Soviet collapse, became a center for contemporary art. Russian proxy forces had seized the complex in 2014 and turned it into a secret prison. A 2021 report by the Office of the U.N. High Commissioner for Human Rights compiled dozens of instances of abuse inside Izolyatsia; one prisoner called it “the worst place on earth,” and described his captors wrapping wires around his fingers, toes, and genitals and then turning on an electric current. Once, they put a wire in his anus. According to the report, “The victim also described a mock execution in which he was forced to stay inside a closed coffin placed in a dugout grave for six hours.” Another man passed out after a wire with an electric current was fixed to his ear. His cellmate advised him to confess to anything, because “there was no other way” to stay alive.
In court, Vlasova called Izolyatsia “the death factory,” run by “merciless bandits” with “an obvious pathology.” “They were sadists in the strict clinical sense of the word,” she said. “They stripped me, bound me with tape, poured water over me, and gave me electric shocks. If I didn’t scream enough, they increased the electric current, and the blows became more frenzied.” The louder her screams, the more satisfied they seemed. “They needed a reaction,” she said. During many of these torture sessions, a doctor was present. When she lost consciousness, he revived her by shoving a cotton ball doused in ammonia up her nose. “Afterward,” she went on, “they chained me up overnight in a narrow standing cell with my arms raised.”
Before long, Vlasova lost any awareness of time and space. There was darkness, and then the sound of jangling keys, which induced terror. “That never meant anything good,” she said. One time, she was brought to a shower and was told that fifteen soldiers were getting ready to rape her; they changed their minds only when they discovered that she was
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menstruating. “As usual, they were drunk,” she said. “At some point, indifference sets in and you no longer care what is happening or what will happen next. My fate is not in my hands. My body does not belong to me.”
She identified a man named Vasily Yevdokimov, who had the call sign Lenin, as the overseer of Izolyatsia. (Yevdokimov was also the supposed target of Vlasova’s alleged assassination attempt.) In court, she recounted her own grim run-ins with him: “He personally filed my teeth with a metal file, twisted my nipples, and tried to force a bottle into my vagina.” At a certain point, when the torture became unbearable, she begged her captors to stage an escape attempt and to shoot her in the process. They refused, because, she recalled, “Yevdokimov said I had to suffer.”
The trial was open to the public, and a few journalists and activists attended. One of them recalled being surprised that the judges never interrupted Vlasova’s speech to declare that it didn’t pertain to the narrow matter under consideration. Instead, they mostly listened in silence. When Vlasova was finished, a judge asked if she wanted to enter her written notes into the court record. “We were in shock,” the person in court that day said. The judge’s reaction seemed to be a quiet signal. “It was a gesture on the scale he was allowed,” the person said.
Tekin told me that, after the court hearing, the women greeted Vlasova with applause. “We were proud of her,” she said. In a letter, I told Vlasova that I imagined her testimony required great courage. “I’m pleased that I come across as courageous and strong, but that’s not how I view myself,” she wrote. “It’s just that, in a place like this, there aren’t many chances to show weakness—though I’d like to.” Five months later, the panel of judges found Vlasova guilty, and sentenced her to eighteen years in prison.
Most months, a procession of buses, vans, and ambulances from Russia make their way across Belarusian territory, delivering the latest round of freed prisoners to the Ukrainian border. Depending on the exchange, anywhere from a dozen to more than a hundred Ukrainian prisoners get out, and board a different set of buses. The next stop is often a regional hospital in Chernihiv, a Ukrainian
city thirty-five miles from the border with Belarus, where they are given check-ups and medical care. A crowd of relatives typically gathers outside—eager to see their loved ones, or, just as often, to show returnees a picture of a husband or a son and ask whether they had encountered him in captivity.
To date, more than nine thousand Ukrainian soldiers have been released in nearly eighty separate exchanges. “We have found a mechanism, a channel of dialogue, to talk about combatants who took part in armed conflict,” Okhrimenko, the head of the secretariat of coordination headquarters, told me. Since 2022, a much smaller number of civilians—around four hundred and thirty—have been freed from Russia. At least a quarter of them were not war-related hostages but, rather, Ukrainian citizens who had committed criminal offenses in Russia and were already awaiting deportation. In some cases, Ukraine didn’t know whom Russia was handing over until after the exchange. “Of course, it’s difficult to carry out negotiations with the Russian side,” Okhrimenko said. But, he went on, “we have to keep up this communication, so I don’t want to say anything negative.”
International law and Ukraine’s own policies forbid trading P.O.W.s for ci-
civilians. “That would make us the rule-breakers,” Okhrimenko said. When he has raised the question of civilian prisoners with his counterparts in Russia—representatives from the country’s Ministry of Defense—the conversation has generally gone nowhere. “They tell us they are responsible only for military detainees, not civilians,” he said. “We’ve come to the conclusion that, on the Russian side, there simply isn’t anyone able to deal with civilian prisoners.” Oleg Orlov, a founder of Memorial, a Russian human-rights organization, which is now based abroad, told me that Russia considers civilians who resist or subvert Russian authority more culpable than traditional P.O.W.s. The country’s position, he said, is that “this is not a soldier in uniform who was ordered into battle. This is a person who made a deliberate choice to harm us. So screw them. Let them rot away.”
In occupied territories, many Ukrainian civilians have obtained Russian passports—accessing much of daily life, such as banking and housing, is nearly impossible without one. “The Russian state considers such people their own citizens, whom they are under no obligation to hand over or repatriate to a third country,” Viktoria Petruk, an analyst at the prisoner-coordination

“It’s like, ever since you got into peekaboo, I never see you anymore.”

“It’s not so bad when they drink from you. It’s the emptiness afterward that bothers me.”
headquarters, told me. Over time, Russian prosecutors have begun to charge more of these Ukrainians with treason—for the crime of betraying Russia—rather than with harming the interests of a foreign state.
In negotiations, the Ukrainian side doesn’t present specific people to be included in exchanges but instead proposes freeing certain categories of prisoners. “We regularly tell them, for example, ‘Look, you’re still holding our women captive—let’s resolve this,’” Okhrimenko said. Oftentimes, there’s no response. In the case of the Azov and Aidar women, Russian negotiators were willing to consider their release, given that none of them had taken part in any direct fighting and that Russian investigators had finished interrogating them. But, when Ukrainian negotiators push for more detainees, their Russian counterparts tend
to respond coolly. “We aren’t ready to discuss the others right now,” Okhrimenko said, recounting the common Russian response. “If you don’t like it, we won’t exchange these ones, either.”
The coördination headquarters routinely holds meetings with the families of civilian prisoners. Navalna’s mother, Oleksandra, has attended many of them. “But, frankly, I don’t really see the point,” she told me. “All you hear are empty platitudes.” The usual refrain, she said, was a promise that representatives were “working on developing a mechanism, but for now it doesn’t exist.” Yusov, the deputy head of the coördination headquarters, said that he understood these family members’ anguish. “They are a very emotionally vulnerable group of people,” he said. But, he went on, Ukraine wasn’t responsible for the impasse. “This is not a question for us, about whether
we are willing to release this person or to try and get back that person,” he said. “This is Russia’s responsibility. They effectively kidnapped these people and refuse to hand them over.”
Ukraine is working on a few creative solutions to help free more civilians in Russian prisons. A project called Hochuk Svoim, or I Want to Join My Own Kind, allows Ukrainians who were convicted of collaborating with Russian military forces or occupation authorities to volunteer to be transferred to Russia; Russia, in turn, sends back an equal number of Ukrainian civilian prisoners. This is considered not a prisoner exchange but, as Yusov put it, a “mutual return of civilians.” According to officials in Ukraine, several hundred Ukrainian citizens serving sentences for collaboration and similar offenses have expressed willingness to be sent to Russia. But only seventy have made the trip, with a commensurate number of detained Ukrainian civilians freed in the process. Russia has so far refused to accept the rest. “We can release these people, take them to the border, and tell them, ‘Go on,’” Okhrimenko said. “But there’s nothing we can do if Russia doesn’t let them in.”
Orlov, the Memorial co-founder, spent nearly half a year in Russian prison—for the crime of having “discredited” the Russian military—before he was freed in an exchange, in 2024. “I have a feeling I was granted a chance to try and do something,” he told me. Last year, he helped launch People First, a lobbying effort to get Western officials and diplomats to include the topic of civilian prisoners in any peace negotiations. The idea is that these third-party powers will have the best chance of insuring that Russia and Ukraine agree on a so-called all-for-all exchange, which would free all remaining prisoners—military and civilian—as part of the war’s end. “If we don’t speak about civilian prisoners now, they risk being left behind later,” Orlov told me. “And then simply falling through the cracks forever.”
One afternoon in Kyiv, I met up with Vlasova’s husband, Oleksii, and their daughter, Yulia, who is now eleven years old. By then, Vlasova had been detained for more than seven years. Yulia was mostly silent during the couple of hours that I spent with her and her father. (An
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acquaintance of the family had prepared me for this. “She has withdrawn into herself,” the acquaintance said. “And it’s not clear how to get her out.” Oleksii, who is forty-nine, gentle and warm, turned to Yulia, who had just finished school for the day, and explained, “He’s here to write about Mom.” Yulia picked quietly at a plate of French fries. My only exchange with her was brief. “What would you like to do with your mom when she comes home?” I asked. “Go on walks,” she said, so quietly that I had to lean in to hear. “Hug.”
Oleksii and other family members had tried to keep Yulia from seeing news of her mother’s torture. But, within days of Vlasova’s testimony, Yulia had read the coverage of it. She had only one question: “What are nipples?” Last year, Yulia took part in an action, held in Kyiv’s Independence Square, to call attention to Ukrainian women held prisoner in Russia. She brought a sign that referred to one of her last memories of Vlasova: “Mom, remember you promised me a kitten?”
Oleksii expressed disbelief that Vlasova hadn’t been included in an exchange long ago. “Given that by this point she’s been locked up longer than anyone, we figured the chance of her being freed was that much higher,” he said. He and Vlasova’s supporters write appeals—to the Administrations of Volodymyr Zelensky and Donald Trump, to the Vatican—advocating for her release. The prisoner-coordination headquarters routinely asks Oleksii to verify Vlasova’s info on file. “And each year,” he said, “they confirm that she’s eligible to be exchanged—and that’s it.” There’s also a password, known only to him and Vlasova’s sister, that he can use to access the limited information that Ukrainian authorities have about her whereabouts. This spring, she was sent to a prison colony in Kemerovo, a coal-mining region in Siberia.
The trial of Navalna, who was accused of planting a bomb at the municipal building in Mariupol, had concluded two months before Vlasova’s. I spoke with her lawyer, Ivan Bondarenko, who told me about a number of inconsistencies in the prosecution’s case. For example, a police witness had initially claimed that he saw Navalna throw a bag on the ground at the municipal building; in court, the witness said that he didn’t see
anything himself and had merely heard these details later. In October, 2024, Navalna was found guilty, but of a lesser category of terrorist plotting, and sentenced to eight years in prison, rather than the fifteen that the prosecution had requested. Bondarenko called the ruling a “small victory.” The judge, he said, “made clear that our words had reached him. But, in these circumstances, he couldn’t do anything more.” Navalna is now in a prison camp in a village near Russia’s border with Kazakhstan.
Zayarnaya’s trial ended in December, 2025. Prosecutors had argued that she and Denys Storozhuk, the man she knew as Dima, were accomplices in an assassination plot. Zayarnaya had confessed but told the court that she did so under duress. F.S.B. officers had beaten Zayarnaya’s son and threatened to send him to a mental hospital if she didn’t provide the testimony they needed. After she signed the confession, she tried to kill herself by swallowing a handful of pills for high blood pressure. She survived, and was sent to the Rostov cell. In closing arguments, prosecutors asked for a twenty-year sentence. Zayarnaya called the request “godless,” telling the Russian lawyers, “It will be on your conscience.” The judge gave her twelve years. “I won’t lie: it is very hard for me here,” she wrote in one of her letters to me. But, she added, “I refuse to give up, nor will I play by the rules of the morally dishonest.”
One of the darker ironies of Zayarnaya’s case is that Storozhuk was freed

in the same exchange as the Aidar and Azov women. Prutian saw him on the bus that delivered the prisoners, via Belarus, to Ukrainian territory. “Here we are, being driven to the exchange point,” she told me, “and sitting right behind me is Dima—the person who Valentina Ivanovna was constantly talking about.”
I met Storozhuk this spring in Kyiv. He is thirty-eight, affable and charming, and has a military build. He told me that,
in May, 2022, as Russian forces were bearing down on the Azovstal plant, he collected supplies—weapons, food, water, a phone—and descended into a utility shaft deep within the factory complex, where he remained hidden for the next three weeks. Eventually, he fashioned an improvised raft from the tube of a car tire and donned a wrestling singlet that he’d coated in silicone sealant. His plan was to launch into the Sea of Azov, under the cover of night, and swim to a village behind enemy lines. “Nothing better came to mind,” he said. He swam several hundred feet from shore, heard gunshots, and ended up at a fishing dock on the outskirts of Mariupol. He called Zayarnaya. She had a “distinct sense of loneliness,” he said, and lacked an “object for her maternal care.”
After a month at Zayarnaya’s house, Storozhuk got in touch with an officer in Ukraine’s military intelligence agency, whom he called Severny. Storozhuk told Zayarnaya nothing. “I figured that she’d be in danger only if she helped me knowingly,” Storozhuk said. “So you could call it deception on my part, but she had no idea. I judged that she’d be safer that way.”
One day, in March, 2023, Severny sent Storozhuk a package containing a false passport, which he could use to travel freely within Russian-controlled territory. But Storozhuk would have to go to Donetsk to pick it up, an hour-long drive that required passing through several checkpoints. Instead, he asked Zayarnaya if she’d do it for him. “I played the fool,” he told me. “Acting like I initially wanted to go with her, but then something came up—I couldn’t make the trip. Could she manage on her own?” Zayarnaya agreed. The next place the two saw each other was at an F.S.B. regional headquarters, in Donetsk. Storozhuk recalled that Zayarnaya, who was clearly terrified, had asked how he was holding up. Storozhuk told me, “Obviously, this is all because of me that our paths crossed at some point.”
Not long ago, I got a letter from Zayarnaya, who is now in Novocherkassk, near the Black Sea. She described watching the seasons change in jail. “It is very warm, and green trees and grass are already visible from my cell window,” she wrote. “This makes it all that much harder to bear.” ♦
49
FICTION

50
ILLUSTRATION BY DADU SHIN
And here was a town house, five stories high. The car idled in front. David looked out the window of the back seat, up at the stone façade. There was a guard, installed on the front steps, and a rash of flags mounted over the door, as if it were an embassy. The façade was lighted from below by the exterior lights that specified the building, separated it from the other night buildings.
It was the flags that threw him, there over the big door. Scrambled his thinking.
Then David had a flash of understanding. They were already in Zurich: this was an official building, the appointed time upon him at last.
There was a hitch in his breath. Too soon, wasn't it? He wasn't ready!
His eyes caught his assistant's with visible alarm.
Instantly, the boy's hand was on David's arm. Cody calmly took out the itinerary, read it aloud: Rebecca. Dinner. London.
This was the club. Seven P.M. reservation, under Larkin. Restaurant upstairs, check-in downstairs.
I'm coming in with you, the boy said.
Squeeze, squeeze, went the boy's hand, signalling that everything was correct.
Cody would wait in the car during dinner, but the handoff was important, these interstitials, and Cody would be here when it was time for pickup. Time to ferry him to the hotel.
I'll be waiting, Cody said soothingly.
An entryway, a stone floor. Polished to lawsuit-slickness. The walls were seamless sheets of wood that wavered in candlelight. David hung back, letting Cody be the one to approach the woman sitting at the front desk, crowded out by a floral arrangement. So big, the arrangement. Were those actual tree branches?
She was a ghoul, this woman, with her many requirements. She needed to see identification. Needed the full names of both parties. The boy supplied the correct answers, had any number of important David documents on his person, ready for the woman's perusal.
She wrote something on her paper and checked a tablet. Ms. Larkin is in the restaurant, she told David, Cody apparently already dismissed. Fourth floor.
Just the named guest, she said, when Cody took his arm.
I'm his assistant, Cody said. It's medical. For medical reasons. I'll be down as soon as he's with his daughter.
Only the named guest, the woman said.
I'll get lost, David said. He smiled. I really will.
You can see, Cody told the woman, on your little video screen. I'll take him up and come right back down.
All right, the woman said finally.
And you can send him after me, Cody said, nodding at the security guard, if I'm not right back down.
The woman frowned. The guard didn't react.
Cody stayed at David's side, his arm through David's, helping him navigate the elevator, the hallways hung with heavy velvet curtains. The carpeting was so thick that it seemed to eat up their footsteps.
The people they encountered seemed like children, dressed up in party wear, traipsing around the rooms of this doll house. Their faces were done up and their hair shone.
Good for you, David thought, as a woman pushed past in a short dress and high heels.
Now that he did not want to expend any effort, he saw nothing but effort all around him.
Too many levels—Cody steadied him through each transition, a turn down a hallway and then three shallow steps. A dip and another set of steps.
They passed through a dim bar area, wall lights dialled to a golden glow. Then they arrived at another bar, the correct bar.
A lull. Cody pointed out the woman who had taken up an uncomfortable perch on a barstool.
There we are, Cody supplied helpfully. Rebecca.
David nodded. Of course. I'll check in with her later, Cody
said. But Rebecca knows to text whenever you're ready. I'll just be around the corner.
David started toward his daughter. Dressed in the prim British style, or so he decided, without any real knowledge of what that might be—a narrow skirt, tall boots whose tops were hidden by the skirt, a Peter Pan blouse. Gold jewelry that flashed its minor dazzle, its subtle good taste.
She appeared to have finished most of the glass of white wine on the bar in front of her. She said something to the bartender, but the bartender glanced in David's direction, which made her turn, too.
Rebecca stood up nervously, her eyes taking him in with diagnostic intensity. What was she noticing, or trying to notice? She closed the distance between them, put an arm through his, and led him back to her barstool.
Dad, she said, and at least that was familiar, not some British affection.
Something something about the place. She was chattering a bit.
When it's sunny out, there's a nice roof terrace, she said. They open it up—it's nice. Not now, of course.
Yeah. It's a bit frustrating, she said, looking around. Table's not ready. It's not even so busy. They're good about that stuff, she said, usually.
Right. She squinted at him. Dad, she said, you've got— She tapped her cheek.
He stared at her dumbly. Here, she said, and reached out. He felt a tiny tug of his skin, and then she held up a scrap of toilet paper, browned with blood. He tried not to look confused. She rolled the paper into a little ball that she rested on her cocktail napkin. He touched his face and checked his finger—no blood.
A mystery. Your table is ready, the waiter said, and Rebecca drained her glass and stood.
Shall we? What did she know? Only that David had decided to slow down a bit, as of late. Step back from work. Retirement, or some euphemistic
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version of retirement. That information alone had been enough to send her into a spiral. If she had known that there was actually something wrong, that a genuine diagnosis existed and David was keeping it from her—hard to imagine the fallout.
She had e-mailed Cody a string of articles to print and pass along to David. Retirement often marked a bad turn was the general gist; it was when people started their slow decline. That had to be actively avoided. When you retired, you actually had to work overtime in order to keep the brain and body stimulated. It was a job in itself, really!
Creatine research, peptides, the correct sauna temperature to best replicate the resilience of some Norwegians in a clinical study. These congenial, sweaty Norwegians scolded him—why had he not developed a lifelong habit of weekly saunas with a group of close-knit friends? That seemed to protect against any misfortune.
What was the correct sauna temperature? He didn't know, because the article had reported the temperature in Celsius and, according to his mental calculations, it came out to three hundred and ninety-two degrees Fahrenheit, which he knew was . . . probably . . . not correct.
A kitchen drawer had been taken over by bottles of vitamins, tipped on their side, labels up, and there had been a stretch of weeks in which he had bothered to force them down.
DO NOT AGE, one supplement brand was called.
DONUT AGE, his eyes saw.
Was it truly possible for salvation to be purchased on Amazon.com or wherever Rebecca went to find these dim and stinky gelcaps? Was the brain just waiting for unregulated supplements to slough off the plaque before it would emerge, spanky and pink?
Her protocol had intersected somewhat with his own desperate push. His brief sobriety. The red-light hat on the skull, another line clipped up the nose: a laser pointer, really, shoved up a nostril. So how could it hurt, throwing her regimen into the mix? It was all folk medicine. Offerings. The capsules tanged on his tongue as he washed them down: the green-tea-extract pill,
A few of us had sat down at a café, our hair singed, our chests crowded with the streets of Tehran—our skins of daylight having turned dark here and there.
We were a few horses having no wings, no manes, no meadows. We were all about running, and with casual, soiled horseshoes would sprint out of the streets' choked throats.
Trees had turned into truncheons, and we were so full of tears that could cry for real amid all the smoke and fire.
We were about to break and at last pounded down on the table the fists we had been waving in the air.
the fat amino-acid vitamin that nudged its awkward way down the throat.
This is the body of Christ, amen—David back in grade school, Friday-morning Mass. He opened his mouth for the bland Communion host. The wafer dissolved almost instantly; his tongue roved around, trying to coax the soggy body of Christ from his molars. Even so, he'd made a real effort to summon some solemn holy feeling, as he did when he took these pills, a gesture for the far-off daughter. The lost years, the brief birthday calls, dates for visits discussed but flights never booked—swallow, swallow, do this in memory of me.
Similarly disappointing, similarly unmiraculous.
Unmiraculous—like it had been to swallow the body of Christ. More like gumming the wet sock of Christ.
Do this in memory of me, ding-a-ling-a-ling.
This was the way of things, this desperate religious surge, Mecca in a gelcap. Maybe it would all work. Maybe it would!
For David, it had probably been a month, all told—that this surge of hope had lasted. Maybe he was a special case.
Why should I hire you, his first boss
had asked, and David said, I graduated with honors—
So you think you're special? Mark said. His tone wasn't unkind. A special guy?
David sensed that the right answer was the one he had given.
Not at all, David said. But I work hard. I'm a hard worker.
Why me/why not me? That was how some people dealt with bad news. Accepting that they weren't special, after all.
Rebecca hadn't learned yet. He sort of had.
The blight had come for him; it was too late. The vitamins stayed in the drawer. He let his brain blank out on words without trying to chase them down.
The quick brown fox, the lazy dog. The lazy—
What did you call them, the little half curtains on the windows? Strung neatly along silver curtain rods. These booths with partitions that closed you off from the nearby tables. So you felt even more important.
Who did Rebecca come here with? People were members of such places so that they could take other people there.
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And we hid our fists under the tables. And we hid our fists in bed. And we hid our fists in the kitchen drawer. And we hid our fists inside our pockets . . .
Open my fist!
Whatever part of Tehran I place a hand on, it is aching. Whatever part of the day I sit on, it is nighttime. Wherever on the soil . . . I didn't have the stomach to finish my sentence!
This poem was gunned down in its opening lines or else it would never have come to an end.
—Garous Abdolmalekian
(Translated, from the Persian, by Siavash Saadlou.)
He didn't know the contours of her life well enough to imagine who those others might be. People she wanted to impress. She didn't work, hadn't worked for years—he was fairly certain of this. He had an automatic transfer set up, guilt money still on its biweekly distribution schedule.
Rebecca shook out her napkin, then checked her phone. He's really on top of things, she said, with a slight eye roll.
David waited to understand what she was talking about.
I don't like him, she said. When I call? He doesn't always tell you. I know it, too, his voice does this weird cutoff thing, and I just know he doesn't even mention it to you.
Cody—she was talking about Cody.
He's a nice. Pause. A nice boy.
I wish you would answer your phone. Or your e-mails. It's just hard, she said. Always going through him.
You can call me, David said.
He says he tells you but I know he doesn't.
You can call me anytime, David said.
Somewhere in the restaurant, a champagne cork popped.
David forced himself to return his attention to Rebecca. She was peering
at him. He smiled, this strange new habit—but it worked, in its way. It seemed to calm her.
Have you talked to Mom? he said.
Her face showed her surprise.
Annabel, he corrected himself.
Yeah. She's good. I mean, seems like it.
David had stayed polite, unfailingly so, with Annabel—it had been easier when she remarried and gave up alimony. So he was no longer aware, every month, of just how polite he was being. A doctor, the new husband—wasn't he? David had been relieved. Hadn't she ended up ahead? Wouldn't her anger finally lose its urgency, every conversation no longer a fresh report from the scene of her woundedness? Time for the farewell tour, Annabel, darling.
Though he couldn't remember when they had last talked. Where was she, in this world? Panic, a quick hit of it—surely he should know.
He hurried past this blank spot.
We came here on our honeymoon, David said. Did you know that?
Yeah, she said. I guess I did.
She paused, like he might offer some amusing story from the past, polished for her enjoyment, but he didn't.
The past, where he lived now. Rebecca was obviously, insistently, a citizen of this planet. With its clubs. With their many levels. The ego churn in the room was almost a visible thing. What's next, what's next, what's next—that was the hungry hum under everything.
The waiter's interruption was helpful. David took a slice of the dark bread, spread it with a thick layer of butter.
She made an apologetic face at the waiter. For what, he didn't catch, but he assumed it had to do with him, some lag or error. He showed his teeth in a half smile, half grimace.
It's been cold here, she said, but it'll be much worse in Zurich. You know Geoff wanted us to go to Switzerland for Rainer's break. He's big into that, skiing, real treks, the National Geographic excursions. I wouldn't go now, she said. Not in the dead of winter. So gloomy. What's the project?
She waited for him to respond. He waited, too, for another nudge in the right direction.
Switzerland? she added.
Oh, you know.
She studied him. She took another drink.
Lag time, enough for a creep of unease. Fill the silence, David.
It's for Stearns, he said. I do little things, here and there. The invocation of Stearns was calming, he could tell. A familiar signpost from a familiar life. And that was enough—didn't we just want the people we knew to stay in their familiar realms? Knock around inside the boundaries of their familiar selves, hit their familiar marks? Remain pretty much approximate.
When they'd set up this visit, he had made mention to Rebecca of a business thing, the outlines of some consulting project that awaited him in Zurich. Had Cody smoothed over any jarring gaps? Probably. Hopefully.
The prospect of actual business now seemed to brighten her tone.
It's wonderful to get back into things, she said in a high, unnatural voice. One less thing for her to worry about, if David kept himself busy.
Busy-ness, which used to be his life. A busy-ness man.
David had worked so frantically. Needless, his frantic work. And yet—they were all like him. Stearns and the
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others. Why did any of them fill their lives in this way? He had not needed to work as much as he had, not nearly as much, and not with a feeling of such terror.
He took a drink of his wine. His eyes fluttered a bit. The start of a his-tamine itch. But what could he be allergic to? He blinked rapidly.
So much frantic work. But they had all seemed forlorn in times of leisure. Vacation sent him into strange moods: he was unkind to his family, he drank more. A dissatisfaction, like a sickness. How everything seemed unfortunate, meagre. This was his portion? This was his slice of happiness? His family stared balefully at him, waiting for some alchemy to be performed by his hand, like those trips when he was somehow expected to navigate them through an unknown city.
It's probably time for lunch, his wife would say, as if he weren't hungry, too, as if he had failed to notice that they were all sweating and sunburned and lost, the unhappy little unit of his family there on the foreign sidewalk? If I see a place I'll stop, he said curtly, and returned to the thankless task of leading them along the strange streets, every restaurant shuttered, every passerby seeming to sneer at David.
We'll just head back to the main road, he said. I'm sure something is open.
They looked at him, his wife and child, as if they'd found him on the bottom of their shoe.
It had always been a relief to return to work. Back to the universe that required his wholesale belief and, in turn, gave him the assurance that he, too, was real, that his life was something to believe in.
Rebecca did not know how things had ended with the board, only that they had. She knew none of the unpleasantness.
He welcomed his own forgetting on that subject.
Just really great to hear, Rebecca said. That you're back at it.
It's pretty straightforward, he said. The project.
Had he done his particular monologue already? No way to know.
For Stearns, he added.
He was saying Stearns's name too often, he gathered.
I do little things here and there, he said.
She gave him a look. But didn't ask any follow-up questions.
They were served slivers of pale fish in sauce, barely-there disks of orange citrus that dotted the flesh.
This is to share, she said.
The waiter had said that when he put the plate down: This is to share.
A slackness between them. A smile, again, his big smile.
You can eat those, she said, when he started to pick off the citrus rounds. The skin, she said, is quite thin.
He chewed them obediently. You could eat them, yes. This seemed—chew, chew—technically true.
Oh, Dad. She looked sad.
He was silent. The pork chop came with an unfamiliar vegetable, shreds of a green stalk. He shifted the mass to the side with his knife. He scraped the plate audibly. Kept at it until the shreds were all in a knife-neatened square, cordoned off from the cutlet.
Aren't you hungry?
She reached across the table to take possession of his silverware. She used his knife and fork to cut up little pieces of the pork chop. It looks good, she said.
Don't do that. Perhaps he grabbed the knife and fork back with too much force.
She raised her hands, glanced around at no one. Well, I'm sorry, she said, her face red. She finished her glass.
He took up a piece of the cut meat with his fingers and put it in his mouth. Pork was very sweet. He forgot this every time until he was eating it again. Strangely sweet. He swallowed.
If Rebecca knew what was planned in Zurich, she'd stop him.
She'd figure out the legal avenue. Go straight for the cutoff switch.
What was the formal term—mentally unfit? Incompetent?
She'd make it official. Punitive in her way, Rebecca. She didn't seem to believe that anyone should escape their allotted pain in this lifetime. Stations of the Cross, Marylebone edition. Would she wear a hair shirt, if it were on offer in a nice navy?
As a girl, she would sometimes cry
when David smoked cigarettes. Big, fakey tears that gusted in and out of genuine distress. It wasn't even so bad, then, smoking, but she was ahead of her time. Had a suspicious nose for her parents' pleasure, identified it as a destabilizing force. The time she'd refused to acknowledge Annabel when she'd cut her hair in the short style. Perhaps the girl had been right. It was a threat, wasn't it? Other people's desires, a mother taken by a new vision of herself. A father's insistence on the private pleasure of a cigarette.
Well, honey, this is like one big cigarette that Dad is going to smoke. A really big one.
The people in Switzerland had strongly suggested that he inform his loved ones about his plans. If you "sneak away into the beyond"—their words—you could hurt their feelings and make them angry.
Sneak away into the beyond—maybe this was a clumsy translation. Shouldn't their terminology be more medical than that? Sneaking away into the beyond—like how you might describe a teenager dropping acid in the back yard. Groovy and loose.
And, anyway, hurt feelings, anger—that was exactly what would not matter to him, there in the groovy beyond. You made calculations, you weighed the future anger of others against the present trouble, and then you pretty much said, O.K. Kick the can down the road.
What would the alternative be, if Rebecca had her way?
A forced march through the brutal next decade. Whatever gruesome care scenario awaited him. His brain would short out completely, oh, sometime in the next year or so. He'd perhaps have the occasional flare of lucidity, though whatever scraps of reality he'd manage would be pierced with terror.
There would be the dutiful once-a-year visit from Rebecca and the child. Neither of them would want to be there. Wind would blow the trees against the windows and the humidifier would puff and David would deteriorate in his little slice of existence, running out the clock there on the very edge of other people's real lives.
It was not—David picked at a shred of citrus peel caught between his
54
teeth—a pleasant thought. Not pleasant at all.
So he was doing the right thing. His calculations were correct. Leave at five minutes to midnight.
It was a great party—thanks a ton! He smiled at Rebecca.
Rainer is looking forward to seeing you, she said.
David kept smiling.
Rainer, in his notebook, age nine. Rainer, age nine.
He's nine, David said. An inane offering.
Almost ten. He's got loads of friends—he's really doing so well. We're so pleased.
That's good.
It was a little, you know, touch and go, right after last year, but the new school has been just so professional. Really a total shift—it's like night and day. He's thriving.
Wonderful, he said.
New school, O.K., some incident, but he had lost the context, so he just kept the child's name in his brain. Rainer, a solid name. Rainer, who was thriving, and he chewed dutifully on the chop, and, in this way, the dinner passed.
Many opportunities to extend the meal. Coffee? Dessert?
To not choose these offered extensions seemed sad, an acknowledgment that the night had been only O.K., that no spark of familial magic had overcome them. And they were as they had always been, stiff with each other, missing the mark.
Like those holiday outings, post-divorce, with itineraries planned out by Annabel. Even at the peak of her anger, she'd remained the wholly capable stage director of everyone's emotions. Take the girl here, look at these lights, these window displays, there's a holiday village in the children's department, get an early dinner reservation at the restaurant on the highest floor—she'll like the glass elevator.
He'd been grateful. Enormously so.
Shirley Temple for madam, David had said. Rebecca's legs in their white tights swung from the restaurant chair.
Extra cherries? His voice had a festive strain.
Oh, no, the serious girl said. Thank you.
She opened her presents without fuss. Thank you, she said, in a neutral tone. She was often thanking him back then, but it seemed to mean something else, her affect oddly listless.
The time he called to let them know that she had left the new little coat behind, the wooden chess set.
We'll get them next visit, Annabel said.
Had they? Had Rebecca ever brought the chess set home? Quite expensive, he remembered. The chess set. A smooth wooden box with a felt-lined drawer where the pieces were kept.
Quite expensive.
No dessert—was Rebecca sure?
I'm really O.K., Rebecca said, but David waved a hand. We need something sweet. You love sweets. He studied the dessert menu. It seemed bizarrely coded. So many of the words were capitalized, confusingly, and he scanned gamely for a bit, then put it down.
You choose, he said.
One yuzu cheesecake, two forks.
You, zoo. You, zoo.
They took polite bites, Rebecca needlessly covering her mouth as she chewed.
He tried to think, I love you, to see what it scraped up in him. He tried to gather himself to match the serious-
ness of the occasion—the last time he would be alone with his only child.
His child. All the illnesses and treachery—hadn't she survived? His child, who had once vomited silently in the bathtub, then gone on playing happily with her bath toys. Who had once walked with mummy stiffness down the night hallway, her poxed limbs pink with dried calamine lotion. Who had broken a wrist on the back-yard flagstones, drooled cherry medicine down her sleeping face on the car ride back from the hospital.
The reel was playing too quickly; it was difficult to hold on to.
I'll have to show you the plaster, she chattered. It's an interesting technique. They basically picked up the entire kitchen and moved it to the sunroom. Where it used to be. A bigger footprint, though. It'll be totally different than when you saw it last—when was that?
He pretended to try to recall. Pinball eyes, looking up, looking down.
Gosh. I mean, maybe we hadn't even moved in. She smiled. Well, I guess it's been a long time.
Too long, he said. He surprised himself.
She kept smiling, surprised, too. Even this minor display of sentiment made them both awkward.
It was a crumb, compared to what he was supposed to say. He was supposed

"Lay off, Doug. I don't hook up with roommates."
to invoke something, speak to the strangeness of passing from one world to another. Burnish this evening with dramatic color, emotions vivified like in those old hand-painted photographs.
Maybe he had prepared some sentiments in his notebook? Some . . . remarks?
He wasn't that person, and neither was Rebecca. This universe was bounded, meagre—they had only their usual roles, their approximate dialogue.
No more tears.
Mmm, Rebecca said aloud, to indicate that she liked the dessert.
There was an e-mail that Cody would send out, after it was over, composed, mostly, by David. Certain additions had been made by Cody, reasonable enough, meant to forestall any liabilities. David understood the need to pay this kind of attention, and he was grateful.
A few different versions, for the different audiences. But hers had taken the most effort to compose.
Dear Rebecca, [sub recipient]
By the time you are reading this, I will have passed, peacefully and legally, in Switzerland. It was entirely my own decision, blah blah, signed off by these doctors, blah. My unfortunate diagnosis left no other choice. Dr. Blah has been authorized to share the details and an overview of my medical history with you, if so desired. I hope you can understand the many elements that went into this difficult decision.
I apologize if this causes you pain. Please respect my blah, know that I will always love you. My lawyer can be reached at blah. He is expecting your call and is prepared to answer any questions or concerns you might have. Thank you for being my daughter. I'm sorry for any ways in which I have disappointed you, or any failings. In particular, I wish that I had been more present, and communicated more often my considerable pride in you. Know that I have loved you as much as I could.
Your loving father, David Hastings
(Was the last name really necessary?)
Not ideal. To ambush her with an e-mail. But it seemed the only real way to handle it.
The slice of You Zoo steadily disappeared from the plate. The two of them alternated with their forks until there was nothing left.
He wiped half-heartedly at his mouth and thought, Rebecca is full grown, she is a full-grown woman. Her constellation of self, her preferences
and complexes and aversions, her taste for sweetness—he would only ever know a fraction of Rebecca. A shadow moving in another room, spied through a keyhole. A girl who had once loved a ratty doll, a doll now lost to the black mouth of the indifferent universe. This nervous woman with her nervous clothes and how her tone went up an octave as she spoke to the waiter—she was of his flesh but not of his flesh.
This was a promising line of thought, and emotion stirred in his chest. My child.
Like little Rebecca with her fake/real tears—the sentiment was real, this love for her, and swelled through him convincingly, totally, but he couldn't hold on to it.
The feeling receded. He tried to get it back, but the music was too loud, there was a distracting after-dinner surge for the bar.
This whole place, how odd, the look of a real restaurant, filled with people, but still it seemed so airless. It was sealed off in some essential way, and, no matter how much they dedicated themselves to appearing otherwise, they were false, actual life kept at too much of a remove.
Still, he raised the cup of espresso to his lips and it tasted real, like the real thing, and wasn't it pleasant enough? This real cup of espresso, the daughter who had his DNA twisting through her, and what would it even look like to break it all open, his life, break himself open, like a Christmas cracker: here was his birthday lunch, David a little boy, an hour that passed in near-silence, Don't you speak to your father that way; here were the years at school; here was Annabel on their wedding night, trying to hold in a fart unsuccessfully and bursting into sobs when she couldn't.
A being entrusted to his care—that was how he'd felt about Annabel, and then about Rebecca. The baby with wrinkled hands that flickered and twitched around her face, her eyes black before they were blue. She grumbled in her sleep, with each breath, a wheezy ancient in the house.
Annabel's bones had shifted during pregnancy, her pelvis spread outward. Another time when the animal was ascendant. There was one person, then
there were two. The sudden creature in the hospital room. Then the second labor: the placenta, marbled with fat blue veins. No one had prepared him. It had seemed horrifyingly solid, as if they might be expected to take it home. Another mouth to feed.
Annabel had to sit on a little inflatable pillow for a month. She retreated to an animal privacy, bent over her child. Whatever she and David had had between them was revealed as flimsy. It didn't matter so much for Annabel—she had found herself in a new country, with its absorbing new customs. But David was forlorn, redundant. The man in the suit who lumbered around in the background of their lives. Coming in and out of focus like a clumsy stagehand.
His doing, certainly. Still.
They'd divorced when Rebecca was ten.
David tried to get the check—awkward, the fumble to accept the little leather folder, David peering at the receipt. He groped for a pen but it was all swimming. Impossible. He handed the whole mess to Rebecca.
My eyes, he said vaguely.
She took over with her usual briskness. They just charge me directly, she said.
Take my card, at least.
They just need a signature, Dad—it's all on file here, she said. My account.
Tot up all the money he had spent on her—hundreds of thousands, private school and college and one year of business school, the help with the house purchase—and this evening would be a drop. But it was good, to nourish one's offspring.
The daughter looked at him with concern. Yes? he said.
Ready? she said.
He blinked.
To go?
The table in front of him was empty, wiped clean, even the candle blown out. When had that happened?
They took the bill?
Dad?
Ready, he said, his hands braced on the cleared surface, for support. Up we go. ♦
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56

How Hannah Arendt remade herself in America and diagnosed the politics of unreality.
BY DAVID DENBY
Hannah Arendt arrived in New York in May, 1941, stateless, broke, and far from fluent in English. A German Jew exiled first from Germany and then from France, she had crossed the Atlantic on a Portuguese refugee ship with her husband, Heinrich Blücher, a working-class former Communist street fighter and largely self-taught intellectual. She
was thirty-four and he was forty-two. They had individually fled Germany after the Nazi seizure of power; they met in France in 1936, married four years later, and were soon interned in separate French camps. Both got out, and, with American help, obtained visas and made their way to Lisbon, where they waited for some months to set sail. Among Arendt's
few possessions was a manuscript Walter Benjamin had given her of his "Theses on the Philosophy of History."
Arendt, Blücher, and Arendt's mother—who joined them a month later—initially occupied two small rooms off Riverside Drive, on West Ninety-fifth Street, in what amounted to a wartime boarding house. They had no kitchen
By all accounts, Arendt was formidable, witty, sociable, and even flirtatious. People were drawn to her.
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of their own. For the next thirty-four years, apart from a period on Morningside Drive, Arendt lived in apartments between Ninety-fifth and 110th Streets, on the Upper West Side. Broadway, the neighborhood's grand boulevard, was lined with beauty salons, dry cleaners, shoe-repair stalls, and single-room-occupancy hotels. She travelled regularly but always returned to this patch of Manhattan. It was a good place to work. There was nothing else to do there.
Blücher, who eventually became a popular philosophy lecturer at Bard College, got a job shovelling chemicals in a New Jersey factory. His wife found her footing more swiftly. Within six months, she was writing a political column for the German-language Jewish weekly Aufbau ("Reconstruction"); her first installment endorsed the idea of an international Jewish army that could fight the Nazis. After the war, she spent two years as a senior editor at Schocken, where she prepared an edition of Kafka's diaries. Her decisive American experience, however, was social. She befriended some of New York's most literate people: Alfred Kazin, who knew his way around publishing and journalism and became devoted to her; the irrepressibly witty Randall Jarrell, who loved literature as a naturalist loves trees and read poetry to her for hours; and the hard-drinking, hard-arguing circle around Partisan Review, including Dwight Macdonald, with whom she later worked on plans for a new political journal. By all accounts, she was formidable, yet funny, sociable, even flirtatious. Men were drawn to her. Mary McCarthy later became her closest American friend.
As a young woman, Arendt had received the most advanced philosophical training then available in Germany. The writing of her twenties was exalted and often unfathomable to nonspecialists: heavy clouds drifting in ether, though capable of flashes of lightning. In New York, she increasingly wrote in English, relying on friends such as Jarrell to polish her prose; she also wrote some pieces in German and sometimes translated them herself. She was the real thing, a product of the classical humanism of German Bildung, with a sardonic sense of humor and a streak of defiance and perversity. She had little use for orga-
organized religion and disdained psychoanalysis. Among the New York intellectuals, she became a moral center, a Cassandra who was believed, at least about the dangers of modern politics. On her side, the gain was incalculable. Her American friends and editors enabled her transformation from a displaced intellectual to a world-famous writer.
Arendt's obsession in New York was the destruction of the European world she had left. National Socialism had murdered the Jews and laid waste to German civilization; Stalinism had regimented Soviet life through purges and camps. Several extraordinary Jewish writers had killed themselves during the war, among them Walter Benjamin and Stefan Zweig. In Menorah Journal, Arendt reviewed Zweig's fluently nostalgic memoir, "The World of Yesterday," with a mixture of sympathy and contempt: he had been blind to the reality around him and then victimized by it.
She did not publicly mourn her exile; self-dramatization could slip into bathos. The pressing matter was what she could do. The wartime mood among European and American intellectuals was hopeless, or, rather, in her estimation, helpless. "To yield to the mere process of disintegration has become an irresistible temptation, not only because it has assumed the spurious grandeur of 'historical necessity,' but also because everything outside it has begun to appear lifeless, bloodless, meaningless, and unreal." She would inject life, blood, and meaning into the discussion. In 1946, recalling Benjamin's death in the terrible year of 1940, she wrote to a friend, "In our time you have to hate murder a lot to escape the seductive power of suicide."
By the mid-nineteen-forties, she had begun analyzing the catastrophes that overtook Germany and the Soviet Union. Totalitarianism, she believed, broke completely with the political orders of the past. Traditional morality, the "rights of man," and the classical categories of democracy and autocracy—all this was beside the point for regimes whose leaders recognized no limits. The revolutions created by Nazi and Stalinist ideology, and enforced by terror, aimed to change reality itself.
Arendt wrote her book in pieces, much of it at a tiny desk wedged into a corner of her cramped West Ninety-fifth Street
apartment. She published portions in magazines, including Partisan Review, and then assembled the work into three sections—on antisemitism, imperialism, and totalitarianism. "The Origins of Totalitarianism," as it was finally called, was thrillingly difficult, wide-ranging, and allusive—an amalgam of history, cultural criticism, and political theory. In writing it, Arendt had learned a great deal about the rhythm and weight of the English periodic sentence, and she used it to devastating effect. The final pages offered a physical and philosophical account of the concentration camps that was as disturbing in its implications as the news-reels shown in theatres at the war's end. The camps destroyed the bodies and spirits of their inmates before murdering them; entire populations could be rendered superfluous through bureaucratized terror. "Origins" was completed in 1949, published in 1951, and soon regarded as a modern classic of political theory. It left readers with an uneasy question: Could a healthy politics flourish in an age suffused with mass propaganda and the adoration of dictators?
Kazin visited Arendt and Blücher in their second New York apartment, a "dark shadowy" place overlooking Morningside Park. A boarder was living with them. (Kazin heard the toilet flush.) In a memoir, he recalled Arendt entertaining friends in European style, serving "candies, candied fruits, cookies, 'porto.'" Husband, wife, and guests plunged into furious arguments about the great thinkers. "Marx-Plato-Hegel-Heidegger-Kant-Kafka-Jaspers!" was Kazin's wry encapsulation. More or less intact, Arendt and Blücher had landed. Her European mind was refined and eased into English. She benefitted from the American hunger for European culture. After "The Origins of Totalitarianism" got her on the cover of The Saturday Review of Literature, in 1951, she sent a letter to a German friend: "Did I write to you that a week ago I became a 'cover girl' and had to look at myself on all the newsstands?"
Beginning in 1949, Arendt returned repeatedly to Germany, but, in an extraordinary 1964 interview on German TV, she said that she thought of herself not as a German but as a Jew. The young interviewer, Günter Gaus,
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asked what remained of Europe for her, and she answered, “What remains is the language. . . . It is not the German language that went mad.” She could not be exiled from the poetry and prose of Goethe and Lessing, or from modern writers like Brecht, Benjamin, and Hermann Broch.
The not so hidden intent of a new German biography, Thomas Meyer’s “Hannah Arendt: A Life of the Mind” (Penguin Press; translated by Shelley Frisch), is to reclaim her as a German woman, writer, thinker, and publishing and academic phenomenon, not just an American one. Meyer, who teaches philosophy at the University of Munich and is a widely published writer, has assembled an enormous amount of information about Arendt’s family, education, German publishing career, and postwar celebrity. Arendt comes most fully alive, though, when Meyer lets her own extravagant, commanding voice carry the story forward.
“For me the question was somehow: Either I study philosophy or I drown myself,” Arendt said once, recalling herself at fourteen. The claim is believable. Growing up in Königsberg, the city of Kant, she always feared failing to understand something. Kant’s works stood in the library at home, and she read them in search of relief. At Königin-Luise-Schule, she studied Latin, Greek, and French but left before graduating. She later said that after a teacher had offended her—was it an antisemitic remark?—she led her classmates in boycotting the teacher’s classes, and was expelled. Still, in 1924 she enrolled at the University of Marburg, where students were flocking to Martin Heidegger’s lectures.
Heidegger was building on, and breaking with, his teacher Edmund Husserl, in an audacious attempt to push aside the customary problems of academic philosophy and return to “things themselves,” to existence as it is actually lived. Heidegger described human existence as Dasein, literally “being there.” We find ourselves thrust into a world already under way, surrounded by objects and people, carried irreversibly through time toward death. The danger was surrendering to convention and commonplace opinion, becoming what others expected. “Everyone is the other, and no one is himself,” Heidegger wrote.

“They say the test of a true chef is to make the perfect omelette and charge twenty-eight dollars for it.”
Authentic existence required confronting one’s own death without evasion. Arendt, evidently depressed and convinced of life’s meaninglessness, found his teaching electrifying. He dug into Plato and other classical texts and pulled out vital new meanings. As she later wrote, “Heidegger never thinks ‘about’ something; he thinks something.”
He was thirty-five, married, and the father of two sons, a handsome man with a trim, slightly curled mustache and a piercing stare. Arendt was eighteen, with a gently molded chin and beautiful, yearning eyes. They began an affair. His letters to her were moony in a traditional German style. “The demonic has seized me,” he wrote. “The still, prayerlike folding of your loving hands and your gleaming forehead guarded it through womanly transfiguration.” (Heidegger could have written librettos for Wagner.) In a confessional sketch that she had written for Heidegger, she expressed an “unbending devotion to a single one.” Nevertheless, with Heidegger’s tender encouragement—had his wife become suspi-
cious?—Arendt left Marburg for Heidelberg, where she wrote a dissertation on St. Augustine under Karl Jaspers. She continued meeting Heidegger during trips he made for another two years.
After completing her dissertation, she married a man she had met in one of Heidegger’s seminars in Marburg, Günther Stern, later known as Günther Anders. Her life had moved on, but her estimate of Heidegger had not: she never denied his intellectual power. In 1933, however, when Heidegger became rector of the University of Freiburg, he delivered a preposterous speech celebrating the new regime. Arendt was appalled by his embrace of the Hitler movement. When she later recalled the Nazi seizure of power, she said that the behavior of ordinary Germans had surprised her less than the “fantastische” ideas with which intellectuals greeted Hitler. Heidegger, the philosopher of authenticity and independent thought, had become one of them, surrendering to vicious political cant.
Arendt left intellectual life to work directly for endangered Jews. Asked by
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a Zionist organization to document antisemitism in the records of clubs, professional associations, and the like, she began gathering evidence in the Prussian State Library. The police arrested her and held her for perhaps a week, after which she was mysteriously released. Decades later, she told Gaus that she had trusted the officer because “he had such an open, decent face.” A fiction? The playwright Jenny Lyn Bader accepts the challenge in her “Mrs. Stern Wanders the Prussian State Library,” which is being revived Off Broadway on September 12th. She creates an Arendt who flirts and reasons her way to the officer’s better nature. Whatever happened, Arendt didn’t linger. By October, 1933, she was in Paris.
There, she rejoined Stern, though their marriage had ended in all but name; they finally separated when he left for New York, in 1936. Arendt worked for Youth Aliyah, which sent Jewish refugee teen-agers, largely unemployable in France, to kibbutzim in Palestine. Many were in poor health. Arendt helped organize a camp outside Paris where the teen-agers were fed, restored to health, and taught agricultural and language skills. It was the closest she came to parenthood. According to Meyer, she helped
save a hundred and twenty young people but did not speak publicly about the work until her conversation with Gaus decades later. Meyer reconstructs the bureaucratic and financial machinery behind the rescues, one of his book’s genuinely valuable contributions.
Meyer takes pains to recover the German continuities in Arendt’s life. He follows her to postwar Germany, where, as part of her work with Jewish Cultural Reconstruction, she tracked down “heirless” Jewish property, including books whose owners had been murdered; the volumes would be distributed chiefly among libraries and Jewish institutions in Israel, the United States, and other countries. On one of those trips, in 1950, she sought out Heidegger in Freiburg, after nearly two decades of silence, and, though he was not terribly repentant, she more or less forgave him; a difficult friendship resumed.
Meyer’s archival diligence enlarges the record of Arendt’s life, but the letters and institutional records he draws on yield little of Arendt’s volatile temperament, the intertwining of idea and action; nor does he offer more than minimal physical evocation of Arendt at the different stages of her life. Elizabeth Young-Bruehl’s 1982 biography,
“Hannah Arendt: For Love of the World,” remains indispensable as a commanding exposition of Arendt’s ideas and a detailed, sensitive rendering of her emotional life. In Meyer’s hands, the adventuress sometimes recedes into a functionary.
In the mid-nineteen-fifties, Arendt turned from the origins of political catastrophe to the conditions of political health. She had begun exploring how Marxism had yielded totalitarianism; the Hungarian Revolution of 1956, before Soviet troops crushed it, presented a striking example of people creating a political life for themselves. She abandoned the project, but some of its concerns entered “The Human Condition” (1958), a far-reaching inquiry into what she called the vita activa, the active life.
Arendt divided human activity into labor, the biological processes that sustain life; work, which creates objects and builds a durable human world; and action, the unpredictable business of people speaking and doing things together. Action interested her most. In the Greek city-state, citizens appeared before one another as equals, taking part in a common world and beginning things whose outcomes they could never entirely control. “Plurality,” she wrote, “is the condition of human action because we are all the same, that is, human, in such a way that nobody is ever the same as anyone else who ever lived, lives, or will live.”
Modern society, she believed, had elevated labor and consumption while letting the public realm wither. With the rise of what she called “the social,” public life increasingly became about the administration of an enlarged household, managing production, welfare, and collective necessity. Yet freedom, in Arendt’s view, was something more demanding. It required people to act together in a public realm where each had a voice.
The United States, in its formative years, had briefly demonstrated how such action might survive beyond the ancient polis. According to the blunt John Adams, the American Revolution began before the war with Britain, in the people’s minds and hearts, and Arendt situated those shifts in American town councils where citizens had de-

“I wonder what drugs we’re on.”
bated local affairs. The Revolution created spaces of public freedom, and the Constitution gave durable form to power, which Arendt understood as something generated when people acted in concert. In “On Revolution” (1963), she preferred the Americans, with their unglamorous work of founding institutions and distributing power, to the French, whose fiction of a single “general will” devolved into righteous cliques attempting to murder one another.
She fell in love with the Founding Fathers, the Federalist Papers, and constitutionalism. Yet her account of the American triumph also conveyed disappointment. Thomas Jefferson’s “pursuit of happiness” retained an older sense of “public happiness,” the pleasure of participating in town meetings, councils, and congresses. That meaning faded, however, and “the pursuit of happiness” had become the pursuit of riches and, eventually, consumerism as a way of life.
It wasn’t much to hold on to, but she continued to praise small, self-organized bodies: the citizens’ councils of the Hungarian Revolution; the organizing councils of the sixties’ civil-rights and anti-war movements in the U.S. In such bodies, citizens at least escaped the domination of mass media, which she feared and loathed. She had an instinctive appreciation for order, civility, public debate. But, unlike many postwar conservatives, she did not seek a return to religion or traditional values. The world that sustained them had been shattered. Instead, she searched the wreckage for sources of personal and political integrity. “Since man contains within himself a partner from whom he can never win release,” she wrote, “he will be better off not to live in company with a murderer or a liar.”
Arendt’s political ideal had a temperamental counterpart: she liked thought and friendship at close quarters, among people who could answer one another directly. In 1959, Arendt and Blücher bought a good apartment at West 109th Street and Riverside Drive. She had a river view and, for the first time, ample space to entertain her American and émigré circle. Norman Podhoretz, always concerned with “making it,” considered an invitation to her New Year’s Eve parties a definite score. Kazin, ever faithful, saw something al-
almost needy in her friendships, which may have been tied to the losses she carried. In one of Arendt’s unpublished poems, she wrote, “Survival./But how does one live with the dead? Say,/where is the sound of their company,/where are the gestures they once made?”
Those of us who want a direct sense of her physicality—and it’s hard not to as you read her—can’t do better than the video of the Gaus interview. In her late fifties, she’s very grand indeed, but at times almost friendly, with a ready, then readily withdrawn, smile. In her gruff, cigarette-scarred voice, she speaks slowly but implacably, rocking back and forth like a ship in treacherous seas. Emotion bursts out. “When one is attacked as a Jew,” she says, thumping the arm of her chair, “one must defend oneself as a Jew—not as a German, a world citizen, or a champion of human rights.” Gaus adroitly coaxes out personal recollections and moments of self-assessment, but she mocks as impossible the idea of confessing what’s “going on in my heart.”
Fiction could enter where Arendt refused, publicly, to go. In the extraordinary novel “An Admirable Woman,” first published four decades ago, the American author, theologian, and editor Arthur A. Cohen created an Arendt-like character who holds back nothing. The novel, reissued this fall, by McNally Editions, takes the form of a memoir by a German Jewish intellectual historian, exiled to New York. Erika Hertz, the Arendt character, describes her life in wild Berlin in the twenties and then in the early Nazi period and finally on the Upper West Side. She evokes an émigré’s painful social adjustments and shares her feelings about everything, especially about herself. Assessing her body, she praises her “glorious hair, full, rich, an immense head of hair, a whole field of auburn hair, reddish-brown like the trees of the Hudson Valley.” The prose is abundantly physical and sensual, which God knows Arendt’s was not. Cohen created a counter-text, a luscious version of Arendt’s unknown sentimental education.
Sometimes we get as much from just
a trace. In one of the funniest of all American books, the 1954 novel “Pictures from an Institution,” Arendt’s great friend Randall Jarrell satirized a progressive college (basically Sarah Lawrence). After untold adventures, the Rosenbaums, an avant-garde Viennese composer and his opera-star wife, have arrived, with relief, at “Benton College.” When the subject of travel comes up,
The gentry rueful Rosenbaums spring from Jarrell’s transforming affection for his friends. A stormier version of the couple appears in Margarethe
von Trotta’s intellectually alert film “Hannah Arendt” (2012), starring the great German actress Barbara Sukowa as Arendt and Axel Milberg as Blücher. Von Trotta’s portrait at first resembles Kazin’s—a sociable woman, in love with her husband, happy in America. Then all hell breaks loose, and Sukowa, eyes blazing, concludes the picture with a seven-minute defense of intellectual freedom assembled from Arendt’s words. It’s one of cinema’s great pieces of extended rhetoric.
What broke loose, of course, was the Eichmann controversy. At Arendt’s request, this magazine sent her to Jerusalem in 1961 to cover the trial of the S.S. lieutenant colonel Adolf Eichmann, who had played a central role in organizing the mass murder of the Jews. Her account ran in five consecutive issues in February and March, 1963, then almost immediately was republished as a book, “Eichmann in Jerusalem: A Report on the Banality of Evil.” She was widely attacked. Some of the attacks, both by organized Jewish groups and by individual writers, were more like hazing than criticism—vicious, personal, encompassing. Arendt, they insisted, was a self-hating Jew who blamed the Jews for their own destruction; she laundered Eichmann’s guilt with the phrase “the banality of evil.”
The actual text, which chronicles not just the trial but the workings of
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Eichmann's operation in country after country, is animated by a freezing decision of the man and obvious anguish, held in check, over what the S.S. accomplished. Eichmann was not, in conventional terms, stupid, but, as Arendt argues, he was incapable of thinking—that is, of allowing into consciousness any reality or viewpoint inconsistent with his loyalty to his job and to his superiors. A "terrifyingly normal" product of personal ambition and totalitarian organization, he scarcely had a self to violate. In that sense, his evil was banal. Arendt concluded that he should hang.
The sorest point in her reporting was the ten or so pages on the Judgement, the councils (bad ones, this time) that the Nazis set up with Jewish community leaders, many of whom, according to Raul Hilberg's authoritative history "The Destruction of the European Jews" (1961), provided the Nazis with Jewish addresses, even property lists. The leaders were in an impossible position and perhaps thought that by cooperating they could save ten out of a hundred, or a thousand out of ten thousand. None of us know how we would have behaved in the same situation. Arendt criticizes these men but never says that the Jews were responsible for their own destruction. She does claim that, without the councils' compliance, more would have survived.
"Eichmann in Jerusalem" is a brilliant book, hard-driving and factually rich, but written with an undisguised intellectual contempt that many found heartless. In Commentary, Podhoretz ended his review with anguished protest: "The Nazis destroyed a third of the Jewish people. In the name of all that is humane, will the remnant never let up on itself?" Like an Ibsen character, Arendt was too proud to simplify her ideas for easier understanding. She also rejected the melodramatic style that was becoming popular in discussions of the Holocaust, along with what she sensed was developing in Israel: a desire to turn the Holocaust into a kind of state religion that could justify aggression.
For a while, friends and colleagues walked away, including some of the New York group that had revered her; a few friendships never recovered. Mary McCarthy, who held fast, declared that the campaign against Arendt was "assum-
ing the proportions of a pogrom," and told her that they could "enjoy guilt by association together."
Heinrich Blücher died in 1970, at seventy-one. "Between two people, sometimes, how rarely, a world grows," Arendt wrote to Heidegger of her and Blücher's love. "It is then one's homeland." She was bereft but surrounded by the friends who remained. Two of them proposed marriage—the political scientist and fellow German Jewish exile Hans J. Morgenthau, and W. H. Auden, who suggested that they could take care of each other. She refused a collaboration in misery. For the rest of her life, she continued to speak and write copiously about public affairs, not least the official mendacity that the Pentagon Papers and Watergate revealed.
By then, the question of whether Arendt belonged chiefly to German or American intellectual life mattered less than the interplay in her soul between the two. Her ways of thinking, her metaphysical longings, were mostly German, but her preoccupations after "Origins" were mostly American. Meyer understandably emphasizes that the German editions of "Origins" and "The Human Condition" differ from the English ones, though he never quite makes clear how extensive or significant the differences are. The career that had made her famous was unmistakably American. Her major books were commissioned, edited, and first published in the United States, often after taking shape in American magazines.
In her last years, she turned increasingly to the nature of thinking, willing, and judging; she wanted to write a book that would map the activities of the mind. She completed the sections on thinking and willing; the projected third section, on judgment, remained unwritten. On December 4, 1975, Hannah Arendt died in her apartment. She was sixty-nine years old. She had a heart attack while entertaining friends. ("Thinking" appeared posthumously in three installments in this magazine.)
More than three decades later, in March, 2007, the philosopher Jeremy Waldron published a piece in The New York Review of Books titled "What Would Hannah Say?" Waldron, who admired Arendt, was nevertheless skeptical of the "portentous and stricken tone" of
her writings, and of her followers' rote acquiescence. He deplored the common habit of summoning words from Arendt's work to illuminate current crises. (In 2007, the current crisis was "the war on terror.") Every circumstance is special, Waldron wrote, and we should make up our own minds, rather than rely on Arendt. Of course, he's right, but the texts keep catching up to history, muscling into current events, more participant than ghost.
In "The Origins of Totalitarianism," Arendt observes that bureaucratic despotism hollows out legislatures: parliaments cease making laws, and executives rule by decree. She describes how inflation, unemployment, and the breakdown of stable classes leave masses uprooted, isolated, and possessed by a pervasive hatred of the existing world. A movement—not a party—organizes their discontent, offering fictitious total explanations for real and unresolved problems. At its center stands an infallible leader: his words cannot be questioned, and his lies are turned into a functioning reality. Members must accommodate themselves to its fictions, with varying mixtures of gullibility and cynicism; followers shown proof that the leader has lied may admire him all the more for his tactical cleverness. He and his cadre insult and dehumanize outsiders, who are then stripped of their rights, rendered stateless, and herded into internment camps.
The ultimate object of these fictions is disorientation, more than belief. By continually altering reality, a government can disable the faculties of judgment and action on which political freedom depends. In her last known interview, recorded for French television in 1973, Arendt returned to the subject of public lying. According to a transcript published after her death, here is what she said:
If everyone always lies to you, the consequence is not that you believe the lies, but that no one believes anything at all anymore—and rightly so, because lies, by their very nature, have to be changed, to be "re-lied," so to speak. So a lying government which pursues different goals at different times has constantly to rewrite its own history. That means that the people are deprived not only of their capacity to act, but also of their capacity to think and to judge. And with such a people you can then do what you please. ♦
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BOOKS
The U.S. helped create modern Europe. Can it break it?
BY IAN BURUMA

After the end of the Second World War, every major city in the U.S.-occupied zone of Germany had an Amerika Haus. People who might be lucky to have a roof over their heads gathered there to read American books and periodicals, watch American movies, listen to lectures about America, tap their toes to jazz from America. This enterprise, funded at first by the U.S. Office of Military Government, and later by the U.S. Information Agency, was obviously meant to present America in a positive light to men and women who had been fed Nazi propaganda for more than a decade. It was another propaganda exercise, then, but not a heavy-handed one, propaganda under
the mantle of liberty and democracy. Unlike in the aftermath of the First World War, when the Allies decided that the defeated enemy had to be punished for its sins, the goal this time was to educate the former Axis powers on how to be good democrats who would learn to embrace such vaunted American values as individual freedom and free enterprise. Much store was set on culture. This was not without its absurdities. A zealous young U.S. Army education officer in Japan believed that teaching locals the art of square dancing would contribute to their democratization. In the same spirit, the American occupation government instructed movie studios in
Japan to show a Japanese couple kissing onscreen, as a public display of affection, American style. The resulting sensation was such that May 23, 1946, the premiere date of this film, “Twenty-Year-Old Youth,” came to be celebrated as Kiss Day.
Europeans who had lived under Nazi occupation did not have to learn how to kiss in the movies. But America’s effort to create a global alliance of democracies under U.S. tutelage and military protection involved a great deal of cultural and political education, or reeducation, and the endeavor became even more pressing once the Cold War began. There was concern that demoralized and impoverished Europeans—artists and intellectuals especially—would be drawn to the blandishments of the Soviet Union. So the C.I.A. financed reliably pro-American political parties for decades, along with arts festivals, exhibitions, concerts, and literary magazines such as Der Monat, in Berlin, and Encounter, in London. Much of this was done with an American mixture of political self-interest and idealism. (Intent on countering “Reds” in the C.I.A. and other U.S. foreign-policy institutions, Senator Joseph McCarthy sent his trusted lawyer, Roy Cohn, to Germany at the height of the Red Scare to weed out subversive books from Amerika Haus libraries.)
One of the great creations of Pax Americana was what the political scientist Glyn Morgan calls the American Europe. (He shares his discipline’s fondness for denoting concepts with italicized phrases.) In his short and punchy new book, “The Rise and Fall of American Europe” (Polity), he argues that American Europe was a new order imposed by the United States. British, Dutch, French, Belgian, and Italian empires had to be dissolved, the thinking went, to make way for an integrated, democratic Europe. This would also address the perennial German problem: embedded in a federal Europe, Germany would become a country its neighbors could safely live with.
To bring all this about, and to counter the allure of Communism, European economies first had to emerge from the rubble of war and regain their strength as quickly as possible. Hence the Marshall Plan, which was designed to encourage European integration. The diplomat and foreign-policy thinker George Kennan wrote, “We considered that one
If NATO hollows out, Europe as an entity might not survive populist nationalism.
ILLUSTRATION BY RICARDO TOMÁS
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of the long-term deficiencies of the European economy as a whole was its excessive fragmentation . . . the lack, in particular, of a large consumer's market." But Kennan's vision for Europe wasn't merely economic. To overcome the nationalist rivalries that had caused two devastating wars, he urged the United States to help depressed Europeans recover their "spiritual vigor" as a self-confident collective entity. As Morgan explains, this meant that "U.S. support would force the British, the French, and other nations to think of themselves as Europeans rather than as nationalists inhabiting separate nation-states."
The originality of Morgan's book lies in its claim that European unification—first the European Coal and Steel Community, in 1951, then the European Economic Community, in 1957, and finally the European Union, in 1993—was more an American creation than a European one. Postwar Europe, he argues, was made in America's image.
The conventional view holds that the main architects of European integration were the Frenchmen Jean Monnet, a mild-mannered, mustachioed Cognac merchant and banker, and Robert Schuman, an austere, devoutly Catholic statesman from Lorraine. The Schuman Declaration of May 9, 1950, which proposed placing French and German coal and steel production under a common authority, is still commemorated by the E.U. as Europe Day. The Chancellor of the Federal Republic of Germany Konrad Adenauer, the Italian Prime Minister Alcide De Gasperi, and the Belgian Socialist statesman Paul-Henri Spaak are likewise counted among the European founding fathers.
Winston Churchill himself favored some form of European unification, though without Britain, which, like the United States, was to remain outside it, as a benevolent and, naturally, superior power. This became a sticking point in the much hyped (especially in Britain) "special relationship." From Churchill onward, many British leaders clung to fantasies of global power and splendid isolation from Europe, fantasies that culminated in the disaster of Brexit. By contrast, most American Presidents, the current incumbent aside, preferred Britain snugly embedded in Europe, where it
could serve as a dependable American ally. Morgan sets out to revise this familiar genealogy of European integration. In his telling, Monnet and Schuman did not originate the idea. Franklin D. Roosevelt had long opposed European imperialism, much to the chagrin of his wartime ally Churchill, and Morgan maintains that members of the Roosevelt and Truman foreign-policy establishments were devising plans for a unified Europe well before European leaders embraced the project. In 1943, William C. Bullitt, a senior U.S. diplomat, argued in a letter to Roosevelt that the United States would "be obliged . . . in setting up administrations in occupied and liberated countries, not only to set up democratic administrations but also to lay the groundwork for a combination of democratic governments in Europe strong enough to preserve democracy in Europe and keep the Bolsheviks from replacing the Nazis as masters of Europe."
Walt Rostow, who became Lyndon B. Johnson's national-security adviser during the Vietnam War, had also been working on postwar plans to incorporate Germany into the rest of Western Europe by means of economic coöperation. Morgan believes that Rostow came to that idea first, before Monnet, and, indeed, that Rostow passed his views on to the Frenchman, who spent much of the war in Washington, D.C.
Morgan is right that Americans played a hugely important role in shaping postwar Europe, but he underestimates the European contributions, not least when he casts Monnet as Rostow's pupil. The idea of pooling natural resources to prevent another war between major European powers, especially Germany and France, had been championed at the end of the First World War by a French politician named Étienne Clémentel. He called for a "new economic order" based on interdependence. His assistant was Monnet, who had suggested combining the British and French economies to defeat Germany in the Great War. In 1940, when France was invaded once again, Monnet went further and suggested a Franco-British union. None of this came to pass, but it's clear that Monnet didn't need Rostow to fire his pan-European imagination. Nor were the Frenchmen alone. One of
the more interesting and eccentric unifiers was the half Japanese Austro-Hungarian Count Richard von Coudenhove-Kalergi. His book "Pan-Europa," published in 1923, sparked the "Pan-Europa movement." In his dream of pan-European leadership, those in charge would not necessarily be men of high birth but gentlemen imbued with an "aristocracy of the spirit"—an idea that was perhaps not so very far removed from Kennan's notion of "spiritual vigor." Coudenhove-Kalergi's movement, too, came to little. But his proposal that Beethoven's "Ode to Joy" serve as the European anthem endured; it is still played on official E.U. occasions.
In 1941, Italian antifascists produced the Ventotene Manifesto (named for a small island where they were interned), calling for a federal socialist Europe. German dissidents inside Hitler's Reich, such as the Kreisau Circle, associated with Helmuth James von Moltke, who was executed by the Nazis, in 1945, for "treason," also drew up plans for a postwar European union. Many members of his circle were fellow-aristocrats, some of them kindred spirits of Coudenhove-Kalergi. And the Nazis themselves had pan-European ideals, albeit under the firm rule of the Herrenvolk.
There's another side of postwar pan-Europeanism that is hard to associate with the twentieth-century American establishment: the deep Roman Catholic background of most of the founders, which made them receptive to a supranational order. Adenauer, De Gasperi, and Schuman were all devout Catholics, and Monnet, though not a religious man, was born into a pious Catholic family. Adenauer was also a Rhinelander who loathed the largely Protestant and Prussian eastern part of Germany. He is said to have muttered "Asia again" whenever his train crossed the Elbe on the way to Berlin. For him, the West ended at the old borders of the Roman Empire, which had cut through the Teutonic territories. Ancient Rome was not his only model. John McCloy, the U.S. High Commissioner in Germany from 1949 to 1952, recalled that Adenauer spoke of the Holy Roman Empire as if it were recent history. This Catholic genealogy helped arouse British suspicions of European integration. The journalist Hugo Young, himself brought up Catholic, observed in his book "This Blessed Plot" that such "feel-
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ings were not limited to superstition. They acquired a strong political formulation among people who saw in the Schuman Plan the beginnings of a Vatican conspiracy, or even more luridly, an attempt to recreate the Holy Roman Empire.”
In Germany, however, the strongest opposition to Adenauer’s efforts to anchor the Federal Republic in an American-led Western alliance, through European integration and NATO, came from the left rather than the revanchist right. The Social Democrats, led by Kurt Schumacher, a prickly figure who had suffered horribly for resisting the Nazis, were mistrustful of the United States and hoped to reunify Germany as a neutral state at the center of Europe. A defense pact with America was anathema to Schumacher, since it threatened to make permanent the country’s division into two hostile states. Adenauer reached the opposite conclusion. Membership in NATO, he believed, offered the surest route to restoring West German sovereignty and the right to rearm. That it also cemented the division of Germany suited him fine.
German rearmament remained alarming to the French, and for a time a European Army seemed to offer a solution. In 1950, Monnet helped devise the Pleven Plan, which would place West German troops within a supranational European Defense Community. The project foundered in 1954, when the French parliament, still haunted by German militarism, refused to ratify it. West Germany joined NATO the following year.
NATO thus became one of the main pillars of American Europe. Formally separate from the European Economic Community and, later, from the European Union, it strengthened European cooperation while securing American leadership. The Marshall Plan and European integration helped produce three decades of rapid growth and rising prosperity, the period the French call les trente glorieuses, the thirty glorious years. This achievement rested on an American security guarantee. In Asia, the U.S.-Japan Security Treaty, signed in 1951, established a comparable arrangement for Japan.
Whether Morgan is right to see postwar Western Europe as largely an American creation, or whether Europeans played a more important role than he allows, American Europe was
The Savage Landscape, by Cal Flynn (Viking). What does it mean for something to be considered “wilderness” in a world saturated by human intervention? Searching for answers, Flynn travels to various remote sites—including the Transylvanian Alps; the Niassa Special Reserve, in Mozambique; and the Southern Ocean, near Antarctica—journeys that lead her to conclude that wilderness is “a negative definition, an absence.” For one thing, wild places are increasingly threatened by the trophy-hunting industry, scientific study, and corporate exploitation. But, for another, Flynn argues, wilderness is about being able to “open oneself to the immensity of all existence, all creation, all of everything.”
Presence, by Erin Maglaque (Astra). This “hidden history of the female body” reveals the ways that natural processes, such as giving birth, have been shaped by changing medical beliefs and social arrangements. Drawing on physicians’ casebooks, midwifery manuals, household recipe collections, court testimonies, private letters, and more, Maglaque constructs a kind of organic catalogue raisonné, indexing women’s experiences of their bodies from the fifteen-hundreds to the eighteen-hundreds. Her account is assembled from sharp examples. The “supposedly simple and natural gesture” of breastfeeding, for instance, came to be ruled by a “coarse moralism” in the eighteenth century, when the act “became the primary scene of sentimental motherhood: done out of a strictly defined maternal love” rather than as paid work.
It’s All River, by Carla Madeira, translated from the Portuguese by Alison Entrekin (Liveright). This sultry, tortured tale follows Lucy, a sex worker, as she insinuates herself into the lives of a married couple. Lucy’s obsession begins when she meets the husband at her brothel and he turns her down (a first—Lucy is in high demand). From that point on, she takes increasingly extreme measures to seduce him. Meanwhile, the secrets of the couple’s marriage—including the husband’s violent jealousy—unfurl. Though Madeira’s writing is sometimes unnecessarily florid, she manages to weave together the perspectives of three compelling characters and, given the novel’s relative brevity, summon an impressive breadth of emotion.
The Shampoo Effect, by Jenny Jackson (Pamela Dorman). At the outset of this chatty novel, the protagonist, Caroline, who was recently ghosted by a thoughtless man, has had a story published in this magazine. In an uncharacteristically impulsive move, she decides to quit her job and write full time. Because her mother is a successful writer—and likely a narcissist—the decision is a complicated one. But soon Caroline finds herself at a seaside residency in Massachusetts, where she falls in love with a local. As she gets to know his childhood friends, whom Jackson renders vividly, further complications mount; one of the group, it emerges, is pregnant with his child. The novel is ultimately a study of the season in life when friendships are tested by growing families and by the realization of ambition.




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clearly an élite project. Monnet, Kennan, Schuman, Rostow, and McCloy were the opposite of populists. Some may even have thought of themselves, in Coudenhove-Kalergi's term, as "aristocrats of the spirit": highly educated internationalists, accustomed to believing that they knew what was best, who took it upon themselves to design a new world order. American Europe came from the top, and that is why populists in the United States, led by President Donald Trump, and many right-wing politicians in Europe can't stand the E.U.
Trump has described the E.U. as a "decaying" group of nations, many of which "will not be viable countries any longer." He has warned that "both the immigration and their suicidal energy ideas will be the death of Western Europe," and his National Security Strategy darkly evokes "civilizational erasure." In a speech commemorating the D Day landings, the Secretary of Defense, Pete Hegseth, proclaimed, "Sadly, today, different European beaches are stormed by different, dangerous ideologies. Beaches in Spain, Italy, Greece, and Bulgaria, boats and men arrive. When will European capitals do something about that invasion, or is it too late?" He was speaking,
ing, of course, not of Nazis or Russians but of desperate refugees.
Some of Trump's chief backers among the tech oligarchs have joined MAGA's campaign against the E.U. Elon Musk proclaimed on X that "the EU should be abolished and sovereignty returned to individual countries." He has also called the far-right Alternative für Deutschland Party "the last spark of hope" for Germany. The AfD, like other far-right parties in Europe, shares MAGA's hostility toward the E.U., and its rationale that an élite supranational project is destroying national identities.
The U.S. President's disdain for NATO matches his views on America's European allies. In 2024, Trump quoted an unnamed European leader who had, he said, asked him whether the U.S. would help to protect a NATO ally if it were invaded by the Russians, something the North Atlantic Treaty obliges every member to do. "No, I would not protect you," Trump had replied. "In fact, I would encourage them to do whatever the hell they want. You got to pay. You got to pay your bills." This amounted to more than disdain; it was a repudiation, from Washington, of a central premise of American Europe. Morgan identifies various reasons for
this turn of events. Elements of the American right have long had a soft spot for Russia. He mentions Pat Buchanan, who approvingly quoted Putin's claim that Russia was defending "traditional values" against a "so-called tolerance" that was "genderless and infertile." Then, there is the rise of China, which has shifted Washington's strategic focus away from Europe and diminished NATO's centrality to American concerns. But the main reason, according to Morgan, for the current Administration's war on American Europe lies in the domestic culture war. What's happening in the U.S. today, he argues, "is an intra-elite struggle waged by populist nationalists and technological accelerationists against a Brahmin Left that they seek to topple."
The principal targets, then, are less European institutions and NATO than the American élites associated with them. "Europe" serves as a shorthand for immigration, welfare states, and free-speech laws that seek to limit the power of new-media moguls to spread disinformation. Morgan calls the emerging MAGA ideology Civilizational America (again, his italics) and argues that it is poised to supplant American Europe. The "social-liberal values of American Europe," he writes, "will be jettisoned in a new Civilizational America." It's an odd phrase; "civilization" usually suggests a broad and pluriform cultural inheritance, whereas Morgan's Civilizational America combines Christian zeal, economic libertarianism, and ethnic chauvinism. Still, one can see what he means.
The visceral class resentment directed at highly educated élites, whether liberal or classically conservative, especially those who built the institutions of Pax Americana, is real. It also extends well beyond the United States. Right-wing populist parties in Europe—including the AfD, in Germany, the Party for Freedom, in the Netherlands, the National Rally, in France, and Reform U.K.—draw on much the same resentment. This affinity helps explain why J. D. Vance used the Munich Security Conference to lecture Europe's political establishment on the twin dangers of immigration and the "threat from within," then met privately with Alice Weidel, a leader of the AfD.
American culture wars are clearly part of the story. European right-wing populism, however, was gaining strength long
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before MAGA appeared. Since the nineteen-seventies, far-right parties have exploited anxieties about the arrival of former colonial subjects and migrant workers in countries such as France, Britain, Belgium, and the Netherlands. Richard Bessel, in his useful little book “Postwar Europe: A Very Short Introduction,” writes of Belgium’s most extreme Flemish-nationalist party: “By focusing during the late 1980s on immigration, the Vlaams Blok more than trebled its popular vote between the general elections of 1987 and 1991.” In Britain, as Bessel also reminds us, a Labour M.P. was unseated in 1964 by a right-wing Conservative amid a campaign notorious for the slogan “If you want a n—for a neighbor, vote Labour.”
The nationalist, anti-immigrant, blood-and-soil right returned to the mainstream of postwar European politics only in recent decades, as rabble-rousers on both sides of the Atlantic began spreading panic about a Muslim threat to what they like to call “Judeo-Christian civilization,” and about white Christians being “replaced” by sinister aliens whom liberal élites supposedly coddle to win votes.
Yet this conflict long predates Civilizational America or American Europe. Since the nineteenth century, the Western world has been divided between two rival conceptions of nationhood: the nation as a community of blood and faith, and the nation as a democratic state of citizens with equal rights. Liberals, from Thomas Jefferson to Aristide Briand, championed the separation of church and state. Right-wing nationalists, stronger in some countries than in others, detested liberalism, secularism, and racial equality. In France, the Dreyfus Affair, in the eighteen-nineties, brought the conflict into especially sharp relief. After Alfred Dreyfus, a Jewish Army officer, was falsely convicted of treason, the so-called Dreyfusards, secular republicans defending the civil rights of a French Jew, faced anti-Dreyfusards, who rallied around church and soil.
This schism cut right across the West. Indeed, many German nationalists in the late nineteenth and early twentieth centuries didn’t even consider themselves to be part of the West, which they associated with French republicanism, British liberalism, and American capitalism. Thomas Mann—who later changed his mind on such matters—believed that Germany in
the First World War was fighting for its unique national soul against a shallow materialist Western civilization corrupted by rationalism. The country that German and other European reactionaries associated most with that idea of the West was the United States. Germans have Kultur, the French have civilisation, and the rootless Americans have only cash. America’s relative openness to immigrants looked like decadence; cosmopolitanism and internationalism were objects of contempt. Now the roles have reversed. America First ideologues, backed by the government in Washington, condemn Europe in pretty much the same terms that European reactionaries once used against the United States. And the U.S. State Department is sponsoring European right-wingers who hate European integration with the largesse it once directed toward Europeans who were in favor of it.
So who represents the West today? Morgan’s Civilizational America? President Emmanuel Macron and others who regard Europe as the last bastion of liberal Western values? Or the right-wing populists in Europe and the U.S. who claim to be defending Judeo-Christian civilization against Islam and other alien creeds? Which vision is most likely to prevail? Morgan’s sympathies are clear. He is a liberal who despises MAGA. But his prognosis for Europe is bleak. “American Europe is over,” he writes. “If Europe is to flourish, it must come to terms with Civilizational America.”
Yes, but how? The Canadian Prime Minister, Mark Carney, spoke in Davos

in January about the end of Pax Americana, without once mentioning Donald Trump. His answer was that “middle powers must act together, because if we’re not at the table, we’re on the menu.” What this togetherness would entail was left unclear. Europe is already trying to reduce its dependence on the United States for its security. German arms-makers are expanding production, and defense bud-
begets are rising across the Continent, if unevenly. Yet Germany’s military buildup has stirred anxiety in France, while industrial rivalries have repeatedly frustrated joint projects. And, as Morgan observes, the United States remains so far ahead of Europe financially, militarily, and technologically that “any significant degree of strategic autonomy is clearly a distant and multigenerational goal.” The question is: How is Europe to protect its liberal institutions in the meantime?
If Civilizational America leaves NATO a hollow shell, the E.U., too, might not survive as a viable entity in an age of populist nationalism. Europe could revert to a collection of nation-states ruled by illiberal nationalist governments content to accommodate Civilizational America. Morgan describes this as the “Japanification” of Europe—“single party domination led by corrupted politicians” who will do whatever the U.S. wants in exchange for American protection.
This assumes, of course, that MAGA will continue to dominate American politics and that right-wing populists will gain power across much of Europe. But, even if MAGA does not outlast Trump, future Presidents are unlikely simply to restore the status quo ante and revive Pax Americana under the stewardship of a liberal élite. Nor would such a restoration be desirable. Europeans, and the Japanese, have good reason to reduce their dependence on the United States: the kind of subordination Morgan calls Japanification is humiliating in itself and, by relieving political leaders of responsibility for their own security, corrosive of liberal democracy.
Perhaps all is not lost. The Trump era may yet provoke a backlash like the one produced by Brexit. In 2016, Brexiteers imagined that other European countries would follow their example and cheerily recover absolute sovereignty as liberated nation-states. None did. Brexit instead became a warning against taking the same path. The spectacle of Trump’s America might do something similar. Even some of Trump’s European admirers, including the right-wing Italian Prime Minister, Giorgia Meloni, have begun to distance themselves from him. Trump, in his bellicose and blundering way, may yet end up doing what liberals in the U.S. government once tried so hard to achieve—make Europeans think of themselves as Europeans first. ♦
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THE ART WORLD
Pope.L's pleasing refusal to be interpreted.
BY ZACHARY FINE

We're familiar with the idea that art is a sublimated form of madness, but the artist William Pope.L liked to hint it was the other way around. His major works include "ATM Piece" (1997), in which he attached himself to the door of a Chase bank with a chain of sausage links while wearing only Timberland boots and a skirt made of dollar bills, and "Eating the Wall Street Journal" (2000), which involved him sitting on a raised toilet, eating the newspaper for multiple hours a day, for multiple days, with a garnish of ketchup and milk. Commentary on his work often describes it as a critique of race or capitalism but gingerly avoids the
more superficial observation that these behaviors have a resemblance to certain presentations of psychosis. Seeing Pope.L in the late seventies in his "Crawl" series, wearing a wool pinstriped suit, commuting on his hands and knees through the streets of Manhattan, most pedestrians likely didn't think, This is art, or This is social criticism, or This is an argument against bipedalism. They probably thought he'd lost his mind.
But was the performance deranged or were the circumstances? With city blocks burned to the ground, a shrinkage of affordable housing, and a spike in homelessness, the New York of the
late seventies was a city in distress. Pope.L saw many of his closest relations—including his aunt, his brother, and his father—reduced to living on the street. "When you have that many people in your family suffering from this thing, maybe you think it will happen to you. Like a disease," he said. In 1978, the year Pope.L started his "Crawl" performances, Ed Koch was sworn in as mayor, heralding an era of fiscal austerity. The slashing of public programs coincided with a rise in public performance art—Mierle Laderman Ukeles's "Touch Sanitation" (1979-80), Christy Rupp's "Rat Patrol" (1979), Jenny Holzer's "Inflammatory Essays" (1979-82)—but Pope.L struck a nerve. In a photograph from one of his crawls, in Times Square, a police officer reaches down and tries to get him to stand up. The officer, whose silver-and-gold watch flashes in the light, doesn't seem intent on helping Pope.L. He looks eager to protect other people from the sight of him.
A new exhibition at the Drawing Center, "Certainly an Act: Works on Paper by Pope.L," shows how the artist extended his practice of principled unreason—or what his grandmother once described lovingly as his tendency for "foolishness" and "devilment"—into objects of two and three dimensions. There are many ways for an artist to double as a social critic; Pope.L's preferred mode was absurd jokes with elusive punch lines. Across more than fifty years of art-making, before his death, in 2023, he worked in familiar forms—drawing, painting, sculpture, video—but also made ample use of peanut butter, mayonnaise, hot dogs, ice cream, Spam, and Pop-Tarts. He studied with the Fluxus artist Geoffrey Hendricks at Rutgers, and because of that lineage he's often placed in the traditions of conceptual and performance art. But, if you look at the actual data on offer at the Drawing Center, you'll see that Pope.L's graphic work has a deep filiation with the art brut of Jean Dubuffet. Dubuffet, who in nineteen-forties France collected graffiti, the work of children, and the art of psychiatric patients, wanted an art that was crude and "raw," untarnished by culture. The less skilled or tutored the style appeared, the better.
In Pope.L's "Harriet Tubman Spins
"White People Are Prawns at Sunset" (2010), part of the "Skin Set" series.
68
POPE.L / COURTESY ESTATE OF POPE.L / GLADSTONE
the Universe” (1998–2017), he puts the abolitionist on a plank of Sheetrock in the middle of a swirl of peanut butter. The piece feels like an update of Paul Klee’s “Angelus Novus,” if it were spun in a gyroscope and sprayed with acrylic paint. Tubman is all but indecipherable, roughly limned with white paint and covered by red, black, and yellow smudges and drips. The personal filaments of meaning for Pope.L here include the peanut butter itself—a cheap, calorie-dense food that was a staple of his upbringing—and the organizing force of Black women in his life, particularly his grandmother, Desma Lancaster. She is said to have shown quilts at the Studio Museum in Harlem in the nineteen-sixties, and was the first person to open Pope.L’s mind to art.
Successful artists are often excellent brand managers. They have coherent “periods” of activity, when one material or idea predominates, and provide neatly packaged interpretive frameworks for the reception (and collection) of their art. Part of what makes Pope.L so great, in my book, is that he couldn’t care less about crafting an image or a brand. His work thrives on the incoherence of his own restless curiosity.
You’ll see this across Pope.L’s corpus, but also within a given series, such as the “Skin Set” drawings, which he started in the nineties. Each drawing issues a sort of proclamation—sometimes using a combo of ballpoint pens, Wite-Out, Magic Markers, and coffee stains—that seems authored by a child or a wigged-out racist: “WHITE PEOPLE ARE PRAWNS AT SUNSET”; “RED PEOPLE FUCK THE OYSTERS OF AU-
THORS”; “BLACK PEOPLE ARE WHAT BLACK PEOPLE LACK”; “BLUE PEOPLE CANNOT CONCEIVE OF THEMSELVES.” “Nonsense” can mean language in which diction and syntax don’t conform to familiar patterns, but it’s also a term we use dismissively to establish that we know what sense is, to put ourselves high and dry on a plot of reason. “Oh, so you know what white people really are, if they’re not prawns?” the drawings taunt. “What are they?” Each one functions like a coarse grain of sand, eroding the certainties and stereotypes that harden racial discourse.
The most spectacular piece in the show is a multimedia environment called “Relational Painting a.k.a. If Black Is Beautiful . . .” (2003–22). There is a black tarpaulin on the wall that’s been assaulted with paint and more than a dozen lamps suspended above it, blasting the painting with light as if to interrogate it about the circumstances of its creation. Static plays through guitar amps on the ground, books are splayed open, images are tacked up on the wall, and bottles of fluid—water, Powerade, vague painterly liquids labelled “clear” or “gloss”—are scattered around. It’s a work that looks as though it’s vomited out its entire process. But unlike the preserved wreckage of, say, Francis Bacon’s studio at the Hugh Lane Gallery, in Dublin, the scene here doesn’t read as a re-creation of any real artistic procedure. There are no brushes, for instance, though there are traces of brushwork. The title is an allusion to Nicolas Bourriaud’s “Relational Aesthetics” (1998)—his famous idea being that art is a socially generative “state of encounter”—but the piece doesn’t allow
for any utopian socializing, either. What’s spilled out into the gallery is Pope.L’s sendup of what we expect from artists, a carefully managed depiction of the fantasy of creative mania.
I noticed that a few visitors missed the staircase down to the basement gallery of the Drawing Center, which has not only Pope.L’s “Pop Tart Frieze” (1998)—substituting marble or plaster with mass-produced pastry—but also a video work that’s a kind of manifesto in disguise: “Egg Eating Contest (Basement version)” (1990). Wearing a tattered black tunic and combat boots, Pope.L struts across a stage like a rooster and delivers a monologue as his alter ego Mr. Poots, talking like a child prophet who’s cracked under the pressure of history. The “problem”—he clicks his tongue—“with the white man is he’s not very nice. At nap time, he takes all the blankie. And at snack time he takes all the treats. And at recess he chases all the Black people and knocks them down. . . . And when the Black people get upset he says, ‘Shut up! Shut up! I am your salvation!’” The artist adopts a schizoid persona, with multiple voices flowing out of him, and swerves between lucid social criticism—about the history of slavery or of higher education—and total gibberish. Like Pope.L, who called himself “the friendliest Black artist in America,” Mr. Poots can seem harmless or scatterbrained, but he has a strict agenda that loops between tragedy and farce. Next to Mr. Poots is a colossal drawing of a penis. In the middle of the performance, he marches over and pulls it down, only to reveal another drawing of a penis underneath. This one is wearing a bow tie. ♦
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在系统通盘梳理本期报纸所涉及的报道后,以下 3 个具体议题在思想史、文化政治与制度伦理层面最值得学者进一步深思:
司法中立性的修辞掩护与权力博弈 [F1_9, F1_26]
战争状态下个体的制度性“抹除” [F1_21 🔍]
女性生殖解剖术语的误用与权力共谋 [F2_34-F2_37]
在玛格丽特·塔尔博特对罗伯茨法院的剖析中 [F1_9 🔍],我们触及了现代法治国家最核心的张力:司法机关如何在其宣称的“中立”与实际的“意识形态倾向”之间维持一种脆弱的平衡。首席大法官罗伯茨坚称法院是中立之地,但这种中立在现实中被质疑为一种精巧的掩护——通过在具体程序上表现出谨慎,来掩盖法院整体向右倾斜的结构性位移 [F1_9, F1_26]。
这种权力运作机制实际上是一种“修辞性的中立”。在法律话语中,通过对程序细节的微操,法院将政治斗争转化为程序争议。这种去政治化的处理方式,恰恰是权力最高明的掩盖手段。它让观察者误以为司法是在进行纯粹的法律推演,而忽略了裁决背后的价值预设已经发生了偏移。
这种现象与阿甘本(Giorgio Agamben)关于“例外状态”的论述形成了互文。在俄罗斯SIZO-1监狱中,乌克兰个体的遭遇 [F1_21 🔍] 是法律被彻底废除的极端状态;而在最高法院的博弈中,法律并未消失,而是被转化为一种“选择性执行”的工具。两者在本质上具有某种同构性:前者是通过暴力直接将人还原为“裸命”,后者则是通过法律程序的精细化操作,将公民的权利置于一种随时可被撤销的、不确定的法律悬置状态中。
当代极化政治给古典法哲学带来了严峻挑战:当司法机构不再被视为超越党派的仲裁者,而成为权力博弈的最后一道防线时,“中立”本身就成了一种意识形态。罗伯茨的“幻想”在于他认为可以通过维持形式上的中立来拯救制度的合法性,但现实证明,当实质正义被程序正义彻底替代,司法中立将沦为一种掩护权力转移的精致面具。
在关于女性生殖解剖术语误用的读者来信中 [F2_34-F2_37],一个看似简单的词汇错误被提升到了权力批判的高度。作者指出,将“阴道”这一具体部件误用为整个生殖区域的统称,并非单纯的医学常识缺失,而是一种深层的文化轻视。这种语言上的“简化”实际上是在重复一种父权制的认知逻辑:将女性身体还原为满足男性功能需求的“管道”,而抹除了阴蒂等核心感官地带的存在 [F2_36, F2_37]。
从认识论角度看,这揭示了语言如何作为权力结构的微观映射。命名权决定了认知边界。当主流出版物(即使是如《纽约客》般具有影响力的媒体)在标题和正文中重复这种误称时,它实际上在强化一种制度性的忽视。这种忽视将女性身体客体化,使其在医学和文化话语中变得“不可见”或“被误认”。
这种现象体现了福柯(Michel Foucault)所论述的“权力-知识”网络。医学话语通过定义什么是“正确的”或“通用的”术语,实现了对身体的微观治理。当女性被要求在“弗洛伊德父亲”的谴责中扮演协作角色,拒绝否认自身核心地带时 [F2_37 🔍],这种语言上的反抗实际上是对身体主权的重新夺回。
因此,这场关于“正确名称”的争论,本质上是一场关于认知正义的斗争。它提醒我们,任何形式的“简化”或“概括”在涉及权力不对等的关系时,都可能成为一种隐形的压迫工具。语言的精确性在此不再仅仅是学术要求,而是一种政治要求——要求将被抹除的身体经验重新纳入可见的知识体系之中。
[F2_34 🔍] 出发,我们可以探讨:在医学与法律话语中,哪些“习惯性的简化”实际上在潜移默化地执行着权力对身体的客体化?这种微观语言权力如何与宏观的制度压迫形成共振?[F1_21 🔍] 与西方司法体系中的程序性悬置,探讨现代国家在不同政治光谱下如何通过“法律的失效”或“法律的滥用”来实现对个体的控制。在系统通盘梳理本期报纸所涉及的报道后,以下 3 个具体事件在生活世界痛感、情感政治动员与制度理性冲突层面最值得学者进一步深思:
【俄罗斯监狱体系中的人权危机】 [F1_21 🔍]
【女性生殖解剖术语的权力话语争夺】 [F2_34-F2_37]
【语言死亡的隐喻与现实之辨】 [F2_39 🔍]
在俄罗斯 SIZO-1 监狱的运作机制中,存在着一套极其冰冷的制度理性(Institutional Logos)。在这种逻辑下,囚犯在某种程度上被重新定义为一种地缘政治的“资产”或“筹码” [F1_21 🔍]。监狱的管理、审判以及最终通过巴士进行的囚犯交换流程,本质上是一场关于人口数量与政治交换比的精密计算。在这种技术官僚式的治理中,个体的痛苦与绝望被过滤掉,只剩下“交换名单”上的一个名字。
然而,生活世界的真实痛感(Living Lifeworld Pathos)在这样的禁锢中依然倔强地存在。约书亚·亚法在《新古拉格》中记录的真实处境 [F1_21 🔍],将这种被制度抹除的“肉身性”重新推向了前台。这种痛感不仅是生理上的折磨,更是一种深层的、被国家机器彻底客体化的绝望感。在这种极端环境下,个体的生存状态不再仅仅是法律上的被告,而是一种通过肉身承受来揭示制度暴力的伦理实相。
这里存在着一个残酷的辩证摩擦:制度理性试图通过“禁锢”和“程序化”来消灭个体的能动性,但正是这种极端的压制,反而凸显了人类尊严在绝境中的脆弱与光辉。对比报纸中的话语温度,我们可以发现一种极端的反差:官方的交换流程是典型的“去情感化冷色调”,强调的是结果的达成;而记录者捕捉的是“热色调”的血泪与绝望。这种温度差揭示了当代地缘政治冲突中一种深刻的异化:当人类被简化为交换筹码时,制度理性在走向极端时,已然演变为一种缺乏伦理底线的技术暴力。
在医学与大众传媒的话语体系中,存在着一种基于习惯的制度理性(Institutional Logos)。在这种逻辑下,将“阴道”这一具体器官的名称泛化为指代整个女性生殖区域 [F2_35, F2_36],被视为一种无需质疑的语言惯例。然而,这种看似中性的“术语简化”,在实际操作中却产生了一种认知上的抹除效应。
读者在信件中尖锐地指出,这种误称并非简单的语言失误,而是一种权力话语的体现 [F2_34-F2_37]。当阴蒂等核心地带在语言中被“丢失”或被“阴道”这一管道概念所覆盖时,女性身体的性核心在认知层面被去中心化了。这种“词语的错误”实际上在潜意识中强化了对女性身体的轻视,使女性在面对自身生物学特性时,不得不扮演一种“孝顺的协作角色”,认同那种由父权制医学定义的、不完整的身体图景 [F2_37 🔍]。
这里发生的是一次从 Pathos(身体的真实感受)向 Logos(精准的语言定义)的夺回战争。个体通过要求“称呼她的正确名称” [F2_34 🔍],试图将身体的真实结构从模糊的制度话语中剥离出来。这种对精准命名的追求,本质上是对身体主权的认知觉醒。它揭示了语言如何作为一种微观权力工具,在不经意间完成对个体的定义与限制。当个体拒绝接受错误的命名时,他们实际上是在挑战医学霸权的认知惯性,试图重建一套基于真实肉身经验而非制度习惯的身体叙事。
[F2_39 🔍] 出发,研究在当代公共讨论中,强情感隐喻如何被误认为物理现实,以及这种认知偏差如何影响社会对文化消亡的危机感构建?